Compliance Lead, Monitoring and Testing - San Jose, United States - Okcoin

Okcoin

Verified Company

San Jose, United States

1 week ago

Posted by:

Mark Lane

beBee recruiter

Description

Who We Are:

About the Team:

The Compliance function at OKX is responsible for the overall compliance culture at the company. We're a team of risk-minded problem solvers who advise the business on the company's regulatory obligations and enterprise risk.

Our Compliance Monitoring and Testing (CMT) team, in particular, is an independent oversight function responsible for planning and execution of assurance activities.

The goal is to help ensure the systems, processes and controls are operating effectively and sustainably.

What You'll be Doing:

This role will oversee the development of the Compliance Monitoring and Testing Program, partnering closely with other Compliance Leaders, Legal, Product, Engineering and Risk.

This role will develop and maintain a comprehensive testing plan leading to the early identification and sustainable mitigation of operational, regulatory and reputational risk.

In this role you will:

Own, design and manage the Compliance Monitoring and Testing Program, including but not limited to strategy, roadmap and controls to address regulatory requirements.
Lead, train and mentor a team responsible for conducting comprehensive reviews globally.
Establish a process to centrally track and validate the implementation of remediation plans submitted by issue owners verifying issues identified during testing have been remediated.
Communicate our compliance framework and CMT Program requirements to all relevant stakeholders (internal and external).
Engage crossfunctionally (with groups such as Engineering, Legal, Product, and Risk) to establish global processes, standards, documentation and test plans.
Assist with special projects as needed, with the ability to work in a fastpaced, everchanging environment.

What We Look For in You:

4+ years of experience in compliance within financial services, FinTech or cryptocurrency industries.
Experience in compliance monitoring and testing roles, preferably overseeing CMT programs, testing plans, and activities across a global footprint.
Knowledge and understanding of financial services regulations, compliance, policies, process, and procedures.
Proven leadership and project management skills to drive alignment across stakeholder groups to develop and deliver repeatable end-to-end monitoring and testing processes and controls.
Ability to manage initiatives involving process improvements and to lead projects with high risk and complexity.
Comprehensive understanding of operational risk management.
Excellent communication and presentation skills and ability to interact and lead discussions comfortably with senior levels of management and regulators.
Proven ability to work within and meet deadlines in a fast-paced environment.
Self-motivated, critical thinker and adept at working independently and in a dispersed team environment covering multiple and varied tasks.
Intuitive, highly ethical and comfortable to question and challenge.
Bachelor's degree or equivalent practical experience

Nice to Haves:

Familiarity with BSA/AML, money transmission and consumer protection regulations, and industry best practices.
CAMS, PMI, or equivalent certification

Perks & Benefits:

Competitive total compensation package
L&D programs and Education subsidy for employees' growth and development
Various team building programs and company events
Wellness and meal allowances
Comprehensive healthcare schemes for employees and dependents

OKX Statement:

OKX is committed to equal employment opportunities regardless of race, color, genetic information, creed, religion, sex, sexual orientation, gender identity, lawful alien status, national origin, age, marital status, and non-job related physical or mental disability, or protected veteran status.

Pursuant to the San Francisco Fair Chance Ordinance, we will consider employment-qualified applicants with arrest and conviction records.

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