Compliance Testing - New York

The Compliance Testing/Data Mining Analyst is tasked with gathering the data required for compliance-related monitoring testing activities and validating the integrity of extracted data. · ...

· MATRIX-IFS is a dynamic, fast growing, technical consultancy helping Banks, Brokerage, and Financial Services companies with AML/fraud detection, trading surveillance consulting and systems integration. We are comprised of talented, creative and dedicated individuals with a pa ...

Support the Director of Monitoring in testing activities and partner cross-functionally to develop monitoring inventory and standards. · ...

This Compliance Testing Analyst will sit within the compliance team for one of Insight Global's top clients in Investment Banking Industry in NYC.This role is responsible for collaborating with compliance and business management to improve processes. · ...

The Compliance Testing Consultant will support the Director of Monitoring in testing activities, including reporting on the Compliance Testing Plan and related results. · ...

The primary function of this position is to support the Compliance Director – Monitoring and Testing in the development, implementation, execution and reporting of the Bank’s compliance testing, monitoring, and validation exercises in accordance with the Bank’s Compliance Monitor ...

We are looking for a skilled Compliance Analyst to join our team in New York. · ...

We are looking for a skilled Compliance Analyst to join our team in New York, · New York. · ...

An international commercial bank in Midtown Manhattan is looking to add an "AVP AML Compliance Testing" to their team. · This opportunity offers a hybrid schedule with three days in the office each week. Build strong relationships with stakeholders across the Bank and serve as a ...

Ares is seeking a Monitoring & Testing associate vice president to join our Compliance team. The ideal candidate will play a key role in assessing the firm's adherence to regulatory requirements and internal policies through comprehensive reviews and risk evaluations. · Conduct a ...

An international commercial bank seeks an AVP AML Compliance Testing professional. · ...

Circle (NYSE: CRCL) is one of the world's leading internet financial platform companies, building the foundation of a more open, global economy through digital assets, payment applications, and programmable blockchain infrastructure. Circle's platform includes the world's largest ...

+ Conduct testing across the CUSO/IHC, inclusive of the testing of controls and adherence to regulatory requirements that apply enterprise-wide across RBC's CUSO, · + Perform research on regulatory requirements and business controls to determine optimal approach to testing while ...

A leading global financial services firm is seeking a senior compliance professional to lead their Monitoring & Assurance function. · ...

Job summary · The Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group.This senior compliance officer is responsible for monitoring and testing to ensure that all business activities are in accordance with regula ...

This role is responsible for monitoring and testing compliance in the US business of TD Securities. · Developing and executing annual compliance testing plans · Communicating findings to stakeholders and exercising credible challenge · ...

We're delighted that you're considering building a career with TD! Through regular development conversations... · ...

This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team. They will assist with developing and executing the annual Compliance Testing and Monitoring plan. · BA/BS or similar degree required. · 5+ years experience with registered US brok ...

++This role will principally serve as a team member for the planning and executing of monitoring and testing engagements to validate the efficacy of regulatory compliance internal controls. · Supporting examiner-in-charge of Compliance Monitoring and Testing engagements. · Assist ...

+Job summary · Lensa es una plataforma de búsqueda de empleo que ayuda a los candidatos a encontrar trabajos en EE.UU. SMBC Group es un grupo financiero global líder con sede en Tokio. · +ResponsibilitiesManeja actividades de pruebas para todos los riesgos relacionados con delito ...