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Compliance Manager
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Compliance Manager
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Compliance Manager
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Compliance Manager
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Compliance Manager
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Manager Ethics and Compliance
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Record Governance Manager, Compliance - Chicago, United States - Cboe Global Markets
Description
Job DescriptionPosition Summary
:
Cboe's
Compliance Department is looking for
an ideal candidate to oversee and drive the maturity of the Cboe
Records Managment
P
ro
gram
("RM
P
")
,
ensuring compliance with
regulatory and
operational standards
.
The ideal candidate will have experience in record and information governance operations, program development, and strategy.
Effective communication
and project management skills and experience with
records
management software applications and document management systems are essential
.
Responsibilities
Oversee the records management processes related to physical and electronic records.
Create
an initial
communications strategy, to be updated on an on-going basis to manage the initiatives
.
Support conformance to records management policy with the implementation and maintenance of controls.
Oversee records retention schedule agreed to by stakeholders in Compliance and Legal.
Prepare metrics and reporting for management and stakeholders
about
the records management process.
Partner with Technology
regarding
the expansion and maintenance of
the records
management
program
.
Policies/Procedures/Training
A
ssist
in the development of related
policies and procedures, including providing input into business processes
.
Assist
in d
esign, implement
ation
and enhance compliance governance and controls.
Assist
in developing relevant tr
aining
modules,
both recurring and ad-hoc, to ensure compliance with the policies and procedures.
Provide compliance support to
internal
and external
reviews and
/or examinations
of the
program
as
required
, including
assisting with r
isk assessment, plan
ning
, and remediation of reviews.
Skills and Experience
8+
years of experience in Records/Information Management, with an understanding of record re
tention obligations and risks
Experience developing,
deploying
and
maintaining
innovative processes/methodologies/technologies for records and information management.
A high level
of comfort with information technology as it relates to record and information management.
Ability to take a risk-based approach to issues, think critically and ask
challenging
questions
.
Self-motivated individual with ability to work under tight deadlines and
prioritize
under pressure
.
More About Cboe
We're
reimagining the future of the workplace by focusing on what matters most, our people.
Our journey is an inclusive
one.
We're investing deeply in leadership programs and career development
initiatives that ensure everyone has an equal chance to succeed. We celebrate the
diversity
in
our
communities,
inside
and
out,
and welcome new perspectives
with
equity,
inclusion
and
belonging.
We
work
with
purpose,
solving
problems
with
ingenuity,
collaboration,
and
a
lot
of passion. We're an engaged and excited team connecting markets across
borders and
embracing
growth
in
all
its
forms
to
achieve
incredible outcomes.
Learn more about life at Cboe on
and
.
Equal Employment Opportunity
We're proud to be an equal opportunity employer - and celebrate our associates' differences, including race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, and Veteran status.
#LI-CP1Any communication from Cboe regarding this position will only come from a Cboe recruiter who has a email or via LinkedIn Recruiter.
Cboe does not use any otherthird party communication tools for recruiting purposes.
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