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Aml Associate
1 week ago
US Tiger Securities New York, United StatesPosition Title: AML Associate · Position Summary: · The AML (Anti-Money Laundering) Associate will be responsible for supporting the AML compliance program within the broker-dealer firm. This role involves monitoring and investigating suspicious activities, ensuring adherence to ...
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Bsa/aml Investigator
1 week ago
Amalgamated Bank of NY New York, United StatesAn exciting position has opened at America's Socially Responsible Bank Amalgamated Bank is seeking a BSA/AML Investigator to review customer activity and alerts for unusual activity using the Bank's AML software and reports as well as other resources. · By joining our team, you'l ...
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Aml Surveillance Analyst
2 weeks ago
Mizuho Americas New York, United StatesSummary · The AML Surveillance Analyst is responsible for ensuring efficient identification and monitoring of suspicious activities and transaction in the Bank and ensure timely reporting of suspicious transactions to the Anti-Money Laundering (AML) Compliance Manager. The Analys ...
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Aml Compliance Analyst
3 weeks ago
Mizuho Americas New York, United StatesJob Summary · Compliance Analyst is responsible for administrative functions of the AML Financial Investigations Unit (FIU) for Transaction Monitoring, including Suspicious Activity Reports ("SAR") related responsibilities, Head Office reporting requirements and Transaction Monit ...
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Risk Aml Analyst
2 weeks ago
Payoneer New York, United States**Risk AML Analyst, New York, NY (Hybrid)** · **Build Your Career | Love your Work | Make a Difference** · Payoneer's mission is to empower businesses to **_go beyond_** - beyond borders, limits and expectations. In today's digital world, Payoneer enables businesses of all sizes ...
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Aml Data Scientist
1 week ago
ThoughtStorm New York, United StatesFinancial Crime - AML Data Scientist - Transformation Support · - Location - NY - Hybrid. Right now 2 days per week and starting July 3 days per week office. · Need Banking domain exp · **Data Scientist / Quant**: · - Experience driving the model remediation of a TM program. · - ...
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Aml Specialist with SAS Development
3 weeks ago
Softinc New York, United StatesNo corp to corp. · **Must work on a w2/USC or GC holder ONLY** · This is hybrid/local to NYC · No 3rd party · SOFT's client is looking for an AML Specialist with SAS development experience for a long term contract assignment. · Technical Skills: · Must have: · - Working expertise ...
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Aml-kyc Compliance Officer
2 weeks ago
EF Hutton New York, United States**The Company** · EF Hutton is a fast-paced, high-growth, global investment bank founded by experienced investment professionals that have collectively financed over $250 billion for public and private companies alike. EF Hutton offers strategic advice and financing solutions to ...
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Director, Aml Risk Management
2 weeks ago
Citi New York, United StatesThe Compliance Anti-Money Laundering (AML) Risk Management Director is a senior management level position responsible for establishing internal procedures to prevent money laundering and assist in all matters concerning financial crimes in coordination with the broader AML team. ...
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Bsa/aml Operations Manager
7 hours ago
Amalgamated Bank of NY New York, United StatesAs an AML and Sanctions Operations Manager, you will play a critical role in ensuring compliance with anti-money laundering (AML) regulations and sanctions requirements. You'll lead a team responsible for various AML and sanctions-related activities within the organization. You w ...
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Aml/ Kyc Screening Analyst
4 days ago
Oppenheimer & Co. Inc. New York, United States**Who We Are**: · Oppenheimer & Co. Inc. ("Oppenheimer") is a leading middle-market investment bank and full service broker-dealer. With roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial services industry, including retail securiti ...
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Legal & Compliance - Aml Compliance, Svp
2 weeks ago
Blackstone Group New York, United StatesBlackstone is the world's largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help c ...
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AML In
3 weeks ago
Michael Page New York, NY, United StatesThe Head of AML position involves leading and implementing comprehensive anti-money laundering (AML) efforts within a reputable broker dealer firm, ensuring compliance with regulatory requirements and mitigating financial crime risks. This critical role requires strategic thinkin ...
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Crédit Agricole CIB New York, United StatesJob description · **Business type**: · - Types of Jobs - Compliance / Financial Security · **Job title**: · - AML / OFAC Compliance Officer / Advisory (Financial Security) · **Contract type**: · - Permanent Contract · **Job summary**: · - Summary: · This position is placed within ...
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Bsa/aml Compliance Onboarding Analyst
1 week ago
CFSB New York, United States**JOB SUMMARY**: · Community Federal Savings Bank (CFSB), located in New York City, is seeking a BSA/AML Compliance Onboarding Analyst to join the Compliance Onboarding team reporting to the Head of Compliance Onboarding. CFSB offers a full range of banking services including, AC ...
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Bsa/aml Compliance Risk Supervising Examiner
2 weeks ago
Federal Reserve Bank of New York New York, United StatesCompany · Federal Reserve Bank of New York · Working at the Federal Reserve Bank of New York positions you at the center of the financial world with a unique perspective on national and international markets and economies. You will work in an environment with a diverse group of e ...
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Aml Testing and Model Validation Analyst
1 week ago
Oppenheimer & Co. Inc. New York, United States**Who We Are**: · Oppenheimer & Co. Inc. ("Oppenheimer") is a leading middle-market investment bank and full service broker-dealer. With roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial services industry, including retail securiti ...
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Director, Aml Compliance for Us Personal Bank
2 weeks ago
Citi Jersey City, United StatesThe Compliance Anti-Money Laundering (AML) Risk Management Director is a senior management level position responsible for establishing internal procedures to prevent money laundering and assist in all matters concerning financial crimes in coordination with the broader AML team. ...
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Vp, Aml Fiu Compliance Intel Officer
2 weeks ago
Citi Jersey City, United States**Responsibilities**: · - Analyze and proactively identify risks and new AML concerns. Review recent news, court documents, and public/private sector white papers. · - Identify, analyze, and interpret trends or patterns in complex data sets; review computer reports, printouts, an ...
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Svp, Aml Intelligence Group Manager
1 week ago
Citi Jersey City, United StatesThe Compl AML Intelligence Grp Mgr is accountable for management of complex/critical/large professional disciplinary areas. Leads and directs a team of professionals. Requires a comprehensive understanding of multiple areas within a function and how they interact in order to achi ...
AML In - New York, United States - Michael Page
Description
The Head of AML position involves leading and implementing comprehensive anti-money laundering (AML) efforts within a reputable broker dealer firm, ensuring compliance with regulatory requirements and mitigating financial crime risks.
This critical role requires strategic thinking, leadership skills, and deep expertise in AML regulations specific to the financial services industry.
They specialize in providing financial services such as trading, investment advisory, and asset management.The Head of AML will be responsible for:
Serve as the main contact for regulatory inquiries, ensuring prompt and accurate responses and documentation. Prepare the company for regulatory examinations by working with internal teams, conducting mock audits, and assisting during on-site visits. Manage regulatory changes, evaluate their impact on the AML program, and make necessary adjustments. Enhance AML policies to align with regulations and industry standards, updating documentation as needed. Deliver training sessions on regulatory expectations and compliance requirements to internal teams. Monitor regulatory trends, identify potential compliance gaps, and improve the AML program accordingly. Collaborate with legal, risk management, and other departments to ensure consistent regulatory responses.
The successful Head of AML candidate should have the follwing background:
~ Bachelor's degree in finance, business, law, or related field (advanced degree preferred). ~10+ years' AML compliance experience in financial services, particularly in broker dealer operations. ~ Deep understanding of AML regulations (BSA, USA PATRIOT Act, OFAC) in broker dealer context. ~ Proven leadership in AML teams, fostering collaboration and continuous improvement. ~ Track record of handling regulatory inquiries, examinations, and audits from relevant bodies. ~ The offer for the successful Head of AML candidate includes a competitive base salary with benefits (Health, Medical, Dental, 401K, PTO), along with the opportunity to lead and impact the AML efforts of a reputable broker dealer firm. MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.