AVP AML Compliance Testing - New York City Metropolitan Area

The Compliance Testing Consultant will support the Director of Monitoring in testing activities, including reporting on the Compliance Testing Plan and related results. · ...

The primary function of this position is to support the Compliance Director – Monitoring and Testing in the development, implementation, execution and reporting of the Bank’s compliance testing, monitoring, and validation exercises in accordance with the Bank’s Compliance Monitor ...

Circle (NYSE: CRCL) is one of the world's leading internet financial platform companies, building the foundation of a more open, global economy through digital assets, payment applications, and programmable blockchain infrastructure. Circle's platform includes the world's largest ...

An investment bank seeking a Senior Compliance Officer for their team in Midtown Manhattan. · Lead development of annual compliance testing plan. · Conduct testing engagements and prepare detailed reports. · ...

We are seeking a Compliance professional with strong broker-dealer experience supporting Sales & Trading activities. · ...

Our client, a global investment bank, is seeking a Compliance professional with strong broker-dealer experience supporting Sales & Trading activities. This role will focus on risk and control oversight, ongoing monitoring, and compliance testing across equity and fixed income bus ...

+We're supporting an Internal Audit team that is looking to hire a Director level professional for their Compliance Audit function. · +Support the design, execution, and ongoing enhancement of IADA's annual risk assessment, audit plan, and continuous monitoring activities... · + ...

+A Senior Compliance Analyst is responsible for organizing and executing compliance tasks to facilitate the bank's compliance with regulatory requirements. · + · +Conducting Customer Due Diligence and Enhanced Due Diligence on clientsMonitoring and conducting investigations on al ...

We are breaking the $180B sales bottleneck in the enterprise sales cycle. Recognized as a YourStory Tech30startup, we are an Agentic AI platform on a mission to turn the 30-day security due diligence nightmare into a 30-minute automated win. · Validate Compliance Logic: · Rigorou ...

+This is a remote sales role specializing in cybersecurity and penetration testing services. · +Engage with founders to assess cybersecurity needs. · Conduct discovery calls for penetration testing services. · Present proposals and close engagements. · +Excellent English skills. ...

Our client, a leading global investment bank,is looking to add an experienced Compliance professional with at least 5 years of broker-dealer experience. · ...

About the Role · A Top FinTech Platform is looking to hire an Exchange-Traded Funds (ETF) Chief Compliance Officer to own and oversee the relevant investment advisers supporting the ETF business. This individual will also be responsible for leading the implementation and administ ...

We are seeking an Associate to join our global Compliance Team. · ...

Our client is seeking experienced IT audit professionals to support a major international banking client. · ...

Our client is a leading global alternative investment manager with over $200 billion in assets under management. With a history spanning over three decades, the firm invests across a wide spectrum of strategies including credit, private equity, real estate, impact, and market sol ...

Investment Bank seeks Tax Operations Associate for its Operations Tax Compliance group. · ...

For over 16 years, Trilyon has been at the forefront of providing comprehensive global workforce solutions and staffing services. Leveraging our extensive expertise across multiple domains such as Cloud technology, Salesforce, AI, Machine Learning, and Technical Writing, we consi ...

A leading Broker Dealer firm is looking to hire a Head of Central Compliance for its New York City office. · ...

Our client in the home textiles and consumer goods industry is looking for a Director of Quality Control & Compliance to join their team. · The Director will lead quality control and compliance initiatives across the organization, ensuring that all home textile products meet esta ...

A leading wealth management firm, to support their search for a Compliance Analyst in New York. Reporting to the Chief Compliance Officer – Central Compliance, this full-time role offers a hybrid work schedule in NYC and provides a unique opportunity to contribute to the firm's g ...