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Senior Associate, NYFS Mutual Fund Tax
2 weeks ago
KPMG Stamford, United StatesAt KPMG, you can become an integral part of a dynamic team at one of the world's top tax firms. Enjoy a collaborative, future-forward culture that empowers your success. Work with KPMG's extensive network of specialists & enjoy access to our Ignition Centers, where deep industry ...
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Investment Fund Valuation Manager,
3 weeks ago
Atlantic Group Stamford, United StatesCompany: · $10B+ AUM Hedge Fund/Private Equity · Role : Senior Valuation Professional/Manager · Location : Stamford, CT - 5 days in office · Responsibilities: · Utilize market color and information from internal and external sources to value CLO, ABS, SRT and other structured p ...
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Investment Fund Valuation Manager,
4 weeks ago
Atlantic Group Stamford, United StatesCompany: $10B+ AUM Hedge Fund/Private Equity · Role: Senior Valuation Professional/Manager · Location: Stamford, CT - 5 days in office · Responsibilities: · Utilize market color and information from internal and external sources to value CLO, ABS, SRT and other structured product ...
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Andersen Greenwich, United StatesThe Firm:At Andersen Tax LLC (Andersen), we offer a rewarding career path for exceptional, motivated, and entrepreneurial individuals. From the moment your employment begins, you will be exposed to a variety of projects giving you the opportunity to stand out and make a differenc ...
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Albourne Stamford, United States**The Company** · Albourne is an industry leading investment consultant with offices around the globe. Our firm of 630+ employees provides advisory services to investors, including institutional investors, financial intermediaries and family offices, on over $700 billion of alter ...
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Andersen Old Greenwich, United StatesThe Firm: · Unlock the Boundless Horizons of Tax, Valuation, and Business Expertise with Andersen · At Andersen, we don't just offer a career; we provide a thrilling expedition into the world of Tax, Valuation, and Business Advisory. We stand as a trailblazing force with the mo ...
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Andersen Greenwich, United StatesThe Firm: · At Andersen Tax LLC (Andersen), we offer a rewarding career path for exceptional, motivated, and entrepreneurial individuals. From the moment your employment begins, you will be exposed to a variety of projects giving you the opportunity to stand out and make a differ ...
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Technical Property Manager
1 week ago
Velocity Enterprises Fairfield, United StatesAbout the Company · CONREN Land is a privately owned investment company headquartered in Frankfurt am Main. Since our founding in 2007, we have successfully implemented numerous investment programs for institutional and private investors. · Throughout the cycle of each investment ...
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External Wholesaler
5 days ago
Atlas Search Stamford, United StatesOur client, a leading name in the ETF investment space, is looking for a junior external wholesaler to join it's team to target the RIA and Broker Dealer client base to build long lasting relationships and sell ETF products. There will be base compensation of 70k-85k and a perfor ...
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Associate Product Specialist, Investments
4 weeks ago
Northern Trust Corporation Stamford, United States Full timeAbout Northern Trust: · Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. · Northern Trust is proud to provide innovative financial services and guidance to the world's most succ ...
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KPMG-UnitedStates Stamford, United StatesBusiness Title:Senior Associate, NYFS Alternative InvestmentsRequisition Number: Function:Tax Services · Area of Interest:State:CT · City:Stamford · Description: · At KPMG, you can become an integral part of a dynamic team at one of the world's top tax firms. Enjoy a collaborativ ...
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Senior Investment Operations Associate
5 days ago
PartnerRe Stamford, United StatesPartnerRe is a leading, privately owned, multi-line global reinsurer with a reputation of financial stability and strength, and a commitment to rebuilding businesses and communities after risk events around the world. · Our mission is to continue to be a financially stable and pr ...
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KPMG-UnitedStates Stamford, United StatesBusiness Title:Senior Associate, International Tax Asset ManagementRequisition Number: Function:Tax Services · Area of Interest:State:CT · City:Stamford · Description: · At KPMG, you can become an integral part of a dynamic team at one of the world's top tax firms. Enjoy a collab ...
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Securities Processing Specialist
4 weeks ago
TPG Staffing, LLC Stamford, United StatesTPG Staffing LLC is a leading national staffing agency providing businesses and job applicants with quality opportunities in a wide range of industries. We believe in getting the right person for the right job and the right job for the person. We work closely with our clients to ...
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Quantitative Researcher Intern
2 weeks ago
Trexquant Investment Stamford, United StatesTrexquant is a quantitative investment fund founded in 2014 where we trade a multi billion dollar portfolio of equities and other liquid assets in markets around the globe. Starting with many data sets, we develop a large set of features and use various machine learning methods t ...
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Senior Accountant
2 weeks ago
Morrow & Co Stamford, United StatesJob Description · Job Description · Morrow Sodali is a leading provider of shareholder engagement advisory and governance consulting services to corporate clients around the world. The firm provides corporate boards and executives with strategic advice and services relating to ...
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Pension Consultant
5 days ago
Pension Associates Retirement Planning, LLC Stamford, United States Full timePension Associates is a third party administration firm located in Stamford, CT. We have been doing business since 1991 and specialize in both DB / DC plan design, administration and actuarial services. Due to our continued growth, we are currently seeking an experienced Pension ...
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Chief Investment Officer, AXA XL
5 days ago
AXA Group Stamford, United States STANDARDChief Investment Officer · New York, NY or Stamford, CT · The Chief Investment Officer will have responsibility for all management and oversight of AXA XL Division's investment assets including cash and foreign currency activities. The principal function is investing the company ...
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Sr. Data Processor
2 weeks ago
iCapital Stamford, United States Full timeResponsibilities · Work within our alternative investments database: · Download, organize, and rename files as needed. · Document management. · Create, circulate, and track Letters of Authorization (LOA's). · Create and reconcile transaction level data in Excel. · Email correspon ...
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VP, Treasury
2 weeks ago
Synchrony Stamford, United StatesJob ID: E2402094 · Job Description: · Role Summary/Purpose: · We are seeking an highly skilled and experienced VP, Treasury – Financial Planning and Analysis to join our team. This role will support financial planning and analysis (FP&A) related activities of the Treasury functio ...
Compliance Officer/Regulatory Counsel- $12 Billion Stamford Alternative Asset Manager- Investment/Mutual Fund - Atlantic Group
Description
$12 Billion Stamford Alternative Asset Manager Seeks a Compliance Officer/Regulatory Counsel
*Reporting to the CCO
*Oversee Investment Company/Mutual Fund Compliance
*Manage the Regulatory Compliance Function for the Registered Investment Vehicles including the Business Development Companies
*Investment Company Act of 1940
*Securities Exchange Act of 1934
*Securities Act of 1933
*Investment Advisers Act of 1940
*Implement and Manage Policies & Procedures to Comply with Regulatory Requirements
*Manage Regulatory & SEC Filings
*Prepare and Review Materials for Board of Directors/Trustees
*Compliance Marketing
Qualifications:
*10-15 years of Strong Regulatory Compliance Experience; Strong knowledge of the 1940 Act and other Federal Securities Laws
*Must have Alternative Asset Manager Experience, Experience with BDC's a Huge Plus
*JD a Big Plus
Base Salary ~300k + Bonus ~$400K-$425k All In. Excellent Benefits & Culture & Opportunity for Growth at this $12 Billion Stamford Alternative Asset Manager