VP of Compliance - New York

The Director of Compliance oversees the Fund's compliance program to ensure best practices and regulatory requirements are upheld. The role involves analyzing risks, designing compliance strategies, implementing monitoring systems, and promoting ethics. · ...

The Director of Compliance oversees and manages the Fund's compliance program to ensure that the organization is upholding best practices, fostering ethical behavior and maintaining standards and operates in accordance with regulatory requirements, law and policies. · <ul style= ...

+We are seeking an inquisitive and collaborative IT Governance, · Risk and Compliance (GRC) Analyst to support the IT compliance programs supporting SOX · and HIPAA across our technology stack, · including in-house developed systems · and third-party SaaS platforms.+S Support SOX ...

We are seeking an inquisitive and collaborative IT Governance, Risk and Compliance (GRC) Analyst to support the IT compliance programs supporting SOX and HIPAA across our technology stack, including in-house developed systems and third-party SaaS platforms. · ...

We are looking for a skilled Compliance Analyst to join our team in New York. · ...

We are looking for a skilled Compliance Analyst to join our team in New York, · New York. · ...

We are seeking two experienced Compliance Officers to support and strengthen our federal contract compliance program. · Earns full compliance with applicable federal contract requirements. · ...

A Fin-Tech Company in Manhattan is seeking a Head of Compliance who creates, manages and oversees compliance programs to ensure the bank's adherence to all relevant laws and regulations. · ...

Reporting to the Head of Compliance Transversal division for Americas, · the Reporting & Training Officer will define and improve the Compliance reporting · framework and execute the annual CACIB Americas Training plan.Create or assist with preparation and delivery of ad-hoc com ...

We are seeking a Compliance Manager to join our Compliance Team and help administer and enhance our company's Broker Dealer compliance program. · The ideal candidate brings at least five years of relevant experience, preferably within a broker dealer environment, and demonstrates ...

We are looking for a Compliance Analyst to join our team at a well-known Financial Services firm in New York. · Monitoring electronic surveillance systems to detect any activities that may violate company policies or regulatory requirements. · Investigating and escalating any non ...

We are seeking to recruit an experienced VP Compliance with demonstrated investment adviser compliance program development and implementation experience in the alternative investment industry. · ...

+h2>Job summary · This opportunity is with a leading global commodities trading firm with operations across the world.+The Compliance group is a small team that monitors and implements regulatory requirements that impact the firm as well as ensuring the day-to-day business can op ...

An Investment Management firm seeks an experienced Compliance Analyst to follow a hybrid schedule. · ...

Alma Bank seeks a Compliance Analyst to join Alma Compliance. The successful candidate will report to the Compliance Officer and be responsible for assisting in the execution of all facets of the Bank's Compliance Program. · ...

This role offers the opportunity to work at the forefront of compliance within a dynamic asset management environment, · advising on complex regulatory matters and supporting innovative investment strategies. · You'll gain exposure to a wide range of products and transactions, · ...

As our Compliance Manager (AML BSA Officer), you will own and scale Thera's compliance function as we grow. · ...

We are building the operating layer that turns regulatory obligations into shippable workflows. · The role is customer-facing and requires helping design defensible compliance programs and convert pilots into paid deployments by telling a clear, credible risk/ROI story.You'll sit ...

The D. E. Shaw group seeks an analyst to work closely with a team of attorneys and compliance professionals to help ensure the firm's business activities are conducted in strict accordance with regulatory requirements. · collaborate with compliance staff to support the firm's bus ...

We've partnered with an Investment bank who are looking for several compliance testing professionals to join their team. · Support the development and execution of the annual Compliance Testing and Monitoring Plan. · Define the scope of reviews, design detailed testing procedures ...

+Job Summary · Agency Cybersecurity is seeking a Senior Compliance / GRC Manager to join our fast-growing team.This senior-level role is ideal for an experienced compliance professional who has led cybersecurity and compliance engagements from start to finish in a consulting envi ...