AVP AML Compliance Testing - New York City Metropolitan Area

The Compliance Testing Consultant will support the Director of Monitoring in testing activities, including reporting on the Compliance Testing Plan and related results. · ...

The primary function of this position is to support the Compliance Director – Monitoring and Testing in the development, implementation, execution and reporting of the Bank’s compliance testing, monitoring, and validation exercises in accordance with the Bank’s Compliance Monitor ...

An investment bank seeking a Senior Compliance Officer for their team in Midtown Manhattan. · Lead development of annual compliance testing plan. · Conduct testing engagements and prepare detailed reports. · ...

We are seeking a Compliance professional with strong broker-dealer experience supporting Sales & Trading activities. · ...

+We're supporting an Internal Audit team that is looking to hire a Director level professional for their Compliance Audit function. · +Support the design, execution, and ongoing enhancement of IADA's annual risk assessment, audit plan, and continuous monitoring activities... · + ...

+A Senior Compliance Analyst is responsible for organizing and executing compliance tasks to facilitate the bank's compliance with regulatory requirements. · + · +Conducting Customer Due Diligence and Enhanced Due Diligence on clientsMonitoring and conducting investigations on al ...

Our client, a leading global investment bank,is looking to add an experienced Compliance professional with at least 5 years of broker-dealer experience. · ...

We are breaking the $180B sales bottleneck in the enterprise sales cycle. Recognized as a YourStory Tech30startup, we are an Agentic AI platform on a mission to turn the 30-day security due diligence nightmare into a 30-minute automated win. · Validate Compliance Logic: · Rigorou ...

+This is a remote sales role specializing in cybersecurity and penetration testing services. · +Engage with founders to assess cybersecurity needs. · Conduct discovery calls for penetration testing services. · Present proposals and close engagements. · +Excellent English skills. ...

Our client, a leading investment firm with a successful credit platform, · is seeking a Senior Compliance Officer to join its New York office. · ...

We are seeking an Associate to join our global Compliance Team. · ...

A leading Broker Dealer firm is looking to hire a Head of Central Compliance for its New York City office. · ...

Our client is seeking experienced IT audit professionals to support a major international banking client. · ...

Investment Bank seeks Tax Operations Associate for its Operations Tax Compliance group. · ...

An investment bank located in Midtown Manhattan looking to bring on board a Senior Compliance Oversight Lead to join their team. This role is currently in a hybrid schedule (4 days in office / week). · Support the development and ongoing oversight of the Compliance Monitoring pro ...

We seek a Compliance Specialist consultant to join our team on a high-impact contract-to-hire basis. · ...

We are seeking experts in the Offensive Security space to support enterprise-scale security testing initiatives in a highly regulated financial environment. · This opportunity will give you exposure to top-grade technologies, in a complex and exciting environment.Perform penetrat ...

An Equities Compliance Officer opportunity with a globally recognized financial services firm. This role supports the Equities business providing day-to-day regulatory guidance and oversight in line with U.S. securities laws and SEC/FINRA requirements. · ...

A top-tier Asset Manager in Midtown, Manhattan seeks an Email Marketing Manager to join our growing Channel Marketing team. · ...

This Vice President role sits within the Enterprise Risk function and focuses on market risk–driven stress testing, scenario design, and capital impact analysis. · Design, enhance, and maintain market risk stress testing scenarios aligned with evolving market conditions · Expand ...