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    Counsel for Regulatory and Wealth Management - Chicago, United States - Old National Bank

    Old National Bank
    Old National Bank Chicago, United States

    3 weeks ago

    Default job background
    Regular, Full time
    Description


    Counsel for Regulatory and Wealth Management

    Job Locations

    US-IL-Chicago | US-IN-Evansville | US-IN-Indianapolis | US-WI-Milwaukee | US-MN-St Louis Park | US-MO-Clayton

    Category/Function

    Legal

    Position Type

    Regular Full-Time

    Requisition ID



    Workplace Type

    On Site

    Overview

    Old National Bancorp ("Old National") is the holding company of Old National Bank, which is the sixth largest commercial bank headquartered in the Midwest. With approximately $49 billion of assets and $28 billion of assets under management, Old National ranks among the top 30 banking companies headquartered in the U.S. Tracing our roots to 1834, Old National Bank has focused on community banking by building long-term, highly valued partnerships with clients and in the communities it serves. In addition to providing extensive services in consumer and commercial banking, Old National offers comprehensive wealth management, investment, and capital market services. Old National provides these services primarily through its wholly-owned subsidiaries, Old National Bank and 1834 Investment Advisors Co., an SEC registered investment advisor.

    Old National's primary footprint is currently in Illinois, Indiana, Iowa, Kentucky, Michigan, Minnesota, and Wisconsin. In addition, Old National recently announced its expansion through a proposed acquisition of CapStar Bank, a $3.3 billion asset bank headquartered in Nashville, Tennessee.

    At Old National, we believe that by helping our team members balance work life with home life, we create a more productive workforce and a stronger company. Our team members are our greatest asset, and we continually invest in their growth and development. We offer a variety of Impact Network Groups led by team members who are passionate about driving engagement, creating awareness of diverse backgrounds and experiences, and building inclusion across our organization.

    We are focused and committed to our mission, vision and values, which include integrity, excellence, optimism, inclusion, collaboration and agility.

    Job Summary
    Old National's Legal and Government Relations Department is seeking an attorney with strong academic credentials and professional experience capable of providing legal advice and business guidance on a variety of legal, regulatory, and compliance matters. This attorney will support the Wealth Management and Trust operations of Old National as well as other areas of the bank

    Job Location

    We are an in-office working environment. The members of our Legal and Government Relations Department are primarily located in our Chicago (near O'Hare Airport), Evansville, Indiana and Indianapolis offices. Other potential office locations include Indianapolis, Milwaukee and Minneapolis. This position's manager is located at the Chicago office and the CEO of Wealth Management is located in Minneapolis.

    Qualifications And Education Requirements

      Minimum of 5 years' experience practicing law
    • Admitted and in good standing in at least one bar of the following states: Illinois, Indiana, Kentucky, Michigan, Minnesota or Wisconsin
    • Prior experience at a major law firm, in-house legal department of a financial institution and/or bank regulatory agency
    • Ability to apply sound and practical business judgment to legal matters
    • Ability to consult with and advise management at all levels
    • Strong written, oral, and interpersonal communication skills

    Desired Experience

    • Knowledge of fiduciary and securities laws and regulations supporting the wealth management, RIA (Registered Investment Advisor) and trust functions of a bank
    • Knowledge of banking laws and regulations, especially consumer laws and regulations, supporting risk and compliance functions within a bank
    • Knowledge of relevant regulatory agency rules and regulations essential to this position (e.g., OCC, FRB, CFPB, and FINRA). Experience working with the SEC in connection with RIA, registered investment advisors also is desirable.
    • Knowledge of trust agreements, investment advisory agreements, and related ancillary documents used by wealth management, investment advisory or trust functions of a bank

    Essential Duties and Responsibilities Include

    • Primarily support the wealth management, investment advisory, and trust divisions and subsidiaries of Old National, but also support other areas of the bank as needed
    • Provide legal advice on the Investment Advisers Act, Regulation R, fiduciary activities of national banks, and OCC requirements for retail non-deposit investment products
    • Provide legal advice regarding the creation, revision, and/or maintenance of client-facing agreements and internally used forms
    • Advise on regulatory and compliance matters relating to general bank operations as well as existing and new bank products and services.

    We continually seek highly motivated and talented individuals. Our people are critical to our Company's strategy and success. In return we offer competitive compensation with our salary, bonus program, day 1 effective, exceptional BC/BS medical, Delta dental, headspace mental health support and vision insurance, 401k Company "match" dollar for dollar (100%) of the first 5% contributed into the Plan. Continuing education and a unique opportunity with a growing, client-focused and collegial company.

    Old National is proud to be an equal opportunity employer focused on fostering an inclusive workplace and committed to hiring a workforce comprised of diverse backgrounds, cultures, and thinking styles.

    As such, all qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, protected veteran status, status as a qualified individual with disability, sexual orientation, gender identity, or any other characteristic protected by law.

    We do not accept resumes from external staffing agencies or independent recruiters for any of our openings unless we have an agreement signed by the Director of Talent Acquisition, SVP, to fill a specific position.

    Our culture is firmly rooted in our core values.

    We are optimistic. We are collaborative. We are inclusive. We are agile. We are ethical.

    We are Old National. Join our team



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