Head of Compliance - New York

A Fin-Tech Company in Manhattan is seeking a Head of Compliance who creates, manages and oversees compliance programs to ensure the bank's adherence to all relevant laws and regulations. · ...

We are hiring a Head of Compliance to join Unit's growing team in New York City. Reporting to the Chief Legal Officer, the Head of Compliance will be responsible for managing Unit's compliance function and leading Unit's dynamic compliance team. · Lead and manage the Compliance t ...

We are hiring a Head of Compliance to join Unit's growing team in New York City. · 10+ years of experience as a compliance builder and leader in banking or fintech, · ...

Job summaryWe are looking for a Head of Compliance to join our team. ...

United Risk is a global property and casualty insurance underwriting and distribution platform with deep worldwide technical resources, · large underwriting capacity, · and an entrepreneurial spirit. · A performance outlier for over three decades, · United Risk is a magnet for to ...

The Head of Compliance leads United Risk's effort to ensure all insurance programs meet applicable regulations and oversees carrier audit activities for a worldwide MGA.Several years of proven subject-matter expertise in multinational insurance compliance. · Led carrier audits. · ...

+Current is a leading consumer fintech platform transforming financial access for everyday Americans with over five million members. · + · Responsibilities · Work with stakeholders to ensure compliance efforts are implemented, maintained, and governed effectively/li> ...

The head of compliance will be the architect and guardian of our compliance framework. This individual will own the development, implementation, and oversight of our entire compliance program... · ...

+Job summary · We are seeking a Head of Compliance to lead our compliance and risk framework aligned with U.S. federal and state regulatory requirements governing digital asset platforms.+Regulatory Oversight : Lead compliance with evolving digital asset regulations and NYDFS req ...

We are building the operating layer that turns regulatory obligations into shippable workflows. · The role is customer-facing and requires helping design defensible compliance programs and convert pilots into paid deployments by telling a clear, credible risk/ROI story.You'll sit ...

You will lead Valon's compliance function and serve as a key partner to product, engineering, legal, · and leadership as we scale the AI-native operating system for regulated finance. · ...

Valon is building an AI-native operating system for regulated finance, starting with mortgage servicing. · ...

We're building an AI-native operating system for regulated finance starting with mortgage servicing. · You will lead Valon's compliance function serving as a key partner to product engineering legal leadership as we scale our platform. · ...

We're building the AI-native operating system for regulated finance and we need a Head of Compliance to lead our compliance function and serve as a key partner to product, engineering, legal, and leadership as we scale the AI-native operating system for regulated finance. · ...

A rapidly growing global investment and trading platform empowering retail investors with cutting-edge tools data and education By combining advanced technology with a seamless user experience theyve democratized access to global markets and helps investors make smarter more info ...

The U.S. Chief Compliance Officer is a senior leadership position responsible for developing, · implementing and overseeing the firm's U.S. · compliance framework to ensure adherence to applicable regulatory requirements, · particularly those governed by the Commodity Futures Tra ...

A leading trading platform empowering retail investors with cutting-edge tools, committed to building a trusted, · compliant and accessible financial ecosystem for the retail users. · ...

A senior leadership opportunity with a growing event-based trading marketplace that operates under CFTC and NFA oversight. · Oversight the design and execution of the central compliance program, including policies and procedures governance employee conduct training and regulatory ...

The organization operates through a network of MGAs and underwriting businesses supported by strong carrier and reinsurance relationships. · Lead regulatory compliance activities across multiple MGAs operating in the U.S., UK, · Implement global compliance frameworks policies pro ...

+Job summary · The firm is seeking a Head of Central Compliance to join our Americas Compliance team in New York City.++Manage the anti-money laundering program (including policies, procedures, third-party KYC/onboarding screening, and annual independent reviews) and Sanctions co ...

This role is responsible for overseeing compliance across asset management and advisory activities outside the firm's home market including private funds hedge fund strategies managed accounts and global trading activity. · The Global Head of Compliance will own global trading co ...