Senior Compliance - New York

Agency Cybersecurity is seeking a Senior Compliance / GRC Manager to join our fast-growing team. This senior-level role is ideal for an experienced compliance professional who has led cybersecurity and compliance engagements from start to finish in a consulting environment. · ...

We are seeking a Senior Compliance / GRC Manager to join our fast-growing team. This senior-level role is ideal for an experienced compliance professional who has led cybersecurity and compliance engagements from start to finish in a consulting environment. · Serve as the primary ...

We are looking for a Senior Compliance Analyst to support our Compliance Management System (CMS) for embedded payments. The ideal candidate will have experience in payment operations and compliance management. · ...

Amazon is the most customer-centric company on earth. We need exceptionally talented, customer-centric, bright, and driven people. We are looking for an organized self-starter to join the Transportation Risk and Compliance (TRC) team at Amazon. · ...

We re building payment solutions to simplify how money moves in real estate closings at Qualia. · You ll support our Compliance and Payment Operations function supporting day-to-day payment execution transaction monitoring and issue resolution while helping scale compliant repeat ...

We are currently supporting a global multi-strategy hedge fund with a new senior compliance hire in New York. · ...

An investment bank located in Midtown Manhattan looking to bring on board a Senior Compliance Officer - Monitoring And Testing to join their team. · This role is currently in a hybrid schedule (2 days in office / week). · Lead the development and execution of the annual Complianc ...

We are looking for a sharp Compliance Associate to join our team in New York City. · This is a high-visibility role working directly with senior leadership across investment, legal, operations, · and investor relations. · You will be a core member of the firm's Compliance functio ...

Our client, a leading investment firm with a successful credit platform, · is seeking a Senior Compliance Officer to join its New York office. · ...

Our client, a leading investment firm, is seeking a mature and accomplished Compliance Officer to join their team. · ...

+Job Summary · New York NY - Atlantic Group is hiring a Senior Compliance Analyst (Broker-Dealer) in New York NY supporting broker-dealer registration licensing and onboarding compliance across FINRA SEC and state regulatory requirements.Manage and process FINRA Gateway filings i ...

An investment bank located in Midtown Manhattan looking to bring on board a Senior Compliance Officer - Monitoring And Testing to join their team. · This role is currently in a hybrid schedule (2 days in office / week) · Lead the development and execution of the annual Compliance ...

Senior Compliance Officer (New York): Our client seeks a Senior Compliance Officer to join its New York office for a leading investment firm with a successful credit platform. · Senior role reporting directly to the Chief Compliance Officer for the credit business and regular int ...

+Our clinically validated technology empowers us to deliver the right care at the right time—whether it's therapy, coaching, medication, or beyond—tailored to each individual's needs. · +Supporting IT compliance team with SOC 2 Type II HITRUST HIPAA GDPR readiness efforts for ISO ...

We are hiring a Senior Compliance Analyst in New York to support broker-dealer registration, licensing, and onboarding compliance across FINRA, SEC, and state regulatory requirements. · Manage and process FINRA Gateway filings including Forms U4, U5, BD, BR, · & applicable NFA fi ...

We are seeking a Senior Compliance Officer to provide primary compliance support for U.S. options and futures businesses. · ...

Join one of the world's leading quantitative investment firms — a global powerhouse in systematic trading, competing at the highest levels with Jane Street and Citadel Securities. · ...

Senior Compliance Officer at Chardan investment bank. · ...

An investment bank seeking a Senior Compliance Officer for their team in Midtown Manhattan. · Lead development of annual compliance testing plan. · Conduct testing engagements and prepare detailed reports. · ...

The Senior Manager, Compliance is responsible for overseeing and implementing the organization's compliance program to ensure adherence to federal, state, and local regulations. · ...