compliance advisor - Louisville, United States - Stock Yards Bank & Trust

Compliance Advisor

1 week ago

The Compliance Advisor is responsible for facilitating all aspects of the compliance management system (policies & procedures, monitoring & testing, consumer complaint response, and training) in partnership with frontline stakeholders in their assigned business unit(s). This posi ...

Compliance Officer PWM Branch Support and Oversight

6 days ago

Conduct retail branch office examinations, including targeted interviews of Financial Advisors and On-Site Supervisors. Test, assess, document and report on the adequacy and effectiveness of PWM Supervision. Leverage resources to provide accurate and Compliance Officer, Complianc ...

Compliance Officer

4 days ago

This is a great opportunity to join Baird's Compliance Team supporting the firm's Private Wealth Management (PWM) business as we continue to grow. The Branch Oversight Team within the PWM Compliance Unit is responsible for several core compliance functions, including branch offic ...

Compliance Officer

4 days ago

This is a great opportunity to join Baird's Compliance Team supporting the firm's Private Wealth Management (PWM) business as we continue to grow. The Branch Oversight Team within the PWM Compliance Unit is responsible for several core compliance functions, including branch offic ...

Tax Manager

5 days ago

& Requirements · FORVIS Private Client tax advisors provide sophisticated tax compliance, consulting, and planning services to individuals, multi-generational families, fiduciaries, and more. Our professionals include CPAs and JDs. · The Tax Manager serves as a trusted advisor ...

Tax Manager

1 week ago

& Requirements · FORVIS Private Client tax advisors provide sophisticated tax compliance, consulting, and planning services to individuals, multi-generational families, fiduciaries, and more. Our professionals include CPAs and JDs. · The Tax Manager serves as a trusted advisor ...

Client Services Associate

1 week ago

· Vaco has partnered with a company seeking a proactive and client-focused individual to join their dynamic team as a Client Services Associate in the wealth management industry. The Client Services Associate will play a pivotal role in ensuring exceptional service delivered to ...

Financial Aid Leader

3 hours ago

Paul Mitchell the School of Louisville, KY is seeking to hire a full-time Financial Aid Leader / Financial Aid Advisor to create and implement the financial aid plan for our students and guide them through the process. Have you been searching for a rewarding career in higher educ ...

Group Controller

1 week ago

SSW Advanced Technologies, LLC is a growing multinational supplier to the global appliance OEMs. With more than 70 years of expertise and innovation, we design and sell components and systems to the residential appliance industry (refrigeration, cooking, laundry), commercial refr ...

Director of Operations

1 week ago

Job Description · Job Description · Job Title: Director of Operations · Reports to: · Chief Operations Officer · Location: · Louisville, Colorado- In office position · About Us: · We are a dynamic financial planning firm dedicated to providing exceptional service and innovat ...

Wealth Advisor, Portfolio Manager

1 week ago

Bartlett manages over $8 billion in assets and has offices in three cities, with a total of 78 employees. Wealth management at Bartlett is a team approach to providing customized investment management and financial planning solutions for our clients. At Bartlett, we live by our v ...

Wealth Advisor, Portfolio Manager

6 days ago

Bartlett manages over $8 billion in assets and has offices in three cities, with a total of 78 employees. Wealth management at Bartlett is a team approach to providing customized investment management and financial planning solutions for our clients. At Bartlett, we live by our v ...

US Tax Senior

1 week ago

In the middle of the energy transition, businesses and governments are faced with significant challenges. But the pace and scale of change mean every decision is made under mounting pressure. Now, more than ever, companies need reliable data, analytics and actionable insight. · ...

Tax Manager

1 week ago

Job Details · Level · Management · Job Location · Louisville Office - Louisville, KY · Position Type · Full Time · Education Level · 4 Year Degree · Salary Range · $90, $110,000.00 Salary/year · Job Category · Accounting · At Cerity Partners, the Tax Manager is an int ...

Associate Director, Contingent Workforce Operations Leader

2 weeks ago

**Business Title:** Associate Director, Contingent Workforce Operations Leader · **Requisition Number:** · **Function:** Business Support Services · **Area of Interest:** · **State:** KY · **City:** Louisville · **Description:** · Known for being a great place to work and build ...

Case Management Manager Full Time Days

5 days ago

Job Description:Full Time 40 weekly hours, day shiftJob Summary:The manager is responsible for the overall development and management of the Cooperative Care Program.Principal Duties and Responsibilities:The following is a summary of the major functions of this individual's job. ...

Senior Director of Accounting

1 week ago

SUMMARY: · The Senior Director of Accounting is responsible for the financial and accounting functions within a specific functional area of the Company. Responsibilities include assisting in the development and overseeing of accounting policies, practices, and procedures to ensu ...

Client Service Manager

1 week ago

**Client Service Manager II-172613** · Req Number: · Category: Client Service · Posted Date: January 20, 2022 · Work Location(s): Louisville , KY , US **ADP is hiring a Key Account Executive.** The Key Account Executive (KAE) strengthens the connection with clients through se ...

Chief Financial Officer

1 week ago

Location: · Louisville, KY · Posted: · 5/9/2024 · We are assisting our client, SUL4R-PLUS (S4+) with the recruitment and selection of a strategic Chief Financial Officer. SUL4R-PLUS is a subsidiary of the family office CEP Holdings Inc. The organization is made up of a tight- ...

Safety Manager

6 days ago

At AES, we raise the quality of life around the world by changing the way energy works. Everyone makes an impact every day in our small, global teams. Apply here to start an extraordinary career today. · The work we do at AES is vital to improving millions of lives every day. Tak ...