Senior Audit Manager - Iowa, United States - Citibank (Switzerland) AG

Citibank (Switzerland) AG Iowa, United States

3 weeks ago

Description

Senior Audit Manager - IA Quality Assurance (Compliance) page is loaded

Senior Audit Manager - IA Quality Assurance (Compliance)

Apply

remote type

Hybrid

locations

Mississauga Ontario Canada

time type

Full time

posted on

Posted Yesterday

job requisition id

Citi's Internal Audit (IA) division provides independent assessments of the company's governance, risk management and internal control environment for key stakeholders including the Board of Directors, senior management and Citi's numerous regulators globally.

IA is a change agent within Citi to enhance the control culture of Citigroup worldwide and thereby support senior management decision making around the globe.

IA maintains a Quality Assurance (QA) function that reports to the Chief Auditor Quality Assurance and the Group Audit Committee.

The QA function provides independent assurance that IA has achieved and is maintaining appropriate standards of internal audit delivery (set against both IA's own internal standards and the Standards and Code of Ethics of the Institute of Internal Auditors).

This role in the Quality Assurance function focused on the activities of the Legal, Compliance and Risk internal audit team involves close liaison with the global audit teams to ensure appropriate understanding, access to and the correct application of the IA methodology.

In this role, you will be primarily partnering with the audit teams responsible for Compliance globally and also supporting the global QA team.

The role reports to the QA Director in New York.

Responsibilities

(IA QA Function):

Operate independently as a QA partner across the assigned SME audit teams, forming partnerships at all levels within IA.

Support the QA Director (QAD) and Senior Audit Manager (SVP) in fostering a strong QA partnership with the Chief Auditors.

Lead QA reviews and provide assurance over the quality of IA's work via formal QA products (e.g., Scorecards, Thematic Reviews, Hot reviews and Regulatory/ QA Issue Validation) to ensure conformance with the IPPF IIA Standards and in line with industry best practices.

Provide day-to-day support and guidance to the assigned audit teams on methodology-related matters by leveraging experiencing and using professional judgement.

Through ongoing QA delivery work, provide credible and value-added check and challenge to IA stakeholders, with a keen focus on risk, an understanding of IA's product/function coverage area, IA Methodology requirements and taking into consideration the overall impact.

Establish and consistently maintain professional working relationships with IA Directors and Chief Auditors; assist the QA Director in maintaining IA stakeholder communications through monthly meetings.

Be a change agent in the continuous improvement program to deliver and maintain a best-in-class QA function, sharing best practices and lessons learned with the IA and QA teams
Contribute to continued improvement in IA and QA methodology and coverage through the delivery of QA products.
Support QA Directors with periodic ad-hoc projects (e.g., research and development of QA specific training).
Support QA Directors in the review and improvement of global IA methodology and practices, including innovation initiatives.
Support QA Director in reviewing key internal QA deliverables and external deliverables.
Support other QADs on an ad-hoc basis to ensure efficiency in delivering the QA Plan and consistent utilization.

Key Responsibilities (IA QA Compliance Role):
Responsible for executing, documenting, and delivering QA products and reviews to a high quality, on time and efficiently

This includes:
Effective project and team management (when assigned as the Audit Lead).
Execute assigned audit testing (DEA, OTA, OET) and document results (including process flows).
Prepare Scoping and Reporting Tollgate materials to be presented to QA Leadership Team.
Provide ongoing and timely status updates of assignments, to SVP and QAD, including potential concerns, roadblocks, and escalations.

Prepare key audit review documents:
ASAM, APM, Testing Strategy and Audit Report.

For issues raised against IA (risk based and regulatory), responsible for preparing the issue validation strategy, executing issue validation testing, documenting work performed and communicating results to IA stakeholders, QA SVP and QAD.

Perform review of assigned Risk Based QA Scorecards in line with QA process and attributes, document review performed, discuss and present scorecard assessment rating, results, and conclusion to QAD (as part of Moderation process).

Engage with IA Stakeholders to present results and discuss observations and lessons learned.

Perform QA Hot Review of Regulatory Issue Validations (Strategy and Workpapers) completed by IA team, in line with QA process and Methodology timelines, prior to IA's submission to Regulators.

Engage with IA Stakeholders to discuss observations, concerns, and feedback. Post hot review, prepare RIV Scorecards to document QA review, and discuss lessons learned with IA Stakeholders.
This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.

Qualifications:
10+ years

of audit

experience, including leading and executing risk-based audits and issue validations (risk based and regulatory), preferably related to coverage of Compliance and Financial Crimes related risks.

7+ years of experience in a related role and/ with subject matter expert in

Financial Crimes NAM and International Compliance related regulations, risks and typologies; including KYC, AML, AB&C, Sanctions and Consumer Regulations.
Strong understanding of Industry/Regulatory Standards for an IA function (IIA Standards, FRB 13-1, FDIC, OCC HS, etc.).
Strong knowledge (interpretation and execution) of Citi's Internal Audit Methodology, preferred.
Effective negotiation and interpersonal skills for interfacing with senior levels of Audit.
Ability to consistently demonstrate strong communication skills; clear and concise written and verbal communication.
Demonstrated

experience in

writing impactful audit reports and effective issues.
Excellent project management and organizational skills and capability to handle multiple projects at one time.
Demonstrated ability to execute on a portfolio of high-quality deliverables according to strict timelines.
Must be a self-starter, flexible, innovative and adaptive.
Ability to exercise independence of judgement and autonomy.

Ability to work both collaboratively and independently, to navigate a complex organization and to operate with a limited level of direct supervision.

Demonstrated ability to remain unbiased in a diverse working environment.

Technical Skills:
Advanced analytical skills

with strong critical thinking.
Intermediate to advanced skills with Excel, word, PowerPoint, Tableau and/or other data analytics tools.

Certifications:
Related certifications (CIA, CAMS, CFE, CFSA, CGSS, CPA, ACCA or similar) preferred.

Education:
Bachelor's degree/University degree or equivalent experience

#NAMInternalAudit

Job Family Group:
Internal Audit

Job Family:
Audit

Time Type:
Full time

Citi is an equal opportunity and affirmative action employer.

Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

Citigroup Inc. and its subsidiaries ("Citi") invite all qualified interested applicants to apply for career opportunities. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review

Accessibility at Citi

.
View the " EEO is the Law

" poster. View the

EEO is the Law Supplement

.
View the

EEO Policy Statement

.
View the

Pay Transparency Posting
Similar Jobs (2)

Senior Audit Manager (Quant/Data Analytics)

remote type

Hybrid

locations

Mississauga Ontario Canada

time type

Full time

posted on

Posted 16 Days Ago

SVP - Internal Audit Senior Manager - Regulatory Capital Reporting - Hybrid

remote type

Hybrid

locations

Mississauga Ontario Canada

time type

Full time

posted on

Posted 3 Days Ago
Click here

to learn more about careers at Citi.

#J-18808-Ljbffr

Manager, Internal Audit

2 weeks ago

Research Institute Company Limited Iowa, United States

Select how often (in days) to receive an alert: · Manager, Internal Audit · Ref. ID: · CEO/IA/IA/1736 · Location: · HK · The Hong Kong Applied Science and Technology Research Institute (ASTRI) was founded by the Government of the Hong Kong Special Administrative Region in 200 ...
Internal Auditor

3 weeks ago

Innovate Business Technology Ltd. Iowa, United States

We are thrilled to present a unique opportunity on behalf of our client, a leading global professional services firm. They are currently on the lookout for a dedicated professional to join their Financial Services Internal Audit (IA) team. · Role Highlights: · Oversee internal au ...
Information System Security Engineer CyberESI Consulting Group

6 days ago

Cyberesi Cg Iowa, United States

The Information Systems Security Engineer shall perform, or review, technical security assessments of computing environments to identify points of vulnerability, non-compliance with established Information Assurance (IA) standards and regulations and recommend mitigation strategi ...
Chief Financial Officer

6 days ago

Brand South Africa Iowa, United States

Brand South Africa · Official Custodian of South Africa's National Brand · Department: Finance · Reporting to: Chief Executive Officer · Salary negotiable: · R · (TCTC per annum) Negotiable · JOB PURPOSE: · The Chief Financial Officer (CFO) is expected to participate in the dev ...
EVP & Chief Risk Officer, Organizational Area Leadership

1 week ago

CardWorks Servicing, LLC Iowa, United States

EVP & Chief Risk Officer, Organizational Area Leadership · CardWorks Inc., 10705 South Jordan Gateway, South Jordan, Utah, United States of America · Req #9225 · Thursday, May 23, 2024 · CardWorks Servicing ("CWS") is one of the largest privately-held provider of outsourcing ...
Bilingual Branch Manager

6 days ago

Collins Community Credit Union Iowa, United States

Collins Community Credit Union, a growing financial services institution, is now taking applications for a · Bilingual Branch Manager · for our · Court Ave location in Des Moines · Qualified applicants must be fluent in Spanish. · Collins Community Credit Union is proud to o ...
Head of Strategic Operations

1 week ago

Statkraft group. Iowa, United States

Head of Operation and Maintenance- Wind Farms - Parque Eólico · Business Units: IA - Region Andes · Statkraft is Europe's largest generator of renewable energy from hydro, wind and solar power. We have 5,700 employees in 21 countries. We have been making clean energy possible fo ...
Head of Strategic Operations

1 week ago

Statkraft group. Iowa, United States

Head of Operation and Maintenance- Wind Farms - Parque Elico · Business Units: IA - Region Andes · Statkraft is Europe's largest generator of renewable energy from hydro, wind and solar power. We have 5,700 employees in 21 countries. We have been making clean energy possible fo ...
Senior Director of Product Marketing

4 days ago

Workiva Iowa, United States

The Senior Director of Product Marketing will lead the process of creating go-to-market strategies for products, portfolios of solutions, as well as relevant buyer personas. This includes product positioning/messaging, marketing strategy and sales enablement. This role will suppo ...
Aircraft Inspector IV

3 weeks ago

Sierra Nevada Corporation Iowa, United States

If you are a seasoned aircraft inspection professional looking to make an impact in a rewarding industry, join our team As an Aircraft Inspector IV, you will be using your skills and expertise to inspect our aircraft, aircraft systems, equipment, and parts to ensure airworthiness ...
Internal Audit

3 weeks ago

Citigroup Inc Iowa, United States

The IA Risk Transformation audit team is responsible for providing audit coverage of individual initiatives under the Risk & Control Transformation Program. · The Audit Director responsible for Risk and Control transformation is a senior level management position responsible for ...
Senior Internal Auditor

3 weeks ago

Oak HC/FT Iowa, United States

At Devoted Health, we're on a mission to dramatically improve the health and well-being of older Americans by caring for every person like family. That's why we're gathering smart, diverse, and big-hearted people to create a new kind of all-in-one healthcare company — one that co ...
Internal Audit

3 weeks ago

Banco Bilbao Vizcaya Argentaria S.A. Iowa, United States

Internal Audit – Broker-Dealer Associate · Internal Audit is a global area of over 700people with a multidisciplinary, dynamic and flexible team of professionalswhose knowledge and expertise covers all the organization's areas andactivities in multiple countries. · As the third ...
Internal Auditor

3 weeks ago

Sino Group Iowa, United States

The successful candidate will assist managers in conducting financial and operational audits on local and overseas operations of the Group. Major duties include developing audit programs, conducting tests and assessments on the adequacy and effectiveness of internal controls of b ...
Casualty Specialist

3 weeks ago

Midwest Startups Iowa, United States

CURRENT ROOT EMPLOYEES - Please apply using the career page in Workday. This career site is for external applicants only. · The Opportunity · We are looking for a · Casualty Specialist · . In this role you'll be asked to push the boundaries of what's required and think critical ...
Casualty Specialist

3 weeks ago

Midwest Startups Iowa, United States

CURRENT ROOT EMPLOYEES - Please apply using the career page in Workday. This career site is for external applicants only.The OpportunityWe are looking for a Casualty Specialist . In this role youll be asked to push the boundaries of whats required and think critically to identify ...
Consultant(e)s Débutant(e)s en Stratégie IT

3 weeks ago

Hs Mittweida Iowa, United States

Au sein du département FSO (Financial Services Office), plus de 1000 collaborateurs en France combinent leurs expertises métiers, fonctionnelles et technologiques, afin de répondre efficacement aux besoins de nos clients en gestion d'actifs, banque ou assurance. · Dans un contex ...
Environmental Health

2 weeks ago

Society for Conservation Biology Iowa, United States

Employee Type: · Full time · Location: · IA Cedar Rapids · Job Type: · Environmental Health & Safety · Job Posting Title: · Environmental Health & Safety Manager · About Us: · TreeHouse Foods (NYSE: THS) is a leading manufacturer of private label packaged foods and bever ...
Commercial Lender II

3 weeks ago

Heartland Bank and Trust Company Iowa, United States

If you're interested in soliciting and servicing a variety of smaller commercial and/or agricultural loans, our Commercial Lender II role may be for you We invite you to consider joining our Commercial Lending team. · Responsibilities: · Engage in business development activities ...
Branch Manager

2 weeks ago

Collins Community Credit Union Iowa, United States

Collins Community Credit Union, a growing financial services institution, is now taking applications for a Branch Manager for our Dubuque location This position is responsible for actively selling and engaging within the community, as well as building a successful team within the ...