Jobs
>
New York City

    Director of AML - New York, NY, United States - Larson Maddox

    Larson Maddox
    Larson Maddox New York, NY, United States

    3 weeks ago

    Default job background
    Description

    Direct message the job poster from Larson Maddox

    Lead Regulatory Compliance Specialist at Larson Maddox

    Director of AML – Broker Dealer

    Our client, a global Banking groups, is looking to hire an experienced AML professional at a Director level to provide specialist AML advice and guidance to senior leaders and key members of the firms substantial Capital Markets and Broker Dealer business arms. The firm are one of the world's largest banking groups whose Capital Markets business to go from strength to strength as they have acquired several new business lines from competitors. The Broker Dealer business in particular has been identified as a key growth area of the firm as such advising on AML and Financial Crime requirements on new business expansion will be a key part of the incumbent's remit.

    This is second line position will report directly into the US Head of AML.

    The Director of AML will be responsible for...

    • Serving as one the key points of contact for Regulators and key internal leaders in the global Capital Markets and Broker Dealer Businesses
    • Identifying BSA and AML issues and subsequent remediation
    • Providing proactive AML oversight and advice to Capital Markets and Broker Dealer businesses to include Investigations, Suspicious Activity, Transaction Monitoring, EDD, Patriot Act, OFAC and other relevant regulations.
    • Sitting on the New Business Committee, provide specialist AML advice for new business initiatives and products
    • Providing cross border AML advice

    The Director of AML should have the following qualifications...

    • Minimum of 8+ years of relevant AML experience gained in a large Banking institution and ideally, its Broker Dealer arm
    • Strong working knowledge of the AML regulations governing the Broker Dealer and Capital Markets space
    • knowledge of complex offences such Insider Trading
    • Exceptional communication skills

    Seniority level

    • Seniority level

      Director

    Employment type

    • Employment type

      Full-time

    Job function

    • Job function

      Legal and Finance

    • Industries

      Banking, Investment Management, and Capital Markets

    Referrals increase your chances of interviewing at Larson Maddox by 2x

    Get notified about new Financial Director jobs in New York City Metropolitan Area .

    New York City Metropolitan Area 2 weeks ago

    New York City Metropolitan Area 6 days ago

    New York City Metropolitan Area $350,000 - $400,000 2 weeks ago

    New York, NY $220,000 - $250,000 1 day ago

    New York City Metropolitan Area $175,000 - $240,000 4 days ago

    New York City Metropolitan Area $300,000 - $350,000 18 hours ago

    New York City Metropolitan Area 6 hours ago

    New York, NY $195,000 - $243,750 2 weeks ago

    Director, Finance & Strategy, International Reporting & Consolidation

    New York, NY $200,000 - $300,000 1 month ago

    Director, Finance & Strategy - Head of Consumer Finance

    New York, NY $190,000 - $300,000 1 month ago

    Director of Financial Planning and Analysis

    Stamford, CT $175,000 - $240,000 24 minutes ago

    We're unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.

    #J-18808-Ljbffr
  • Citi

    Director, Aml Risk Management

    2 weeks ago

    Citi New York, United States

    The Compliance Anti-Money Laundering (AML) Risk Management Director is a senior management level position responsible for establishing internal procedures to prevent money laundering and assist in all matters concerning financial crimes in coordination with the broader AML team. ...

  • Larson Maddox

    Director of AML

    2 weeks ago

    Larson Maddox New York, NY, United States Full time

    Director of AML - Broker Dealer · Our client, a global Banking groups, is looking to hire an experienced AML professional at a Director level to provide specialist AML advice and guidance to senior leaders and key members of the firms substantial Capital Markets and Broker Dealer ...

  • Citi

    Director, Aml Compliance for Us Personal Bank

    2 weeks ago

    Citi Jersey City, United States

    The Compliance Anti-Money Laundering (AML) Risk Management Director is a senior management level position responsible for establishing internal procedures to prevent money laundering and assist in all matters concerning financial crimes in coordination with the broader AML team. ...

  • Citi

    Director, AML Risk Management

    2 weeks ago

    Citi New York, NY, United States

    The Compliance Anti-Money Laundering (AML) Risk Management Director is a senior management level position responsible for establishing internal procedures to prevent money laundering and assist in all matters concerning financial crimes in coordination with the broader AML team. ...

  • Citi

    Director, Nam Head of Aml Data Science and Model

    1 week ago

    Citi Jersey City, United States

    **Responsibilities**: · - Design, develop, deliver, and maintain best-in-class AML Compliance policies and practices; provide a mechanism for identifying key money laundering risks and how the mitigation of those risks would be monitored and measured through a robust control fram ...

  • 00002 Citibank, N.A.

    Director, AML Risk Management

    1 week ago

    00002 Citibank, N.A. New York, United States Full time

    The Compliance Anti-Money Laundering (AML) Risk Management Director is a senior management level position responsible for establishing internal procedures to prevent money laundering and assist in all matters concerning financial crimes in coordination with the broader AML team. ...

  • Citigroup

    Director, AML Risk Management

    4 days ago

    Citigroup New York, United States Full time

    The Compliance Anti-Money Laundering (AML) Risk Management Director is a senior management level position responsible for establishing internal procedures to prevent money laundering and assist in all matters concerning financial crimes in coordination with the broader AML team. ...

  • Scotiabank

    Director, Internal Control, AML, ATF

    1 week ago

    Scotiabank New York, United States

    Requisition ID: 199940 · Salary Range: 174, ,000.00 · Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors, including, but not limited to, the successful candidate's relevant knowledge, skills, and experience. · Join a purpose dri ...

  • Scotiabank

    Director, Internal Control, AML, ATF

    1 week ago

    Scotiabank New York, United States

    Requisition ID: 199940 · Salary Range: 174, ,000.00 · Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors, including, but not limited to, the successful candidate's relevant knowledge, skills, and experience. · Join a purpose dri ...

  • Scotiabank

    Director, Internal Control, AML, ATF

    1 week ago

    Scotiabank New York, United States

    Requisition ID: 199940 · Salary Range: 174, ,000.00 · Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors, including, but not limited to, the successful candidate's relevant knowledge, skills, and experience. · Join a purpose dri ...

  • The Bank of New York Mellon

    Managing Director, AML/Prevention/KYC

    4 weeks ago

    The Bank of New York Mellon New York, United States

    Bring your ideas. Make history. · BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or ...

  • THE BANK OF NEW YORK MELLON CORPORATION

    Managing Director, AML/Prevention/KYC

    1 week ago

    THE BANK OF NEW YORK MELLON CORPORATION New York, United States

    Bring your ideas. Make history. · BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or ...

  • RSM US LLP

    Director - AML Validation/Technology Consulting

    2 days ago

    RSM US LLP New York, United States Full time

    We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential. Our exceptional people are the key to our unrivaled, inclusive culture ...

  • Citigroup Inc.

    Compliance AML Risk Management Sr Director

    1 week ago

    Citigroup Inc. New York, United States

    Citi, the leading global bank, has approximately 200 million customer accounts and does business in more than 160 countries and jurisdictions. Citi provides consumers, corporations, governments and institutions with a broad range of financial products and services, including cons ...

  • Citi

    Compl AML Core Sr Director-Head of USPB

    1 week ago

    Citi New York, United States Full time

    The Compliance Anti-Money Laundering (AML) Risk Management Senior Director is a senior management level position responsible for establishing internal procedures to prevent money laundering and assist in all matters concerning financial crimes in coordination with the broader AML ...

  • RSM US LLP

    Director - AML Validation/Technology Consulting - Now Hiring

    1 week ago

    RSM US LLP New York, United States Full time

    We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential. Our exceptional people are the key to our unrivaled, inclusive culture ...

  • Citi

    Director, AML Compliance for US Personal Bank, Cards

    2 weeks ago

    Citi Jersey City, NJ, United States

    The Compliance Anti-Money Laundering (AML) Risk Management Director is a senior management level position responsible for establishing internal procedures to prevent money laundering and assist in all matters concerning financial crimes in coordination with the broader AML team. ...

  • Bank of America

    Director, Senior Quantitative Finance Analyst, AML

    5 days ago

    Bank of America Jersey City, United States

    Job Description: · Role Description: · Enterprise Model Risk Management seeks a Senior Quantitative Finance Analyst – Anti-Money Laundering (AML) to conduct independent testing and review of complex models used to monitor and mitigate money laundering risk. The candidate should e ...

  • Citi

    Director, AML Compliance for US Personal Bank, Cards

    1 day ago

    Citi Jersey City, United States Full time

    The Compliance Anti-Money Laundering (AML) Risk Management Director is a senior management level position responsible for establishing internal procedures to prevent money laundering and assist in all matters concerning financial crimes in coordination with the broader AML team. ...

  • Royal Bank of Canada

    Director - Capital Markets AML & Financial Crimes

    3 weeks ago

    Royal Bank of Canada Jersey City, United States Full time

    Job Summary · Assist in the effective management of the US Capital Markets AML Program including Investigations, Sharing of Information, New Business Committee Process, and Regulatory/Legal referral process; · Management of the RBCCM Customer Due Diligence and Enhanced Due Dilige ...