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    Director of Compliance - Chicago, United States - Hanover

    Default job background
    Accounting / Finance
    Description
    The Director of Compliance will be a senior stakeholder of a $40 billion Asset Management firm headquartered in Chicago.


    My client is looking to bring a senior compliance leader into the firm as they continue to expand their business with a particular focus on private markets.

    The ideal candidate will have experience with Private Funds and/or UCITS at an investment advisor or mutual fund firm with a thorough working knowledge of securities laws and SRO rules and regulations.


    This role will report directly into the Chief Compliance Officer and will manage and supervise a small compliance team, supporting the CCO in the development of firm procedures, policies, and guidelines.


    The firm is full time in the office 5 days per week and is not open to remote or hybrid candidates.

    Compensation is commensurate with experience.


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