Compliance Analyst - Saugus - Business Needs Inc

Job Summary · The Compliance Analyst role requires strong policy management skills and experience in compliance. The ideal candidate will have excellent writing and communication skills, as well as the ability to develop actionable plans. · ...

· Lead cross-functional project management of the policy review cycle ensuring collaborative input from all relevant stakeholders and timely implementation of approved changes. · ...

We are looking for a Compliance Analyst in our Boston office to support our compliance program and work on a variety of time-sensitive and confidential investment-related matters. · Responsibilities · Perform ongoing investment guideline review and reporting for a variety of equi ...

We are looking for a Compliance Analyst in our Boston office to support our compliance program and work on a variety of time-sensitive and confidential investment-related matters. · Perform ongoing investment guideline review and reporting for a variety of equity accounts. · Moni ...

We are looking for a Compliance Analyst This position is located in Merrimack, NH OverviewThe Investment Compliance Group is responsible for proactively reducing the risk of trade error or compliance exceptions through the daily monitoring of compliance with prospectus, client, r ...

The Compliance Analyst supports Datavant's enterprise compliance program and helps ensure adherence to laws, regulations, and internal policies.This position is responsible for core compliance activities, · in particular monitoring the compliance hotline, · monitoring new hire an ...

Weiss Asset Management (WAM) is seeking a Trade Compliance Analyst to join our Compliance team. The ideal candidate is detail-orientated and analytical. · The role requires sound judgement and strong communication skills. · ...

The Compliance Analyst works closely with the Compliance Team to organize, manage and support the firm's compliance efforts. · Respond to client requests for information. · Create, update and maintain database of questionnaire and RFI responses within AG's software to facilitate ...

Weiss Asset Management is seeking a Trade Compliance Analyst to join our Compliance team. · Manage and resolve OMS compliance exception alerts (pre- and post-trade). · Provide compliance oversight and guidance on new and existing investments. · ...

We're collaborative, passionate, and always ready to roll up our sleeves to create solutions that help people get more out of homeownership — and out of life. Our first product, a home equity investment, gives homeowners the opportunity to quickly access the equity they've built ...

The Compliance Analyst works closely with the Compliance Team to organize, manage, and support the firm's compliance efforts. These efforts are centered on responding to client requests for information about the firm's capabilities, · projects,policies and practices,and IT/data s ...

The Senior Business Analyst will support the Office of Internal Audit and Risk Management by reviewing, updating, and implementing enterprise policies to ensure regulatory compliance and operational consistency. · 6+ years of Business Analysis or Compliance experienceBachelor's d ...

The Senior Business Analyst will support the Office of Internal Audit and Risk Management by reviewingupdatingand implementing enterprise policies to ensure regulatory compliance and operational consistency. · Lead cross-functional policy review initiatives/li>Conduct stakeholder ...

Assists in managing the compliance program for Brookline Bancorp's subsidiary companies by assisting the Chief Compliance Officer and Compliance Managers in administering the overall compliance program for Brookline Bancorp.Assists in regulatory examinations, independent audits o ...

This is a Compliance Analyst position at Brookline Bancorp's subsidiary companies. · Maintains a thorough knowledge of federal and state laws and regulations pertinent to the area of specialty; · ...

This role will focus on the oversight and maintenance of the compliance system for monitoring client investment guidelines and restrictions. · ...

We are looking for a skilled Sr. Compliance Analyst to join our team on a contract basis in Medford, · Massachusetts.This role requires someone who is detail oriented, · with a strong background in compliance and project management, · and who can ensure processes run smoothly · a ...

Locus Robotics is seeking a results-oriented Compliance Analyst to help execute compliance initiatives. · Ensure compliance standards are met and customer needs are satisfied. ...

Locus Robotics is seeking a results-oriented Compliance Analyst to help execute compliance initiatives. · ...

Locus Robotics seeks a results-oriented Compliance Analyst to help execute compliance initiatives, ensuring compliance standards are met, and customer needs are satisfied. · ...

Locus Robotics seeks a results-oriented Compliance Analyst to help execute compliance initiatives, ensuring compliance standards are met, and customer needs are satisfied. · ...