Compliance Officer - New York, United States - Guggenheim Partners

    Guggenheim Partners
    Guggenheim Partners New York, United States

    1 week ago

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    Description


    Will include conducting beneficial owner and control person due diligence on participants in transactions as well as assisting with GPIM client and collective investment vehicle investor AML/ KYC on-boarding.

    The Compliance Officer is located in our Compliance Officer, Officer, Compliance, Investment, Asset Manager, Banking