Head of Control Room - New York, NY

The Rooms Controller partners closely with Front Office, Housekeeping, Revenue Management, Sales, Food & Beverage and Finance to ensure accurate inventory control smooth arrivals and departures and thoughtful handling of guest needs. · ...

The Rooms Controller partners closely with Front Office to ensure accurate inventory control and smooth arrivals and departures. · Balance daily room inventory across transient business. · Clear daily due-outs. · ...

+Provide Firm compliance guidance on issues with respect to information barriers, investment research and investment banking conflicts of interest. Conduct training on the Firm's policies and procedures relating to information barriers. Monitor securities law and related rules an ...

The role is responsible for providing compliance guidance on issues related to information barriers, investment research and investment banking conflicts of interest. The Compliance Specialist will conduct training on the Firm's policies and procedures relating to information bar ...

The AMER Control Room is a crossline of the business Compliance function that is primarily responsible for providing advice and guidance with respect to policies and procedures reasonably designed to prevent the misuse of Material Non-Public Information (generally known as “MNPI” ...

The Rooms Controller partners closely with Front Office, Housekeeping, Revenue Management, Sales, Food & Beverage, and Finance to ensure accurate inventory control, smooth arrivals and departures, · and thoughtful handling of guest needs. · Balance daily room inventory across tra ...

Assist in implementation of an effective compliance program identifying and prioritizing compliance and regulatory risk associated with insider trading and information barriers. · ...

The Control Room Technician is a multi-skilled operator who creates and operates livestream broadcasts for quality standards and deadlines. · We are looking for someone with advanced experience with OBS software to maintain tracking documents, collaborate closely with producers f ...

The Head of Control Room is responsible for overseeing the Firm's information barrier program, maintaining the Firm's Watch and Restricted lists, reviewing and approving all wall-crossing requests, conducting in-depth analysis and research to determine potential conflicts related ...

This role involves overseeing key program elements applicable to the U.S. Control Room in investment banking and research.Maintain watch and restricted lists. · Monitor interactions between Research and Investment Banking. · Handle regulatory inquiries and conflict management. · ...

+The Control Room Technician is responsible for creating and operating livestream broadcasts, ensuring quality standards and deadlines. They maintain tracking documents, collaborate with the producer team, and manage ASINs/SKU information. · ...

The Control Room Officer will play a key role within the bank's Compliance function, ensuring effective management of information barriers and the control of material non-public information (MNPI) across the organization. · ...

A prominent investment bank based in Midtown Manhattan is looking to hire a VP – Control Room Strategy & Information Barrier Programs. · ...

We are seeking an experienced Vice President to join the Compliance Control Room within TD Securities. · Design and implement an end-to-end securities aggregation monitoring program. · Establish governance structures for consistent interpretation and application of regulatory thr ...

We are seeking an experienced Vice President to join the Compliance Control Room, focusing on Securities Aggregation, · within the department's initiative and programs group. · Total Rewards package reflects investments in colleagues' financial physical mental well-being goals · ...

The Americas Compliance Department manages compliance risk and provides compliance support services in the United States for Mizuho Bank Ltd. · Serve as Compliance Subject Matter Expert on Information Barriers · Develop relationships with key stakeholders to ensure implementation ...

We are seeking an experienced Vice President to join the Compliance Control Room, focusing on Securities Aggregation. · The successful candidate will lead a newly formed function within the TD Securities Global Control Room to oversee the monitoring, calculation and reporting of ...

The Americas Compliance Department manages compliance risk and provides compliance support services in the United States for Mizuho Bank, Ltd. and its U.S. subsidiary bank, Mizuho Bank (USA) and Mizuho Americas LLC. · Serve as the Compliance Subject Matter Expert on Information B ...

A prominent investment bank is looking to hire a Vice President – Control Room Strategy & Information Barrier Programs. · ...

About The Team · The Americas Compliance Department ( ...