- Data Analysis - Sources, validates, and interprets data. Analyzes data for discrepancies and risks, effectively communicates analysis output.
- Compliance Review - Researches and investigates unusual activity or flagged documentation, processes, and transactions. Ensure compliance with applicable laws, regulations, policies, and procedures. Resolves issues, clears exceptions, or escalates as appropriate.
- Documentation - Compiles all relevant business, process, or user information prior to compliance reviews. Ensures the accuracy, compliance, and completeness of required documentation. Maintains and updates files for the business unit. Produces reports for management on risks, trends, and exceptions.
- Business Support - Assists with regulatory exams, audits, risk assessments, and other related projects. Identifies and recommends operational or process improvements. May perform system testing or maintenance.
- Compliance Proficiency - Maintains knowledge of laws, regulations, procedures, and policies that affect the assigned business area through ongoing research and industry involvement. May participate in industry events, form partnerships with other professionals, or seek additional training to remain current on evolving issues.
-
Compliance Analyst
1 week ago
Centene Corporation Raleigh, United StatesAssist in maintaining Centene Corporations Compliance Program; guide special projects; provide regulatory interpretation; perform compliance reporting; and develop and implement compliance auditing and monitoring strategies. Respond to external requ Compliance Analyst, Compliance ...
-
Regulatory Compliance Analyst
1 week ago
State Employees' Credit Union Raleigh, United States Full timeIf you are motivated and believe in the credit union philosophy of "People Helping People," join our team · Hybrid In-Office/Remote Position · Position Overview: · The Compliance Analyst position will be part of the Regulatory Compliance team (2nd line of defense) and is respon ...
-
Compliance Analyst
3 weeks ago
First Citizens Bancshares, Inc. Raleigh, United StatesForever Strong. What sets First Citizens apart? Strong leadership, enduring values and a commitment to helping people and businesses prosper. Responsibilities for a Compliance Analyst will include managing the day to day operational activities of the Compliance Analyst, Complianc ...
-
Remote Regulatory Compliance Analyst
1 week ago
National General Insurance Raleigh, United StatesJob Description · Position/Title: Remote Regulatory Compliance Analyst (Insurance Industry) · ** NOTES: Ideal candidate will have experience in the following: Property and Casualty insurance experience (home, auto, umbrella, watercraft, dwelling fire, package) · Experience re ...
-
Physician Compliance Analyst
3 weeks ago
UNC Health Care Morrisville, United States**Description** · Become part of an inclusive organization with over 40,000 diverse employees, whose mission is to improve the health and well-being of the unique communities we serve. · Summary: · Responsible for assisting Compliance management in compliance activities which cou ...
-
compliance analyst
2 weeks ago
Duke University Durham, United StatesPerform a variety of duties associated with state authorization and accreditation to include the collection and analysis of data, the development of policies and procedures, and the orientation and training of departmental staff in compliance policie Compliance Analyst, Complianc ...
-
compliance analyst
1 week ago
Duke University Durham, United StatesDuke University: · Duke University was created in 1924 through an indenture of trust by James Buchanan Duke. Today, Duke is regarded as one of America's leading research universities. Located in Durham, North Carolina, Duke is positioned in the heart of the Research Triangle, wh ...
-
Physician Compliance Analyst
2 weeks ago
UNC Medical Center Morrisville, United StatesResponsible for assisting Compliance management in compliance activities which could include reviewing internal processes, documents and reports, and ensuring compliance with internal and external regulatory framework. Serves as a resource to physici Compliance Analyst, Physician ...
-
Physician Compliance Analyst
3 weeks ago
UNC Health Morrisville, United StatesBecome part of an inclusive organization with over 40,000 diverse employees, whose mission is to improve the health and well-being of the unique communities we serve. · Summary: · Responsible for assisting Compliance management in compliance activities which could include revie ...
-
Physician Compliance Analyst
3 weeks ago
UNC Health Morrisville, United StatesBecome part of an inclusive organization with over 40,000 diverse employees, whose mission is to improve the health and well-being of the unique communities we serve.Summary:Responsible for assisting Compliance management in compliance activities which could include reviewing int ...
-
Senior Tax Analyst
4 weeks ago
Ascension Search Partners Raleigh, United StatesSenior Tax Analyst (Income Tax, 100% Remote) · The Senior Tax Analyst assists with tax provision, income tax compliance, tax audits and notices and ad hoc projects as needed within the department. · Responsibilities · Assist with the preparation and review of quarterly and year-e ...
-
Finance & Budget Analyst II
3 weeks ago
North Carolina State University Raleigh, United StatesPosting Details · Posting Information Posting Number PG193122EP Internal Recruitment No Working Title Finance & Budget Analyst II Anticipated Hiring Range Commensurate with experience Work Schedule Monday - Friday, 8:00 am - 5:00pm Flexible and Remote Schedule Available Job Loca ...
-
QC Analyst III
23 hours ago
Guerbet Raleigh, United States Long-term/regularWHAT WE'RE LOOKING FOR · : QC Analyst III is responsible for evaluating material and product quality by performing various procedures in the chemistry lab. The QC Analyst III position interacts with formulation, filling, and packaging personnel in support of those functions in th ...
-
Finance & Budget Analyst II
3 weeks ago
InsideHigherEd Raleigh, United States Administrative Jobs ,Posting Number:PG193122EP · Internal Recruitment :No · Working Title:Finance & Budget Analyst II · Anticipated Hiring Range:Commensurate with experience · Work Schedule:Monday - Friday, 8:00 am - 5:00pm Flexible and Remote Schedule Available · Job Location:Raleigh, NC · Departmen ...
-
Senior Contract Analyst
3 weeks ago
PowerSecure International Raleigh, United StatesPowerSecure is currently seeking a Senior Contract Analyst to join our team. · This position will be responsible for supporting organizational compliance with processes and procedures associated with contract administration for distributed energy solutions, energy efficiency, an ...
-
Commercial Relationship Mgr
3 days ago
United Community Bank Raleigh, United States Full timeSUMMARY · Responsible for the generation and management of a wide variety of businesses that have annual sales above $5 million. The size and complexity of the companies would require analytical training and experience necessary to communicate with a business owner/CEO, CFO or B ...
-
Records Examiner
2 days ago
FSA Raleigh, United States Full timeBe a part of the nationwide law enforcement initiative that removes the tools of crime from criminal organizations, depriving wrongdoers of proceeds from their crime and impacting the infrastructure of criminal enterprises. · FSA Federal (FSA) is focused on delivering unsurpassed ...
-
ITSM Service Level Management Product Owner
23 hours ago
WELLS FARGO BANK Raleigh, United States Full timeAbout this role: · Wells Fargo is seeking an experienced ITSM Service Level Management Product Owner who will be responsible for defining the vision, strategy, and roadmap for the Service Level Management product area for the IT Service Management product. This product owner will ...
-
Senior Finance Analyst
3 weeks ago
Laboratory Service Inc Raleigh, United StatesLabcorp is seeking a Senior Financial Analyst to support our Revenue Cycle Management Team.Essential job duties:Collect, compile, prepare, and analyze data from multiple systems, to process revenue entries, journal entries, and other financial transactionsEnsure that your group o ...
-
Senior Financial Analyst-contract
3 weeks ago
Career Foundations Raleigh, United StatesJob Description · Job Description · Our client is seeking a Senior Financial Analyst for a contract opportunityJob Overview/Summary · • Prepare and analyze financial results to provide financial counsel to division leadership · • Create and track meaningful KPIs through quantit ...
Compliance Analyst - Raleigh, United States - First Citizens Bank
Description
Overview:
Forever Strong. What sets First Citizens apart?
Strong leadership, enduring values and a commitment to helping people and businesses prosper.
Responsibilities for a Compliance Analyst will include managing the day to day operational activities of the broker-dealer and investment advisers to include: complaints management, conflicts of interest, branch inspections, data reconciliation, and answering general compliance inquiries.
Responsibilities:Bachelor's Degree and 2 years of experience in Compliance or Anti-Money Laundering, Banking OR High School Diploma or GED and 6 years of experience in Compliance or Anti-Money Laundering, Banking. Position will require a Series 24 and Series 7 or Series 14.