Jobs
>
New York City

    Counsel, Audit, Risk Management, And Compliance - Manhattan, United States - New York City, NY

    New York City, NY
    New York City, NY Manhattan, United States

    3 weeks ago

    Default job background
    Description

    This position is based in the Mayor's Office of Risk Management and Compliance (MoRMC), which was created by Mayor Eric Adams to assist City agencies in assessing their operational, financial and compliance risks, eliminating and preventing waste and mismanagement, and improving the effectiveness of City operations.

    MoRMC works directly with individual City agencies to help them create and enhance risk management and compliance programs and develop tools that will enable them to flag programmatic and operational risks.

    This position works primarily with MoRMC's Audit Management team to address risks identified by external and internal audits and to support City agencies in their responses to and implementation of audit recommendations stemming from external and internal audits.


    The Counsel for Audit, Risk Management and Compliance, reporting to the Deputy Director for Audits and Interagency Coordination, will provide legal analysis related to audit subjects, compliance issues, and risks that may affect City government programs and operations.

    Counsel will conduct studies of legal and operational issues, including analyses of agency internal controls in financial and programmatic areas, and will recommend measures for improvement where needed.

    The office of Risk Management and Compliance is recruiting for one (1) Executive Agency Counsel to function as the Counsel Audit, Risk Management, and Compliance, who will:


    • Evaluate standards and guidelines for audits, risk management, and compliance and assisting in the establishment of best practices throughout City government.
    • Advise agencies on best practices during the conduct of external and internal audits to address and respond to audit findings productively and improve City operations where warranted.
    • Coordinate activities with external auditors, City agencies, and Mayoral offices from the initial audit engagements through the development of agency audit responses and implementation plans to ensure maximum coordination and communication throughout.
    • Communicate significant risk areas, compliance issues, and other programmatic or legal concerns that are identified by and in connection with audits, investigations, and other inquiries to agency executives and the Mayor's Office.
    • Assist in maintenance of an up-to-date audit database that includes audit recommendations and tracks agency follow-up.
    • Identify trends and patterns across audits, investigations and other inquiries and helping to develop appropriate improvement plans to address agency concerns.
    • Produce research reports that include recommendations to executive management for improvement where needed.
    • Review agency Financial Integrity Statements to assess agencies identification of risks, actions to address those risks, and to determine compliance with Comptroller's Directive 1.
    • Provide direct support on select engagements and oversee special projects, as necessary.
    Minimum Qualifications


    Admission to the New York State Bar; and four years of recent full-time responsible, relevant, satisfactory legal experience subsequent to admission to any bar, eighteen months of which must have been in the supervision of other attorneys, in an administrative, managerial or executive capacity, or performing highly complex and significant legal work.

    Incumbents must remain Members of the New York State Bar in good standing for the duration of this employment.

    Preferred Skills


    • The successful candidate must possess the maturity, discretion, and judgment necessary for the consideration of sensitive, and often confidential, matters, and advising public servants at all levels. - Strong organizational, analytical, interpersonal/collaborative, time-management, multi-tasking and writing skills, including the ability to problem solve, take initiative, prioritize duties, work independently and within a team environment, with a commitment to follow-up and detail. - Expert writing and analytical skills - A temperament suitable to working in and supporting the management of a small, collegial office. - Prior government experience, especially in the capacity of an oversight agency. Advanced proficiency with Microsoft Office Suite.
    Residency Requirement

    New York City residency is generally required within 90 days of appointment.

    However, City Employees in certain titles who have worked for the City for 2 continuous years may also be eligible to reside in Nassau, Suffolk, Putnam, Westchester, Rockland, or Orange County.

    To determine if the residency requirement applies to you, please discuss with the agency representative at the time of interview.

    Additional Information


    The City of New York is an inclusive equal opportunity employer committed to recruiting and retaining a diverse workforce and providing a work environment that is free from discrimination and harassment based upon any legally protected status or protected characteristic, including but not limited to an individual's sex, race, color, ethnicity, national origin, age, religion, disability, sexual orientation, veteran status, gender identity, or pregnancy.

  • BP Energy

    Compliance Manager

    1 week ago

    BP Energy Church Street, United States

    Entity: · Strategy, Sustainability & Ventures · Job Family Group: · Ethics & Compliance Group · Job Description: · About us · Our purpose is to bring together people, energy and markets to power and navigate a changing world. In a time of constant change and possibility we nee ...

  • Citizens

    Compliance Manager

    1 week ago

    Citizens New Jersey, United States Full time

    Compliance Manager – UDAAP and Consumer Protection · This role reports to the UDAAP and Consumer Protection Director and supports the Office of Fair and Responsible Banking by providing subject matter expertise across one or more business units and associated product sets. Compl ...

  • Solomon Page

    Compliance Manager

    4 weeks ago

    Solomon Page New York, United States

    We are working on a new Compliance Manager role with a Broker-Dealer client in lower Manhattan. Our client is a full-service, integrated financial services firm that provides investment guidance for high-net-worth individuals and institutions. The position is an add to staff as t ...

  • Prime Financial Technologies

    Compliance Manager

    2 hours ago

    Prime Financial Technologies New York, United States

    About Prime · Prime Financial Technologies is a software company with a mission to accelerate small businesses. At Prime, we harness advanced data science in credit decisioning to simplify and accelerate credit distribution to small and medium-sized businesses. Operating at the c ...

  • Metropolitan Transportation Authority

    Compliance Manager

    2 hours ago

    Metropolitan Transportation Authority New York, United States

    Position at MTA Headquarters · JOB TITLE: Compliance Manager · SALARY RANGE: $92,700 - $104,700 · HAY POINTS: 519 · DEPT/DIV: MTA Corporate Compliance · SUPERVISOR: Agency Chief Compliance Officer · LOCATION: 2 Broadway · HOURS OF WORK: 9:00 AM - 5:30 PM · SUMMARY: · The Complian ...

  • Private Equity Firm

    Compliance Managing Director

    1 week ago

    Private Equity Firm New York, United States

    Job Overview – Compliance Managing Director: · Our client, a Private Equity firm, is seeking a Compliance Managing Director for their growing team. This position involves collaboration with compliance heads across all groups. · Compensation: $250,000 - $300,000 base salary plus b ...

  • WSFS Bank

    Risk and Compliance Manager

    22 hours ago

    WSFS Bank Newark, United States Full time

    Description · At WSFS Bank, we empower our Associates to grow their careers, guide our customers to secure their financial futures, and actively support our Communities so they can fully thrive. Careers with WSFS Bank offer an inclusive and supportive culture, competitive salari ...

  • Blue Signal Search

    Risk and Compliance Manager

    2 weeks ago

    Blue Signal Search New York, United States

    Risk and Compliance Manager · Our client is a premier development and construction company with a legacy spanning over 135 years, committed to transforming the way people live, work, and connect. Operating in select markets worldwide, they utilize their extensive expertise to cr ...

  • Alstom

    Manager of Safety and Compliance

    6 days ago

    Alstom Newark, United States

    Req ID:449087 · At Alstom, we understand transport networks and what moves people. From high-speed trains, metros, monorails, and trams, to turnkey systems, services, infrastructure, signalling and digital mobility, we offer our diverse customers the broadest portfolio in the in ...

  • TIAA

    Enterprise Compliance Manager

    3 weeks ago

    TIAA New York, United States Full time

    The Enterprise Compliance Manager is responsible for helping to execute the Financial Crimes Compliance Testing Plan (including anti-money laundering and sanctions) according to internal and industry standards. Work independently to assess controls and identify issues and excepti ...

  • MJHS Health System

    Regulatory Compliance Manager

    3 weeks ago

    MJHS Health System New York, United States

    Req #: 1848 · Job ID: 13396 · Job Location: New York, NY · Zip Code: 10040 · Category: Management - Non-Clinical · Agency: Elderplan · Status: Regular Full-Time · Office: Office-based · Salary: $96, $116,055.81 per year · The challenges of affordable healthcare continue to create ...

  • Flutter Entertainment PLC

    Employee Compliance Manager

    3 weeks ago

    Flutter Entertainment PLC New York, United States

    :" · ABOUT FANDUEL · FanDuel Group ("FanDuel\") is an innovative sports-tech entertainment company that is changing the way consumers engage with their favorite sports, teams, and leagues. The premier gaming destination in the United States, FanDuel consists of a portfolio of lea ...

  • Brookfield Renewable U.S.

    Manager- Risk and Compliance

    3 weeks ago

    Brookfield Renewable U.S. New York, United States

    We are seeking a Manager - Risk and Compliance to support our growing asset portfolios in North America. The position will be located at TerraForm Power's head office in New York City and offers significant growth opportunities. This role requires an ability to work with individu ...

  • The Family Center

    Behavioral Health Compliance Manager

    1 week ago

    The Family Center New York, United States

    The Family Center envisions a future where all New Yorkers thrive in secure healthy communities. Our mission is to provide holistic care and support to individuals and families affected by life-altering events to create a path to healing, stability and a fulfilling future. Please ...

  • RELX

    Manager - Compliance and Tax Reporting

    2 weeks ago

    RELX New York, United States Full time

    About the Role · As a Manager – Compliance & Tax Reporting, you will report to the Director – Federal Tax. You will oversee compliance, manage and develop staff, collaborate with team members and our businesses, and enhance processes. Your role will be pivotal in ensuring regulat ...

  • Canadian Imperial Bank of Commerce

    Compliance Examination Manager

    3 weeks ago

    Canadian Imperial Bank of Commerce New York, United States

    We're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what's right for our clients. · At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what ...

  • TATA Consulting Services (USA)

    Audit and compliance manager

    3 weeks ago

    TATA Consulting Services (USA) New York, United States

    Must Have · Technical/Functional Skills · OneTrust Implementation: Implement and configure the · OneTrust platform to manage data privacy processes, including · data mapping, assessment automation, consent management, · and cookie compliance. · Data Mapping and Marketing Analytic ...

  • IEEE

    Corporate Compliance Manager

    3 weeks ago

    IEEE New York City, United States

    Job Summary · The Corporate Compliance Manager supports IEEE's overall corporate compliance and corporate governance functions. The corporate compliance function includes, but is not limited to: IEEE's Principles of Business Conduct, Code of Conduct, and policies and procedures r ...

  • Paramount Global

    Manager, Global Compliance

    3 days ago

    Paramount Global New York, United States

    Overview and Responsibilities · We're looking for a talented, capable individual to join Paramount's Global Compliance team. The "Manager, Global Compliance" position is responsible for supporting and contributing to a strong culture of ethics and compliance at Paramount. Reporti ...

  • YAI

    Compliance & Quality Improvement Manager

    4 hours ago

    YAI New York, United States

    Compliance and Quality Improvement Manager - Education Services · Under the direction of the Assistant Director of Compliance and Quality Improvement, the Compliance and Quality Improvement Manager (CQIM) – Education Services provides support and reviews all school systems relate ...