- Attend and record minutes from meetings of the Board of Trustees
- Assist with the firm's annual 15(c) process for the firms mutual funds and ETFs
- Review and support the preparation of documents for the firm's mutual funds and ETFs, including drafting new disclosure and corroborating with outside legal counsel
- Advising firm on regulatory and business change initiatives
- 2+ Years of experience within law firm or financial services company
- Working experience with the Investment Company Act of 1940
- Admission to one State Bar
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Senior Legal Counsel
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Sr. Legal Counsel, Litigation
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Xcimer Energy Denver, CO, United StatesXcimer Energy leverages decades of research on Inertial Fusion Energy (IFE) combined with groundbreaking new laser architecture. Our mission is to deploy fusion power plants to meet global decarbonization goals as fast as possible. Xcimer has assembled a team of leaders in hardte ...
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US Legal Counsel: Notable Value Propositions
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Patient Care Technician
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HCA Florida Englewood Hospital Englewood, United States**Introduction**: · **Benefits**: · HCA Florida Englewood Hospital, offers a total rewards package that supports the health, life, career and retirement of our colleagues. The available plans and programs include: · - Comprehensive medical coverage that covers many common service ...
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Patient Care Technician
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Manager Facilities Management
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Legal Counsel - Denver, United States - Larson Maddox
Description
A reputable and global asset management firm is seeking additional counsel to their legal department. The position would provide legal support to to business partners on a broad range of areas and work closely alongside the firm's General Counsel. Ideal candidates have working experience with the '40 Act, mutual funds, and ETFs.
Responsibilities
Qualifications
This opportunity would provide an opportunity for mentorship at one of the most established global asset management groups. Please apply if the above qualifications align with your experiences.