Controller - Broker Dealer - 200K + Bonus - New York

Henderson Harbor Group is a premier executive search and consulting firm with deep experience in finance accounting and tax. The search division recruits highly skilled professionals on a direct hire basis. · ...

We are looking for a Managing Partner/CEO to establish and develop local dealers in the area. The goal is to grow the business as a branch and then convert it to a franchisee within two years. · ...

Seeking a highly motivated and detail-oriented individual to work at a growing U.S. broker-dealer subsidiary of a global financial services group based out of Spain. · Create and maintain accounting policies for B/D · Maintain system and bank reconciliations · Assist with month-e ...

We are seeking a Junior Accounting Professional to join our finance and operations team at Rodman & Renshaw LLC. · ...

Join the executive team at a specialized self-clearing broker-dealer and take charge of end-to-end brokerage operations. · ...

Autotrader is currently hiring a Client Success Manager/Territory Sales Manager to join our team in Rochester/Buffalo, NY. · Meet/exceed revenue, retention, and referral goals. · ...

Rodman & Renshaw LLC is a full-service investment bank headquartered in New York City. · Oversee daily, weekly, and monthly broker-dealer accounting processesManage general ledger, account reconciliations, and monthly and quarterly close/li > Prepare , review , and support FOCUS ...

Gemini es una plataforma global cripto y Web3 fundada por Cameron y Tyler Winklevoss en 2014 que ofrece productos e servicios cripto seguros para individuos e instituciones. · We envision a world where crypto reshapes the global financial system, · internet and money to create gr ...

The Director of AML Compliance will lead a team responsible for monitoring and enforcing anti-money laundering policies. · Oversight of AML compliance program · Acting as subject-matter expert on all AML-related matters · Designing AML data flows and reporting processes · ...

A full-service investment bank and asset management firm focusing on technology and healthcare growth, is currently looking to hire a Compliance Associate with 1 -3 years of compliance experience. · The Compliance Associate will assist in all aspects of broker-dealer compliance a ...

This role involves creating strategies to generate leads for small-medium businesses seeking furniture solutions. · This Senior Business Development Manager will build strong relationships with prospective businesses, · a commercial real estate architecture & design communities d ...

This role involves overseeing the Swap Dealer Compliance Program, ensuring adherence to CFTC, NFA, and SEC regulations. You'll conduct reviews for the Surveillance Program, advise on compliance enhancements, and respond to regulatory inquiries. · Support the team in overseeing th ...

This position is posted by Jobgether on behalf of a partner company. · We are currently looking for a Territory Sales Manager - REMOTE. · In this role, you will be pivotal in driving growth and ensuring the success of subscription revenue for our partners offerings. · You will ma ...

A Broker-Dealer Surveillance Analyst is sought after by a U.S. Based Financial Services Company to join their growing team in New York. · ...

Oversight of the Swap Dealer Compliance Program to ensure adherence to CFTC, NFA and SEC regulations. · ...

Axle is the insurance communication infrastructure for the age of AI. Leading Fortune 500 lenders, fleet managers and 1200+ franchise dealers use Axle to instantly verify insurance and monitor ongoing coverage, · Build and execute Axle's Automotive sales playbook from the ground ...

We are looking for a Territory Sales Manager - REMOTE. In this role you will drive growth and ensure success of subscription revenue by managing automotive dealers portfolios. · Meet/exceed revenue goals. · Manage sales pipeline. · ...

We are seeking a highly skilled Trade Surveillance Manager to lead and enhance the firm's surveillance program across both its institutional Broker-Dealer (BD) and Swap Dealer (SD) businesses. · This individual will oversee day-to-day surveillance operations, · maintain robust co ...

As Director of Crypto Compliance you will serve as the architect and owner of the firm's Crypto Compliance vision ensuring that the firm is embracing innovation whilst also meeting regulatory requirements in accordance with SEC FINRA NFA and CFTC guidelines. · ...

We are seeking an Assistant Vice President for our US and Canada Broker Dealer Treasury team. The selected colleague will work at an MUFG office or client sites four days per week and work remotely one day. · ...