- Manage branch operations and provide comprehensive administrative support.
- Supervise the Client Service Associate team, including recruitment, onboarding, training, and performance management.
- Conduct regular performance evaluations and make decisions on compensation, promotions, and professional growth.
- Provide training on administrative policies, procedures, and compliance to all branch employees.
- Address supervisory issues and ensure resolution of management-identified issues.
- Minimum of 3 years of management experience in a broker dealer or wealth management firm.
- Active FINRA Series 9 and 10 License is a must.
- Bachelor's degree in a related field.
- Good understanding of FINRA regulations and client service policies.
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KeyCorp Whitehall, United StatesLocation:2971 MacArthur Road - Whitehall, Pennsylvania 18052 Job Summary. Be a problem solver, trusted advisor, and partner to the people and businesses in our Key Bank communities. The Branch Manager builds, coaches, develops, leads, and motivates a Branch Manager, Manager, Busi ...
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Georgia United Credit Union Atlanta, United StatesProvides effective leadership to manage and guide through a changing environment with emphasis on member experience, asset growth, efficient operations and the professional development of team members. Responsible for branch loan and deposit objectives and goals to grow business ...
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Berkshire Hathaway Specialty Insurance Atlanta, United StatesWho are we? · A strategic and trusted insurance partner, Berkshire Hathaway Specialty Insurance (BHSI), provides a broad range of commercial property, casualty and specialty insurance coverages and outstanding service to customers and brokers around the world. Part of Berkshire H ...
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Yellowstone Landscape Group Alpharetta, United States· Are you interested in joining a dynamic and growing business that recognizes the unique aspirations of its employees, encourages progressive practices and offers the opportunity to manage a full-service business unit? If this kind of opportunity appeals to you, we are seeking ...
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NorthPoint Search Group Inc Atlanta, United StatesOperations Manager - Distribution & Construction · The Operations Manager is responsible for the profitability of their branch and for all operational matters of their branch in accordance with the company's policies and procedures. They also are responsible for assisting the V ...
Branch Manager - Atlanta, United States - Ascendo Resources
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Description
We are looking for an experienced individual in management who possesses an active FINRA Series 9/10 certification.
Key Responsibilities
Requirements