Senior Compliance Officer, Global Control Room - New York

The Rooms Controller partners closely with Front Office, Housekeeping, Revenue Management, Sales, Food & Beverage and Finance to ensure accurate inventory control smooth arrivals and departures and thoughtful handling of guest needs. · ...

· Compensation Type · Yearly · Highgate Hotels · Highgate is a leading real estate investment and hospitality management company with over $15 billion of assets under management and a global portfolio of more than 400 hotels spanning North America, Europe, the Caribbean, and Lat ...

The Rooms Controller partners closely with Front Office to ensure accurate inventory control and smooth arrivals and departures. · Balance daily room inventory across transient business. · Clear daily due-outs. · ...

+Provide Firm compliance guidance on issues with respect to information barriers, investment research and investment banking conflicts of interest. Conduct training on the Firm's policies and procedures relating to information barriers. Monitor securities law and related rules an ...

The role is responsible for providing compliance guidance on issues related to information barriers, investment research and investment banking conflicts of interest. The Compliance Specialist will conduct training on the Firm's policies and procedures relating to information bar ...

The Rooms Controller partners closely with Front Office, Housekeeping, Revenue Management, Sales, Food & Beverage, and Finance to ensure accurate inventory control, smooth arrivals and departures, · and thoughtful handling of guest needs. · Balance daily room inventory across tra ...

The AMER Control Room is a crossline of the business Compliance function that is primarily responsible for providing advice and guidance with respect to policies and procedures reasonably designed to prevent the misuse of Material Non-Public Information (generally known as “MNPI” ...

The Control Room Technician is a multi-skilled operator who creates and operates livestream broadcasts for quality standards and deadlines. · We are looking for someone with advanced experience with OBS software to maintain tracking documents, collaborate closely with producers f ...

+ Create and operate livestream broadcasts ensuring quality standards+ Maintain tracking documents collaborates closely with producer team+ High-level customer service solutions-orientated approach+ Supports leading media technology clients on a project-to-project basis+ ...

Assist in implementation of an effective compliance program identifying and prioritizing compliance and regulatory risk associated with insider trading and information barriers. · ...

· About Us: · Advanced Systems Group, LLC enables creativity through better technology and operations for media creatives and content owners. From acquisition to delivery, on-premises or in the cloud, ASG ensures our clients' success through tailored solutions. One of North Amer ...

The Head of Control Room is responsible for overseeing the Firm's information barrier program, maintaining the Firm's Watch and Restricted lists, reviewing and approving all wall-crossing requests, conducting in-depth analysis and research to determine potential conflicts related ...

A leading financial institution seeks an expert Head of Control Room for its New York office. The role shapes compliance and risk management across banking, markets, and research, ensuring strict adherence to FINRA and SEC regulations. You'll advise senior leaders, guide teams th ...

About Us:  · Advanced Systems Group, LLC enables creativity through better technology and operations for media creatives and content owners. From acquisition to delivery, on-premises or in the cloud, ASG ensures our clients' success through tailored solutions. One of North Americ ...

About Us: · Advanced Systems Group, LLC enables creativity through better technology and operations for media creatives and content owners. From acquisition to delivery, on-premises or in the cloud, ASG ensures our clients' success through tailored solutions. One of North America ...

A leading financial institution seeks an expert Head of Control Room. · Formulate Written Supervisory Procedures (WSPs) pertinent to investment banking activities in strict accordance with prevailing FINRA and SEC regulations. · Provide expert guidance to investment banking teams ...

The Control Room Officer will play a key role within the bank's Compliance function, ensuring effective management of information barriers and the control of material non-public information (MNPI) across the organization. · ...

This role involves overseeing key program elements applicable to the U.S. Control Room in investment banking and research.Maintain watch and restricted lists. · Monitor interactions between Research and Investment Banking. · Handle regulatory inquiries and conflict management. · ...

+The Control Room Technician is responsible for creating and operating livestream broadcasts, ensuring quality standards and deadlines. They maintain tracking documents, collaborate with the producer team, and manage ASINs/SKU information. · ...

A prominent investment bank based in Midtown Manhattan is looking to hire a VP – Control Room Strategy & Information Barrier Programs. · ...

We are seeking an experienced Vice President to join the Compliance Control Room, focusing on Securities Aggregation, · within the department's initiative and programs group. · Total Rewards package reflects investments in colleagues' financial physical mental well-being goals · ...