Manager Financial Advisor and Stock Broker - New York

We are seeking a motivated candidate to join our team as a Stock Broker Trainee in the New York City Metropolitan Area. In this full-time role you will gain hands-on experience in financial markets, assist in trading activities and build and maintain client portfolios. ...

We are seeking a motivated candidate to join our team as a Stock Broker Trainee in the New York City Metropolitan Area. · As a Stock Broker Trainee, you will gain hands-on experience in financial markets, assist in trading activities, build and maintain client portfolios, and sta ...

We are seeking a dynamic and licensed Stock Broker to join our vibrant financial services team. · In this role, you will serve as a trusted advisor, facilitating investment transactions and providing expert guidance to clients seeking to grow their wealth. · As a licensed profess ...

This is a full-time hybrid position for a Stock Broker based in the New York City Metropolitan Area. · ...

We are seeking a motivated Clearing and Settlements Specialist with 3+ years of experience in the finance industry. · Ensure timely and accurate settlement of domestic and international trade activity. · Develop and organize standard operating procedures for all learned responsib ...

A well-established broker-dealer platform is seeking a DTCC Operations Analyst to support U.S. trade settlement activity and act as a key liaison across internal teams and external counterparties. · Daily processing and settlement of U.S. equity trades through DTCC · Review pendi ...

We are seeking a highly motivated Junior Delta One Broker to join our growing team in NYC.This role offers an exceptional opportunity to build a career in institutional brokerage, working with top-tier clients on listed equity products, listed futures, and OTC derivatives. · ...

Responsible for processing and reconciling all DTC equity and fixed income settlement activity ensuring trades settle accurately and on time in compliance with DTCC and SEC rules. · ...

We're searching for passionate individuals eager to contribute to Alpaca's rapid growth. If you align with our core values—Stay Curious, Have Empathy, and Be Accountable—and are ready to make a significant impact, we encourage you to apply. · One to two years of experience in the ...

The DTCC Operations Analyst will support internal and external clients for US trade settlements. · Daily review of pending transactions to ensure accurate completion. · Familiarity with brokerage Stock Record. · ...

A well-established broker-dealer platform is seeking a DTCC Operations Analyst to support U.S. trade settlement activity and act as a key liaison across internal teams and external counterparties. · ...

Supports Broker with all job functions to learn the industry, business and job responsibilities necessary for future growth as a Broker. · College degree or appropriate insurance designation · Current state specific license required · ...

Aon is looking for a Senior Casualty Broker, Power Practice · As part of an industry-leading team, you will help empower results for our clients by creating effective solutions supporting the Power & Renewables team. As a Senior Property Broker, you will work with Associate Broke ...

We are an $8 billion multistrategy hedge fund known for our rigorous investment process and an internal culture that prioritizes collaboration, · intellectual curiosity, and professional growth.The firm operates with a flat structure where every team member has a seat at the tabl ...

Jefferies is seeking an associate for its II-ranked Brokers, Asset Managers & Exchanges (BAX) Equity Research team. · ...

Description · Jefferies is seeking an associate for its II‑ranked Brokers, Asset Managers & Exchanges (BAX) Equity Research team. The candidate will support the senior analyst in delivering extensive company and industry research across the brokerage, traditional and alternative ...

Who are we? · Axon Underwriting Services LLC was formed in 2013 by underwriting and brokerage experts in order to raise the bar in business insurance performance. Offering a highly efficient Program Administrator/MGA platform and insurance services, Axon provides its brokerage pa ...

We are seeking a highly motivated, well-connected Director of Institutional Sales to lead Alpaca's expansion across professional and institutional trading segments. · This role is ideal for someone with a proven book of business or deep relationships across hedge funds, proprieta ...

We are seeking a Data Engineer to join our Enterprise Architecture team and help build the next generation of data infrastructure and AI-enabled workflows. · Design, build, and maintain scalable data crawlers and ETL/ELT pipelines to ingest data from various sources including ent ...

Overview: · A registered broker-dealer is seeking an experienced, hands-on AML Compliance Officer to oversee and enhance its Anti-Money Laundering program. This role works closely with internal compliance teams and is responsible for AML monitoring, investigations, regulatory com ...