Jobs
>
New York City

    AML In - New York, NY, United States - Michael Page

    Michael Page
    Michael Page New York, NY, United States

    6 days ago

    Michael Page background
    Description

    The Head of AML position involves leading and implementing comprehensive anti-money laundering (AML) efforts within a reputable broker dealer firm, ensuring compliance with regulatory requirements and mitigating financial crime risks.

    This critical role requires strategic thinking, leadership skills, and deep expertise in AML regulations specific to the financial services industry.

    They specialize in providing financial services such as trading, investment advisory, and asset management.
    The Head of AML will be responsible for:
    Serve as the main contact for regulatory inquiries, ensuring prompt and accurate responses and documentation.

    Prepare the company for regulatory examinations by working with internal teams, conducting mock audits, and assisting during on-site visits.

    Manage regulatory changes, evaluate their impact on the AML program, and make necessary adjustments.
    Enhance AML policies to align with regulations and industry standards, updating documentation as needed.
    Deliver training sessions on regulatory expectations and compliance requirements to internal teams.
    Monitor regulatory trends, identify potential compliance gaps, and improve the AML program accordingly.
    Collaborate with legal, risk management, and other departments to ensure consistent regulatory responses.
    The successful Head of AML candidate should have the follwing background:
    ~ Bachelor's degree in finance, business, law, or related field (advanced degree preferred).
    ~10+ years' AML compliance experience in financial services, particularly in broker dealer operations.
    ~ Deep understanding of AML regulations (BSA, USA PATRIOT Act, OFAC) in broker dealer context.
    ~ Proven leadership in AML teams, fostering collaboration and continuous improvement.
    ~ Track record of handling regulatory inquiries, examinations, and audits from relevant bodies.
    ~ The offer for the successful Head of AML candidate includes a competitive base salary with benefits (Health, Medical, Dental, 401K, PTO), along with the opportunity to lead and impact the AML efforts of a reputable broker dealer firm.

    MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law.

    MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.
  • Mizuho Americas

    Aml Compliance Analyst

    5 days ago

    Mizuho Americas New York, United States

    Job Summary · Compliance Analyst is responsible for administrative functions of the AML Financial Investigations Unit (FIU) for Transaction Monitoring, including Suspicious Activity Reports ("SAR") related responsibilities, Head Office reporting requirements and Transaction Monit ...

  • Payoneer

    Risk Aml Analyst

    14 hours ago

    Payoneer New York, United States

    **Risk AML Analyst, New York, NY (Hybrid)** · **Build Your Career | Love your Work | Make a Difference** · Payoneer's mission is to empower businesses to **_go beyond_** - beyond borders, limits and expectations. In today's digital world, Payoneer enables businesses of all sizes ...

  • Softinc

    Aml Specialist with SAS Development

    1 week ago

    Softinc New York, United States

    No corp to corp. · **Must work on a w2/USC or GC holder ONLY** · This is hybrid/local to NYC · No 3rd party · SOFT's client is looking for an AML Specialist with SAS development experience for a long term contract assignment. · Technical Skills: · Must have: · - Working expertise ...

  • Amalgamated Bank of NY

    Bsa/aml Operations Manager

    1 week ago

    Amalgamated Bank of NY New York, United States

    As an AML and Sanctions Operations Manager, you will play a critical role in ensuring compliance with anti-money laundering (AML) regulations and sanctions requirements. You'll lead a team responsible for various AML and sanctions-related activities within the organization. You w ...

  • Citi

    Director, Aml Risk Management

    14 hours ago

    Citi New York, United States

    The Compliance Anti-Money Laundering (AML) Risk Management Director is a senior management level position responsible for establishing internal procedures to prevent money laundering and assist in all matters concerning financial crimes in coordination with the broader AML team. ...

  • Blackstone Group

    Legal & Compliance - Aml Compliance, Svp

    14 hours ago

    Blackstone Group New York, United States

    Blackstone is the world's largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help c ...

  • Michael Page

    AML In

    3 days ago

    Michael Page New York, United States

    The Head of AML position involves leading and implementing comprehensive anti-money laundering (AML) efforts within a reputable broker dealer firm, ensuring compliance with regulatory requirements and mitigating financial crime risks. This critical role requires strategic thinkin ...

  • Citi

    Director, Aml Compliance for Us Personal Bank

    14 hours ago

    Citi Jersey City, United States

    The Compliance Anti-Money Laundering (AML) Risk Management Director is a senior management level position responsible for establishing internal procedures to prevent money laundering and assist in all matters concerning financial crimes in coordination with the broader AML team. ...

  • Larson Maddox

    Director of AML

    5 days ago

    Larson Maddox New York, NY, United States Full time

    Director of AML - Broker Dealer · Our client, a global Banking groups, is looking to hire an experienced AML professional at a Director level to provide specialist AML advice and guidance to senior leaders and key members of the firms substantial Capital Markets and Broker Dealer ...

  • Flagstar Bank

    AML Investigator

    1 week ago

    Flagstar Bank New York, United States

    An AML Investigator is responsible for maintaining certain aspects of the Bank's ML/CFT program and assists in meeting and maintaining BSA/AML compliance requirements of the Bank. Complies with all applicable, federal and state laws, regulations and guidance, including those rela ...

  • Michael Page

    Head of AML

    5 days ago

    Michael Page New York, United States

    The Head of AML position involves leading and implementing comprehensive anti-money laundering (AML) efforts within a reputable broker dealer firm, ensuring compliance with regulatory requirements and mitigating financial crime risks. This critical role requires strategic thinkin ...

  • Larson Maddox

    Director of AML

    1 week ago

    Larson Maddox New York, NY, United States

    Direct message the job poster from Larson Maddox · Lead Regulatory Compliance Specialist at Larson Maddox · Director of AML – Broker Dealer · Our client, a global Banking groups, is looking to hire an experienced AML professional at a Director level to provide specialist AML a ...

  • Flagstar Bank

    AML Analyst

    1 week ago

    Flagstar Bank New York, NY, United States

    An AML Alert Analyst is responsible for maintaining certain aspects of the Bank's ML/CFT program and assists in meeting and maintaining BSA/AML compliance requirements of the Bank. Complies with all applicable, federal and state laws, regulations and guidance, including those rel ...

  • Phaxis

    AML Consultant

    1 week ago

    Phaxis New York, United States

    3-5 year experience conduction BSA/AML and Sanctions risk assessments; prior use of ACAMS Risk Assessment tool preferred but not required; · CAMS preferred; · Experience evaluating risks from higher-risk entities, including: Money Services Businesses (MSBs); Marijuana Related B ...

  • Flagstar Bank

    AML Investigator

    5 days ago

    Flagstar Bank New York, United States

    An AML Investigator is responsible for maintaining certain aspects of the Bank's ML/CFT program and assists in meeting and maintaining BSA/AML compliance requirements of the Bank. Complies with all applicable, federal and state laws, regulations and guidance, including those rela ...

  • Insight Global

    AML Investigator

    1 week ago

    Insight Global New York, United States

    Job Description · Job DescriptionMust Haves: · 5+ years AML Investigations background · Worked in a large enterprise financial environment · Experience with Quality Control Reviews over reports or Lead Analyst experience · Ability to make recommendations and support Jr Analysts w ...

  • Michael Page

    Head of AML

    3 weeks ago

    Michael Page Manhattan, United States Full time

    About Our Client Our client is a reputable brokerage firm based in New York, NY. They specialize in providing financial services such as trading, investment advisory, and asset management. · Job Description The Head of AML will be responsible for: · Serve as the main contact for ...

  • TEKsystems

    Aml Investigator

    6 days ago

    TEKsystems New York, United States Part time

    **Please note that this is a hybrid position and requires that candidates work in office 3 days a week and are located in Phoenix, AZ, Atlanta, GA, Chicago, IL, New York, NY, Pennington, NJ, and Jersey City, NJ. candidates not based in these areas will NOT be considered for this ...

  • Industrial and Commerce Bank Of China USA NA

    AML Analyst

    5 days ago

    Industrial and Commerce Bank Of China USA NA New York, United States Freelance

    Job Description · Job DescriptionJOB DESCRIPTION · Job Title: AML Analyst (Contractor) · Department: Legal & Compliance · Classification: Non-Exempt · Reports to: AML Manager · *This is a 3 months contract position · Summary/Objective: · The AML Analyst is responsible for rev ...

  • Michael Page

    AML Analyst

    3 weeks ago

    Michael Page Manhattan, United States TEMPORARY

    About Our Client Our client is one of the largest and oldest banks in Indonesia that was established over 85 years ago. This client serves as the country's central bank and plays a crucial role in regulating and overseeing Indonesia's financial system. They provide a wide range o ...