Third Party Partner Compliance Officer - Brooklyn, United States - RightTalents LLC

Compliance Officer

3 weeks ago

Job Description · Job DescriptionDirector Of Compliance · Brooklyn, NY · 150k · We are seeking a dedicated and experienced Compliance Officer to ensure regulatory adherence and compliance within our growing business, particularly in the medical field. The ideal candidate will hav ...

Compliance Officer

3 weeks ago

Global multi-strategy hedge fund is looking to hire a Compliance Officer in New York City or Jersey City. · This strategic hire will play a key role in running the day-to-day compliance program as they continue to build a best-in-class compliance team. · The ideal candidate will ...

Compliance Officer

2 weeks ago

Compliance Officer (New York, NY): The chance to join a thriving private equity fund in a #2 capacity is here. If you are an ambitious, intelligent, and curious compliance professional seeking the mentorship of an exceptionally bright, talented, and KIND GC & CCO, please read on. ...

Compliance Officer

2 weeks ago

Description · Job Description · Summary: This position is responsible for the administration of Human Resources policies, procedures, and programs including Compliance, Training & Development, and Employee Relations. · Essential Functions and Responsibilities include the followi ...

Compliance Officer

4 weeks ago

Company Background · FirstKey Mortgage, LLC ("FKM") is one of the world's leading private label securitization and asset management firms. We are a boutique financial services company with a primary focus on the buying and securitizing of residential mortgage loans. Since incepti ...

Compliance Officer

3 weeks ago

Leading Trading Firm is looking to hire a Compliance Officer in New York City. · This key hire will play a strategic role in running the day-to-day compliance program as the firm continues to build an industry leading team. · The ideal candidate will have: · Strong knowledge of t ...

Compliance Officer

4 weeks ago

Title: Partner Compliance Officer / Compliance Officer · Location: Brooklyn, OH (Onsite) · Duration: 12 Months · Looking for USC only · Responsibilities: · Oversee the management and completion of Bank's third-party compliance requests · Complete annual, quarterly, and one-off c ...

Compliance Officer

7 hours ago

Location: New York, NY, US · ** Compliance Officer - US Broker-Dealer** · **About Swiss Re** · Swiss Re is one of the worlds leading providers of reinsurance, insurance and other forms of insurance-based risk transfer, working to make the world more resilient. We anticipate an ...

Compliance Officer

4 weeks ago

Title: Partner Compliance Officer / Compliance Officer · Location: Brooklyn, OH (Onsite) · Duration: 12 Months · Looking for USC only · Responsibilities: · Oversee the management and completion of Banks third-party compliance requests · Complete annual, quarterly, and one-o ...

Compliance Officer

3 weeks ago

Job Description · The Office of the New York City Comptrollers Bureau of Asset Management (BAM) supports the Comptroller in his role as investment advisor, custodian, and trustee for each of the five New York City public pension systems. BAM oversees more than $250 billion dolla ...

Compliance Officer

2 weeks ago

Position Information · Hiring Manager: · Deputy General Counsel · Department: · Legal & Compliance · Department Overview · The Legal & Compliance Department is responsible for managing legal risk and providing legal counsel for each of the Firm's functions. The Legal & Compliance ...

Compliance Officer

7 hours ago

Compliance Officer - Wall Cross & Research · This role will provide senior Compliance coverage in relation to handling and preventing the use of material non-public information during the investment decision-making process, with a focus on the due diligence and ongoing surveilla ...

Compliance Officer

2 weeks ago

About the Role: · Grade Level (for internal use): · 10 · The Role: Compliance Officer - Control Room · The Team: Control Room is part of the Compliance Monitoring and Exams part of S&P Global Ratings Compliance. Its members apply standardized monitoring and surveillance protocols ...

Compliance Officer

2 weeks ago

The Role · We are seeking to hire an exceptional Compliance Officer to join our compliance team in our New York City office. The Compliance Officer will report into the Deputy Chief Compliance Officer and will lead the Risk Review, Monitoring and Exams (RRME) team in support of ...

Compliance Officer

1 day ago

Job Description: · Job Title Compliance Officer - Head of Origination & Advisory - Director · Corporate Title Director · Location New York, NY · Overview · As the Compliance Officer - Head of Origination & Advisory Director, you will lead a team and focus on providing real-t ...

Compliance Officer

2 weeks ago

Will include conducting beneficial owner and control person due diligence on participants in transactions as well as assisting with GPIM client and collective investment vehicle investor AML/ KYC on-boarding. The Compliance Officer is located in our Compliance Officer, Officer, C ...

Compliance Officer

1 day ago

The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to create a profile, which will let you see your application status and any communicatio ...

Compliance Officer

2 weeks ago

Compliance Officer - Investment Bank Compliance - Fixed Income Sales & Trading - Rates - Vice President · Job ID:R Full/Part-Time: Full-time Regular/Temporary: Regular Listed: Location: New York ...

Compliance Officers

2 weeks ago

The Corporate Compliance Officer is responsible for overseeing and ensuring the company's adherence to regulatory requirements, particularly in areas such as Anti-Money Laundering (AML), Bank Secrecy Act (BSA), and Office of Foreign Assets Control (OFAC) compliance. Our client is ...

Compliance Officer

2 weeks ago

Compliance Officer - Investment Bank Compliance - Origination & Advisory - Capital Markets - Vice President · Job ID:R Full/Part-Time: Full-time Regular/Temporary: Regular Listed: Location: New York ...