Financial Broker - New York, , United States

This is a full-time hybrid position for a Stock Broker based in the New York City Metropolitan Area. · Assist clients with trading stocks, managing investment portfolios, and providing informed financial advice to support their financial goals. · ...

This is a full-time hybrid position for a Stock Broker based in the New York City Metropolitan Area. · ...

Aon is looking for a Broker II in the Financial Services Group. The broker will be responsible for developing and implementing strategic risk management solutions for large clients. · ...

Betterment is a leading technology-driven financial services company that offers investing and retirement solutions for retail investors and investment advisors as well as financial wellness solutions including a 401(k) for small medium-sized businesses. · ...

Job Description · Purpose of the role · To identify, assess and mitigate prudential regulatory reporting risks, provide oversight on regulatory reporting, and maintenance of open communication with regulators to ensure that the bank's activities and operations comply with all app ...

Join Barclays as a Broker Dealer Financial Control Analyst at Barclays, where you'll have the chance to ensure the accuracy and integrity of our financial statements through a timely, well‑controlled month‑end close and robust balance sheet substantiation. You'll prepare financia ...

Join Barclays as a Broker Dealer Financial Control Analyst at Barclays, where you'll have the chance to ensure the accuracy and integrity of our financial statements through a timely, well‑controlled month‑end close and robust balance sheet substantiation. You'll prepare financia ...

About The Role · Are you passionate about transforming how employees experience financial well-being? As a National Sales Director focused on Financial Wellness, you will play a pivotal role in launching and scaling Norton LifeLock Benefit Solutions financial wellness offerings a ...

About The Role · Are you passionate about transforming how employees experience financial well-being? As a National Sales Director focused on Financial Wellness, you will play a pivotal role in launching and scaling Norton LifeLock Benefit Solutions financial wellness offerings a ...

We are seeking a FINOP to support our Broker-Dealer Clients. The role involves supporting monthly, quarterly and annual financial reporting functions for the U.S. Broker Dealer and other U.S. subsidiaries in compliance with U.S. GAAP and other regulatory reporting requirements.Ba ...

Top-Tier Financial Services Firm in New York City is seeking a FINOP to support their Broker-Dealer Clients. · Bachelor's degree in accounting or finance. · FINRA Series 27 License · CPA License ,Knowledge of SEC rules and regulations, · ,primarily SEA Rule 15c3-1andSEA Rule ...

Our client is a broker dealer looking to fill roles within their accounting and finance department.The EVP Finance & Operations role will report to the CEO. · Oversight of daily operational activities ...

The Assistant Controller is a key member of the Finance team at a self-clearing broker-dealer responsible for both general accounting functions and regulatory financial reporting. · Prepare and review journal entries account reconciliations supporting schedules · Maintain accurat ...

A leading self-clearing broker-dealer is seeking an accomplished EVP of Finance & Operations to oversee all financial, operational, and regulatory functions of the firm. · ...

We are working with a self-clearing proprietary trading firm seeking a Senior Accounting Manager to own and lead day-to-day accounting operations. · ...

Our client is seeking a Corporate Controller to oversee core accounting operations. · ...

Job Title: VP of Finance · Location: New York, NY (Hybrid) · Salary: $140k - $180k + bonus · Summary: · Join the executive team at a specialized self-clearing broker-dealer and take charge of end-to-end brokerage operations. In this high-visibility role, working directly with the ...

Join us as a Broker Business Development Manager in Lombard acting as a relationship manager for a panel of brokers working with marketing teams on growth strategy developing productive relationships with brokers to make sure they understand business proposition. · ...

A rapidly growing Financial Services firm based in New York City is seeking a Chief Compliance Officer for a full-time position. · Rapidly growing financial services firm seeking chief compliance officer for full time position · ...

Henderson Harbor Group is a premier executive search and consulting firm with deep experience in finance accounting and tax. The search division recruits highly skilled professionals on a direct hire basis. · ...