VP Compliance - New York, NY

The Director of Compliance oversees the Fund's compliance program to ensure best practices and regulatory requirements are upheld. The role involves analyzing risks, designing compliance strategies, implementing monitoring systems, and promoting ethics. · ...

The Director of Compliance oversees and manages the Fund's compliance program to ensure that the organization is upholding best practices, fostering ethical behavior and maintaining standards and operates in accordance with regulatory requirements, law and policies. · <ul style= ...

+We are seeking an inquisitive and collaborative IT Governance, · Risk and Compliance (GRC) Analyst to support the IT compliance programs supporting SOX · and HIPAA across our technology stack, · including in-house developed systems · and third-party SaaS platforms.+S Support SOX ...

We are seeking an inquisitive and collaborative IT Governance, Risk and Compliance (GRC) Analyst to support the IT compliance programs supporting SOX and HIPAA across our technology stack, including in-house developed systems and third-party SaaS platforms. · ...

We are looking for a skilled Compliance Analyst to join our team in New York. · ...

We are looking for a skilled Compliance Analyst to join our team in New York, · New York. · ...

We are seeking two experienced Compliance Officers to support and strengthen our federal contract compliance program. · Earns full compliance with applicable federal contract requirements. · ...

A Fin-Tech Company in Manhattan is seeking a Head of Compliance who creates, manages and oversees compliance programs to ensure the bank's adherence to all relevant laws and regulations. · ...

Reporting to the Head of Compliance Transversal division for Americas, · the Reporting & Training Officer will define and improve the Compliance reporting · framework and execute the annual CACIB Americas Training plan.Create or assist with preparation and delivery of ad-hoc com ...

We are seeking a Compliance Manager to join our Compliance Team and help administer and enhance our company's Broker Dealer compliance program. · The ideal candidate brings at least five years of relevant experience, preferably within a broker dealer environment, and demonstrates ...

We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. The VP will report to the Global Head of AML and work on AML processes including KYC onboarding and refreshes, asset due diligence, ...

BNY is seeking a future team member for the role of Director, Business Compliance Officer – Consumer Compliance to join our Risk & Compliance team. This role is located in New York City. · Oversee the Consumer Compliance program for Wealth Management... · ...

This role offers the opportunity to work at the forefront of compliance within a dynamic asset management environment, · advising on complex regulatory matters and supporting innovative investment strategies. · You'll gain exposure to a wide range of products and transactions, · ...

+Job Summary · Agency Cybersecurity is seeking a Senior Compliance / GRC Manager to join our fast-growing team.This senior-level role is ideal for an experienced compliance professional who has led cybersecurity and compliance engagements from start to finish in a consulting envi ...

We are looking for a Compliance Analyst to join our team at a well-known Financial Services firm in New York. · Monitoring electronic surveillance systems to detect any activities that may violate company policies or regulatory requirements. · Investigating and escalating any non ...

The role involves supporting day-to-day compliance obligations and providing securities and advisory regulatory compliance support across daily operations. · ...

We are seeking a skilled and detail-oriented Regulatory Compliance Consultant to support ongoing compliance initiatives related to employee personal trading and internal policy adherence. · Review employee personal trading pre-clearance requests to ensure alignment with internal ...

A Compliance Analyst is being sought by a specialized investment firm to join their Manhattan office. · Prepare and submit required regulatory filings in a timely and accurate manner. · Partner with compliance team members to support various business units on regulatory and polic ...

++A leading global private equity firm is seeking a Compliance Analyst or Associate to support its Private Equity Compliance program.+ · +This is a highly visible and impactful role focused on identifying, managing, and mitigating compliance risk while fostering a business-orient ...

We've partnered with an Investment bank who are looking for several compliance testing professionals to join their team. · Support the development and execution of the annual Compliance Testing and Monitoring Plan. · Define the scope of reviews, design detailed testing procedures ...

A leading private equity firm with more than $5B in assets under management is seeking a Compliance Analyst or Associate to join its team in New York City. · ...