- Executing integrated audit engagements bringing to bear sophisticated views on asset management control structures and efficiencies.
- Responsible for executing audits across all risk topics.
- Responsible for executing audit engagements in line with the audit methodology related to operational, compliance/regulatory and investment risks and responding to quality assurance items with the Head of Internal Audit Methodology and Quality Assurance.
- Responsible for identifying control design recommendations that not only provide assurance that business objectives can be met in line with acceptable risk levels but also the identification of process and efficiency improvements within the control structure.
- Responsible for identification of areas of assurance cross reliance within IIA standards.
- Responsible for assisting the business in creating feasible and value-added risk mitigation plans.
- Responsible for executing validation of issue remediation upon closure.
- The successful candidate will work closely with other senior leaders across Allspring in the development and execution of company control strategies.
- Accordingly, critical success factors will include the ability to develop professional and credible relationships with many businesses' functional areas.
- Minimum of 10 years of experience in financial service industry in audit, risk and/or compliance with majority of time in internal audit.
- Sound critical thinking, logic application, problem solving and analytical skillset.
- Sound communication, presentation, and time management skills with the ability to operate in a high pace/demanding environment and drive results through consistent anticipation of needs.
- Deep or expert knowledge in sophisticated control design solutions and test designs.
- Deep or expert knowledge in securities, information technology, cyber defense, investment management, operations management, or other topic specialization.
- Fully capable to document controls, assess controls, test controls without the benefit of procedures, prior workpapers or any other "copy paste" capabilities.
- Experience either auditing or working within end-to-end asset management areas and cross dimensional functional support units.
- Experience using COSO, COBIT, NIST or other generally acceptable internal control frameworks in the area of financial services.
- Certified Internal Auditor, Certified Fraud Examiner, Certified Information Security Auditor, Certified Public Accountant or other relevant certifications in area of specialization.
- Master's degree in business administration or area of specialization.
- Control experience in both operations and information technology in financial services industry.
- Deep or expert knowledge in third party risk management practices and vendor oversight controls (for IT specialists also containing deep knowledge in cloud governance).
- Programming code/language proficiency, data analytics and predictive analytics capabilities and visualization tool skills.
- Complimentary experience in either Compliance and/or Risk Management.
-
Senior Auditor Specialist/Lead
3 weeks ago
Allspring Global Investments Boston, United States· Elevate Your Career · Work where your ideas have impact · COMPANY · Allspring Global Investments is a leading independent asset management firm that offers a broad range of investment products and solutions designed to help meet clients' goals. At Allspring, our vision is to ...
-
Lead Accounts Payable EDI Specialist
3 weeks ago
Beth Israel Lahey Health Boston, United StatesWhen you join the growing BILH team, you're not just taking a job, you're making a difference in people's lives. · Job Type: · Regular · Scheduled Hours: · 40 · Work Shift: · Day (United States of America) · Based in Charlestown, the Lead Accounts Payable Specialist has a ...
-
Lead Site Specialist
3 weeks ago
Thermo Fisher Scientific, Inc. Boston, United StatesAs part of the Thermo Fisher Scientific team, youll discover meaningful work that makes a positive impact on a global scale. Join our colleagues in bringing our Mission to life every single day to enable our customers to make the world healthier, cl Management, Inventory, Coordin ...
-
Records Specialist Lead
2 weeks ago
Epiq Boston, United StatesIt's fun to work at a company where people truly believe in what they are doing · Job Description: · The Records Specialist Lead is a member of the Intellectual Property & Technology Business Unit team. They are responsible for organizing, maintaining and updating the electronic ...
-
Lead Site Specialist
3 weeks ago
Thermo Fisher Scientific Inc. Boston, United StatesJob Description · As part of the Thermo Fisher Scientific team, you'll discover meaningful work that makes a positive impact on a global scale. Join our colleagues in bringing our Mission to life every single day to enable our customers to make the world healthier, cleaner, and s ...
-
Lead Environmental Specialist
3 weeks ago
Amtrak Boston, United StatesYour success is a train ride away · As we move America's workforce toward the future, Amtrak connects businesses and communities across the country. We employ more than 20,000 diverse, energetic professionals in a variety of career fields throughout the United States. The safety ...
-
National Grid USA Boston, United StatesAbout us Every day we deliver safe and secure energy to homes, communities, and businesses. We are there when people need us the most. We connect people to the energy they need for the lives they live. The pace of change in society and our industry is accelerating and our experti ...
-
Care Transition Specialist, Lead
4 weeks ago
Brigham & Women's Hospital(BWH) Boston, United StatesCare Transition Specialist, Lead / 40 hour Rotation - BWH Care Coordination - Post Acute Capacity · GENERAL SUMMARY/OVERVIEW · As a member of the Mass General Brigham - Care Continuum Management team, the Care Transition Specialist Lead will routinely perform Care Transition Sp ...
-
Lead Pricing Control Specialist
3 weeks ago
Ultimus Fund Solutions, LLC Boston, United StatesSUMMARY · The Lead Pricing Control Specialist is responsible for ensuring that corporate actions, security master files, and security pricing are reviewed and processed accurately for Ultimus Fund Solutions. This position is a member of the Pricing Control Team which serves as a ...
-
Lead Social Insurance Specialist
2 weeks ago
Social Security Administration Boston, United StatesSummary The position description number for this position is PD1F1640. A summary of the major duties are listed below. You may also view the full position description on the Agency intranet at the following link: PD Search The incumbent serves as technical authority providing pro ...
-
RPMGlobal Boston, United StatesSenior or Lead Bank/Treasury Operations Specialist · Location: · Boston · Job Code: · 390 · # of openings: · 2 · Description · The Federal Home Loan Bank of Boston is a leading provider of wholesale funding for housing and community finance in New England serving more than 4 ...
-
National Grid USA Boston, United StatesAbout us · Every day we deliver safe and secure energy to homes, communities, and businesses. We are there when people need us the most. We connect people to the energy they need for the lives they live. The pace of change in society and our industry is accelerating and our expe ...
-
LEAD SERVICE DESK SPECIALIST IST IT Help Center
3 weeks ago
Boston University Boston, United StatesWant to be at the cutting edge of research and innovation on a vibrant, dynamic campus shaping the future of education? Were seeking applicants with diverse skills and experience to join the Boston University Information Services & Technology (IS&T) community. Our Client Service ...
-
Freight Classification Specialist Lead
2 weeks ago
XPO Erie, CO, United StatesSolutions driven success. · XPO is a top ten global provider of transportation services, with a highly integrated network of people, technology and physical assets. At XPO, we look for employees who like a challenge and can communicate effectively in all situations. We want to le ...
-
Controller
1 week ago
Ad Atlantic Boston, United StatesOur PE client based in Boston is seeking to hire a seasoned and ambitious Divisional Financial Controller to join their dynamic team. You will be ideally CPA qualified with 5- 7 year's of hands on work experience within an International complex business. · You will be an accompli ...
-
Director of Finance And Accounting
6 days ago
Planet Professional Boston, United StatesDirector of Finance · Direct hire · Process- video interview + 1-2 onsite interviews (includes a case study) · Hours- full time · Industry- Biotech manufacturing, start-up, 50 employees and growing, about to commercialize their product · Location- Boston (Seaport - corner of Summ ...
-
Director of Finance
6 days ago
The Planet Group Boston, United StatesTitle: Director of Finance · Process- video interview + 1-2 onsite interviews (includes a case study) · Hours- full time · Industry- Biotech manufacturing, start-up, 50 employees and growing, about to commercialize their product · Location- Boston (Seaport - corner of Summer St & ...
-
Director of Finance And Accounting
6 days ago
Planet Professional Boston, United StatesDirector of Finance · Direct hire · Start asap · Process- video interview + 1-2 onsite interviews (includes a case study) · Hours- full time · Industry- Biotech manufacturing, start-up, 50 employees and growing, about to commercialize their product · Location- Boston · WFH situa ...
-
Financial Director
6 days ago
Planet Professional Boston, United StatesDirector of Finance · Direct hire · Start asap · Process- video interview + 1-2 onsite interviews (includes a case study) · Hours- full time · Industry- Biotech manufacturing, start-up, 50 employees and growing, about to commercialize their product · Location- Boston (Seaport - c ...
-
Web Optimization Specialist
6 days ago
24 Seven Talent Boston, United StatesOptimization Specialist · The Optimization Specialist will: · Analyze performance data to optimize landing pages, lead generation forms, cross-channel CTAs, and purchase funnels to increase eCommerce conversion rates and drive marketing-qualified leads for our sales team. · Prima ...
Senior Auditor Specialist/Lead - Boston, United States - Allspring
Description
Elevate Your CareerWork where your ideas have impact
COMPANY
Allspring Global InvestmentsTM is a leading independent asset management firm that offers a broad range of investment products and solutions designed to help meet clients' goals. At Allspring, our vision is to inspire a new era of investing that pursues both financial returns and positive outcomes. With decades of trusted experience propelling us forward, we strive to build portfolios aimed at generating successful outcomes for our clients. We do this through the independence of thought that powers our investment strategies and by bringing a renewed approach to look around the corner to unlock what's possible. Allspring is a company committed to thoughtful investing, purposeful planning, and the desire to deliver outcomes that expand above and beyond financial gains. For more information, please visit About Us - Allspring Global Investments.
At Allspring, unique views inspire us. We leverage the diversity of people, ideas, and skills to help our clients pursue their financial goals. We strive to attract and retain a diverse talent pool that enables us to better serve our global client base. Intentionally fostering a diverse and inclusive culture allows us to empower innovation, productivity, and engagement. It's also essential for elevating the experience of our clients as well as the communities in which we operate. Thank you for considering Allspring as you explore the next step in your career journey.
POSITION
This position will be accountable to an Allspring Senior Audit Manager or Allspring Audit Manager. This employee must foster a collaborative environment that ensures timely communication and strong cooperation between the business and independent risk and compliance teams. The ideal candidate will serve as a catalyst for sound control management practices and strengthen the risk and control culture.
RESPONSIBILITIES
Successful candidates will be articulate and possess a demonstrated leadership capability; they will be impressive in their inter-personal effectiveness and their accomplishments. A key differentiator will be the ability to understand and operate successfully in a complex, heavily matrixed corporate environment.
REQUIRED QUALIFICATIONS
We are an Equal Opportunity/Affirmative Action Employer. We consider all qualified applicants for employment regardless of age, race, color, national origin, sex, religion, veteran status, disability, sexual orientation, gender identity, or any other protected status.
Equal Opportunity Employer/Protected Veterans/Individuals with Disabilities
The contractor will not discharge or in any other manner discriminate against employees or applicants because they have inquired about, discussed, or disclosed their own pay or the pay of another employee or applicant. However, employees who have access to the compensation information of other employees or applicants as a part of their essential job functions cannot disclose the pay of other employees or applicants to individuals who do not otherwise have access to compensation information, unless the disclosure is (a) in response to a formal complaint or charge, (b) in furtherance of an investigation, proceeding, hearing, or action, including an investigation conducted by the employer, or (c) consistent with the contractor's legal duty to furnish information. 41 CFR c)