Senior Compliance - New York

We are seeking a Senior Compliance / GRC Manager to join our fast-growing team. This senior-level role is ideal for an experienced compliance professional who has led cybersecurity and compliance engagements from start to finish in a consulting environment. · Serve as the primary ...

Agency Cybersecurity is seeking a Senior Compliance / GRC Manager to join our fast-growing team. This senior-level role is ideal for an experienced compliance professional who has led cybersecurity and compliance engagements from start to finish in a consulting environment. · ...

+Job Summary · Agency Cybersecurity is seeking a Senior Compliance / GRC Manager to join our fast-growing team.This senior-level role is ideal for an experienced compliance professional who has led cybersecurity and compliance engagements from start to finish in a consulting envi ...

Amazon is the most customer-centric company on earth. We need exceptionally talented, customer-centric, bright, and driven people. We are looking for an organized self-starter to join the Transportation Risk and Compliance (TRC) team at Amazon. · ...

We re building payment solutions to simplify how money moves in real estate closings at Qualia. · You ll support our Compliance and Payment Operations function supporting day-to-day payment execution transaction monitoring and issue resolution while helping scale compliant repeat ...

We are currently supporting a global multi-strategy hedge fund with a new senior compliance hire in New York. · ...

We are hiring a Senior Compliance Analyst in New York to support broker-dealer registration, licensing, and onboarding compliance across FINRA, SEC, and state regulatory requirements. · Manage and process FINRA Gateway filings including Forms U4, U5, BD, BR, · & applicable NFA fi ...

Join one of the world's leading quantitative investment firms — a global powerhouse in systematic trading, competing at the highest levels with Jane Street and Citadel Securities. · ...

Senior Compliance Officer (New York): Our client seeks a Senior Compliance Officer to join its New York office for a leading investment firm with a successful credit platform. · Senior role reporting directly to the Chief Compliance Officer for the credit business and regular int ...

Our client, a leading investment firm with a successful credit platform, · is seeking a Senior Compliance Officer to join its New York office. · ...

We're looking for a Senior Compliance Manager to support the CCO in building and developing our broker dealer compliance program.As the Senior Compliance Manager for the investment entity, you'll be responsible for assisting with oversight of US financial crime and regulatory com ...

The Senior Compliance Officer will be responsible for providing primary compliance support for U.S. options and futures businesses. · ...

The Senior Manager, Compliance is responsible for overseeing and implementing the organization's compliance program to ensure adherence to federal, state, and local regulations. · ...

The Senior Compliance Manager will be part of our Americas Compliance team and will work closely with colleagues across the United States and globally. This individual will develop deep subject-matter expertise on GLG and client compliance requirements. · In this senior, client-f ...

+Job Summary · New York NY - Atlantic Group is hiring a Senior Compliance Analyst (Broker-Dealer) in New York NY supporting broker-dealer registration licensing and onboarding compliance across FINRA SEC and state regulatory requirements.Manage and process FINRA Gateway filings i ...

We are seeking a high-caliber Compliance Associate to support our growing platform in Registered Funds (New York). The position offers meaningful cross-functional exposure and the opportunity to shape a robust compliance program. · ...

+Our clinically validated technology empowers us to deliver the right care at the right time—whether it's therapy, coaching, medication, or beyond—tailored to each individual's needs. · +Supporting IT compliance team with SOC 2 Type II HITRUST HIPAA GDPR readiness efforts for ISO ...

Senior Compliance Officer at Chardan investment bank. · ...

The Senior Compliance Manager will be part of our Americas Compliance team and will work closely with colleagues across the United States and globally. · In this senior, client-facing capacity, the individual will independently handle client interactions (depending on complexity) ...

An investment bank located in Midtown Manhattan looking to bring on board a Senior Compliance Officer - Monitoring And Testing to join their team. · This role is currently in a hybrid schedule (2 days in office / week). · Lead the development and execution of the annual Complianc ...