- Assist in KYC Refresh of current Client population as needed to ensure their information remains up to date.
- Conduct Source of Fund and US Nexus reviews of new and existing clients
- Handle to Respond for Information (RFI) requests from wire partners on organizations and transactions.
- Be proactive in utilizing tools available to research and gather EDD, as requested by partners, reaching out to customers to obtain additional information in the least disruptive manner, as needed
- Escalate potentially suspicious and/or fraudulent activity to the Investigations Team for further review
- Minimize Mercury's sanctions exposure and reputational risk through the review and adjudication of sanctions, PEP, and Adverse Media alerts
- Manage a high-volume caseload within service level agreements and with critical attention to detail
- Document rationale for alert decisions with supporting documentation
- Identify opportunities to reduce unnecessary volumes through false positive rule proposals
- Have 1-3 years of experience related to KYC, Risk Investigations, AML, or Sanctions
- Have exposure to Financial Services (or any other highly regulated) environments
- Have some product sense and knowledge of banking products such as ACH, International Wires, SWIFT, checks, and debit cards
- Have familiarity with KYC Verification Software (such as Alloy, MidDesk, Socure, etc)
- Be a highly motivated self-starter, comfortable working within a high risk environment under minimal supervision
- Be accountable for accuracy of information gathered while maintaining quality control standards
- Delight in providing an exceptional customer experience
- Manage relationships with external parties with confidence and kindness
- Love problem solving and making teams, products, and processes more efficient
- Be curious about the US banking system, startups, and ecommerce companies
- US employees in New York City, Los Angeles, Seattle, or the San Francisco Bay Area: $75,900 - $94,900 USD
- US employees outside of New York City, Los Angeles, Seattle, or the San Francisco Bay Area: $68,300 - $85,400 USD
- Canadian employees (any location): CAD 69, ,400
-
Associate Consultant
1 day ago
Sia Partners San Francisco, United StatesPerform customer onboarding and periodic reviews of KYC files including CDD and EDD - Conduct investigations and due diligence on high-risk clients or transactions to evaluate potential AML and sanctions violations. Develop and implement AML and sanc Financial, Consultant, Associ ...
-
KYC Manager(Remote)
6 days ago
Sumitomo Mitsui Financial Group, Inc. San Francisco, United StatesABOUT THE ORGANIZATION · SMBC MANUBANK was formed by a group of banking entrepreneurs in June 1962. Our scope is to serve the specialized needs of California middle-market businesses, manufacturers, wholesalers, distributors, importers, exporters, and service companies, includin ...
-
Kaiser Fremont, United States Full timeJob Summary: · In a Consultant-Liaison role, evaluates and diagnosis Health Plan members seen in primary care who have mental disorders or behavioral conditions that affect or are a consequence of their medical condition. · Essential Responsibilities: Utilizes principles of Heal ...
-
Associate Consultant
3 hours ago
Sia Partners San Francisco, United StatesCompany Description · Sia Partners is a next-generation consulting firm dedicated to creating state-of-the-art narratives for transformation and innovation and deploying them at scale. Our goal is to deliver superior value and tangible results to our clients as they navigate the ...
-
Kaiser Pleasanton, United States Full timeJob Summary: · Provides mental health assessment, diagnosis, treatment and crisis intervention services for adult and/or child members who present themselves from psychiatric evaluation with a broad range of mental health needs. Collaborates with treating physician, psychiatric a ...
-
Lawyer (Banking and Payments Stream)
4 days ago
OnHires San Francisco, CA, United StatesOur client is a liquidity and technology provider of solutions for the crypto and foreign exchange (FX) industry. The company specializes in the sphere of B2B services and products, catering to a wide range of clients including large licensed brokers, crypto exchanges, crypto bro ...
-
Solicitor (Legal)
4 days ago
OnHires San Francisco, CA, United StatesOur client is a liquidity and technology provider of solutions for the crypto and foreign exchange (FX) industry. The company specializes in the sphere of B2B services and products, catering to a wide range of clients including large licensed brokers, crypto exchanges, crypto bro ...
-
Relationship Manager, VP
1 week ago
Citi San Francisco, CA, United StatesThe Relationship Manager will be reporting into the Digital, Tech & Comms (DT&C) segment within Citi's Commercial Bank and will be focused on banking privately held emerging-growth software companies that are VC-backed (Series A or later-stage) US-headquartered companies with rev ...
-
Senior Wealth Advisor
1 week ago
Citigroup Inc San Francisco, United StatesCiti Global Wealth brings together the full power of Citi to serve the entire continuum of wealth clients. The unified business supports ultra-high-net-worth individuals and family offices through Citi Private Bank, operates in the affluent and high-net worth segments through Cit ...
-
Senior Wealth Advisor
7 hours ago
Citigroup Inc San Francisco, United StatesCiti Global Wealth brings together the full power of Citi to serve the entire continuum of wealth clients. The unified business supports ultra-high-net-worth individuals and family offices through Citi Private Bank, operates in the affluent and high-net worth segments through Cit ...
-
Senior Wealth Advisor
2 weeks ago
Citigroup Inc San Francisco, United StatesCiti Global Wealth brings together the full power of Citi to serve the entire continuum of wealth clients.The unified business supports ultra-high-net-worth individuals and family offices through Citi Private Bank, operates in the affluent and high-net worth segments through Citi ...
-
Wealth Relationship Manager
1 week ago
Citigroup Inc San Francisco, United StatesThe Wealth Relationship Mgmt. (Branch) Sr. Analyst SAFE Act is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing to the development of new techniques and the improvement of processes and work-flow for the area or function. Integrates subject matt ...
-
Human Resources Compliance Specialist
1 week ago
Aspire Public Schools Oakland, United StatesPlease note that this is a hybrid full-time position and is required to work at the Home Office in Oakland 3 days per week. Hourly, Band 3 ($27.25-$35.95 based on experience) · About Aspire: · Aspire Public Schools operates a network of high-performing, college preparatory charte ...
-
Psychological Asst
5 days ago
Kaiser Permanente Oakland, United StatesJob Summary: · Under the supervision of a licensed Psychologist or board certified Psychiatrist, provides mental health assessment, diagnosis, treatment and crisis intervention services for adult and/or child members who present themselves for psychiatric evaluation with a broad ...
-
Senior Wealth Advisor
1 week ago
Citigroup Inc Alameda, United StatesCiti Global Wealth brings together the full power of Citi to serve the entire continuum of wealth clients. The unified business supports ultra-high-net-worth individuals and family offices through Citi Private Bank, operates in the affluent and high-net worth segments through Cit ...
-
Head of AML for FinTech and BSA
1 week ago
Meta Menlo Park, CA, United StatesThe MFT Compliance Head of AML and MPY BSA / AML Officer is responsible for coordinating and monitoring Meta Payments, Inc's ('MPY') day-to-day BSA/AML compliance and should be fully knowledgeable of the BSA and all related federal and state regulations. The candidate should also ...
-
Wealth Relationship Manager
3 days ago
Citigroup Inc Millbrae, United StatesThe Wealth Relationship Mgmt. (Branch) Sr. Analyst SAFE Act is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing to the development of new techniques and the improvement of processes and work-flow for the area or function. Integrates subject matt ...
-
Wealth Relationship Manager
7 hours ago
Citigroup Inc Millbrae, United StatesThe Wealth Relationship Mgmt. (Branch) Sr. Analyst SAFE Act is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing to the development of new techniques and the improvement of processes and work-flow for the area or function. Integrates subject matt ...
-
Enterprise Risk Management
1 week ago
NuvisionCares Martinez, United StatesEnterprise Risk Management - Financial Investigations Analyst - Onsite · MSB -Ferry St, Martinez, California, United States of America · • · MSB - San Pablo Ave, Berkeley, California, United States of America · Job Description · Posted Friday, January 26, 2024 at 5:00 AM · We ...
-
Kaiser Permanente Pleasanton, United StatesThis position is eligible for a $5,000.00 sign on bonus. · Job Summary: · Provides mental health assessment, diagnosis, treatment and crisis intervention services for adult and/or child members who present themselves from psychiatric evaluation with a broad range of mental health ...
KYC/EDD Specialist - San Francisco, CA, United States - Mercury
Description
Mercury is building a banking* stack for startups. Since we launched Mercury in 2019, our customer base has grown to over 100,000 startups and small businesses from all around the world. We're looking to hire a KYC / Enhanced Due Diligence (EDD) Specialist to adjudicate risk triggers, partner EDD requests and provide ongoing risk support for customer accounts during the account lifecycle.
As a KYC/EDD Specialist, you'll be responsible for reviewing KYC/KYB data points, gathering transaction information to respond to EDD requests from partners, responding to general risk questions, escalating to the appropriate investigations teams, when needed, and reviewing risk alerts related to sanctions, high risk transactions/accounts or partner referrals to determine if the activity falls within Mercury's risk appetite. You will have direct responsibility for quickly processing customer and partner requests, with minimal impact to applicants and customers, while protecting Mercury from potential violations and reputational risk. You will report directly to the KYC/EDD Lead and will be supported by a highly functional Risk team.
*Mercury is a financial technology company, not a bank . Banking services provided by Choice Financial Group and Evolve Bank & Trust; Members FDIC.
Here are some things you'll do on the job:
You should:
The total rewards package at Mercury includes base salary, equity (stock options), and benefits.
Our salary and equity ranges are highly competitive within the SaaS and fintech industry and are updated regularly using the most reliable compensation survey data for our industry. New hire offers are made based on a candidate's experience, expertise, geographic location, and internal pay equity relative to peers.
Our target new hire base salary ranges for this role are the following:
#LI-DNI
We use Covey as part of our hiring and / or promotional process for jobs in NYC and certain features may qualify it as an AEDT. As part of the evaluation process we provide Covey with job requirements and candidate submitted applications. We began using Covey Scout for Inbound on January 22, 2024.
Please see the independent bias audit report covering our use of Covey here .
#J-18808-Ljbffr
