Investment Advisor Compliance Associate - New York

We are seeking a detail oriented and enthusiastic Compliance Associate to join our team. Our client is a leading investment fund with diverse assets totaling over $30B. · ...

We are hiring a Compliance Associate in New York supporting employee compliance monitoring regulatory filings marketing reviews lobbying requirements. · ...

A multi-billion dollar alternative investment platform with a differentiated focus across credit, asset-based strategies, and specialty investments is seeking a Compliance Associate to join its growing team. · 4–8 years of compliance experience with an SEC-registered investment a ...

Compliance Associate (New York, NY): Our client, a leading private equity firm with over $5B in AUM, is seeking a Compliance Associate to join its compliance team. The Compliance Associate will play an integral role across the firm's advisory platform, affiliated family offices, ...

The Compliance Associate will serve as a key member of the firm's in-house compliance function. · Actively participate in counterparty diligence and monitoring discussions. · Support compliance oversight for financing transactions. · ...

The Compliance Associate will serve as a key member of the firm's in-house compliance function supporting the Specialty Finance business across counterparty relationships and financing activities. · ...

Location: New York, NY · Type: Perm (Contingency) · Job #48182 · Salary: $125,000 · Job Overview – Compliance Associate (Hybrid) · Compensation: $125,000 – $140,000/year + bonus · Location: New York, NY · Schedule: Monday to Friday (Hybrid) · Atlantic Group is hiring a Compli ...

We are supporting a Compliance Associate role with a global investment management firm. · ...

Compliance Associate (New York, NY): · Our client is a rapidly expanding Private Equity firm with over $5B in AUM. As they continue to scale its platform across strategies and geographies, they're adding talent to their compliance team. This is a broad, high-impact compliance rol ...

Location: New York, NY · Type: Perm (Contingency) · Job #48182 · Salary: $125,000 · Job Overview – Compliance Associate (Hybrid) · Compensation: $125,000 – $140,000/year + bonus · Location: New York, NY · Schedule: Monday to Friday (Hybrid) · Atlantic Group is hiring a Compliance ...

Top-Tier Investment Management firm in Midtown, Manhattan is seeking a Compliance Associate for a full-time position · Responsibilities: · Responsible for advertising and marketing compliance · Respond to internal and external inquiries regarding regulatory requirements · Review ...

Company Overview: · A dynamic and growing hedge fund with diverse investment strategies across asset classes is seeking a Compliance Associate. The role offers the opportunity to work directly with senior leadership and gain hands-on exposure to all aspects of a global compliance ...

The Compliance Associate will work closely with members of BDT & MSD's Legal & Compliance team to ensure regulatory compliance across the platform. · Assist in the drafting, maintenance, and implementation of policies, procedures, and trainings · Assist in KYC and other deal rela ...

NPM is looking for a Compliance Associate with previous compliance experience in implementing SEC and FINRA rules to assist the Chief Compliance Officer (CCO) and Compliance Director with managing its SEC registered broker-dealer (BD) and SEC-registered investment adviser (RIA) c ...

Compliance Associate – Multi-Strategy Hedge Fund – New York · Ocr alpha is partnering with a premier multi-strategy hedge fund managing in excess of 15bn AUM, with offices across the worlds leading financial centres. · ...

This is a full-time, remote Compliance Associate role based in the New York City Metropolitan Area. · Knowledge of compliance concepts, regulatory frameworks, and securities regulation, including anti-money laundering and cybersecurity procedures · Experience with audit processes ...

Atlantic Group is hiring a Compliance Associate (Investment Management) in New York, NY for our client. · ...

Company Overview: · A dynamic and growing hedge fund with diverse investment strategies across asset classes is seeking a Compliance Associate. The role offers the opportunity to work directly with senior leadership and gain hands-on exposure to all aspects of a global compliance ...

We are representing a Compliance opportunity with an established hedge fund headquartered in NYC. · Assist in preparing regulatory filings... · ...

A leading private equity firm with more than $5B in assets under management is seeking a Compliance Analyst or Associate to join its team in New York City. · ...

++A leading global private equity firm is seeking a Compliance Analyst or Associate to support its Private Equity Compliance program.+ · +This is a highly visible and impactful role focused on identifying, managing, and mitigating compliance risk while fostering a business-orient ...