Compliance, Asset Management Compliance, Associate, NY - New York, New York, United States

We are looking to hire a Compliance Associate to assist on generalist compliance responsibilities. · ...

++A leading global private equity firm is seeking a Compliance Analyst or Associate to support its Private Equity Compliance program.+ · +This is a highly visible and impactful role focused on identifying, managing, and mitigating compliance risk while fostering a business-orient ...

A full-service investment bank and asset management firm focusing on technology and healthcare growth, is currently looking to hire a Compliance Associate with 1 -3 years of compliance experience. · The Compliance Associate will assist in all aspects of broker-dealer compliance a ...

Compliance Associate (New York, NY): Our client, a growing private equity fund is seeking a Compliance Associate to support firmwide processes and procedures in furtherance of operational excellence, governance, and regulatory compliance. This is a broad, hands-on role in a lean, ...

The Compliance Associate will serve as a key member of the firm's in-house compliance function supporting the Specialty Finance business across counterparty relationships and financing activities. · ...

The Compliance Associate will serve as a key member of the firm's in-house compliance function. · Actively participate in counterparty diligence and monitoring discussions. · Support compliance oversight for financing transactions. · ...

Compliance Associate – Multi-Strategy Hedge Fund – New York · Ocr alpha is partnering with a premier multi-strategy hedge fund managing in excess of 15bn AUM, with offices across the worlds leading financial centres. · ...

Atlantic Group is hiring a Compliance Associate (Investment Management) in New York, NY for our client. · ...

A leading global private equity firm is seeking a Compliance Analyst or Associate to support its Private Equity Compliance program. · Conduct internal compliance testing to assess policy effectiveness and regulatory adherence · Coordinate with external compliance consultants on p ...

The role involves supporting day-to-day compliance obligations and providing securities and advisory regulatory compliance support across daily operations. · ...

We are seeking a Compliance professional to join our team in New York. This individual will report directly to the Chief Compliance Officer and play a critical role in supporting TCV's compliance program, · Support core compliance functions including Code of Ethics Political Cont ...

The Compliance Associate will join a lean, high-quality Compliance function and reporting directly to the CCO on day-to-day regulatory oversight, monitoring, and programme development. · ...

This is a full-time, remote Compliance Associate role based in the New York City Metropolitan Area. · Knowledge of compliance concepts, regulatory frameworks, and securities regulation, including anti-money laundering and cybersecurity procedures · Experience with audit processes ...

We are growing and seeking a Compliance Associate who wants meaningful client exposure, accelerated learning, and a defined path for advancement. · ...

A leading private equity firm with more than $5B in assets under management is seeking a Compliance Analyst or Associate to join its team in New York City. · ...

· About BDT & MSD Partners: · BDT & MSD Partners is a merchant bank with an advisory and investment platform built to serve the distinct needs of business owners and strategic, long-term investors. We are distinguished by our decades of experience advising at the intersection of ...

We are seeking a detail oriented and enthusiastic Compliance Associate to join our team. Our client is a leading investment fund with diverse assets totaling over $30B. · ...

We are representing a Compliance opportunity with an established hedge fund headquartered in NYC. · Assist in preparing regulatory filings... · ...

We are hiring a Compliance Associate in New York supporting employee compliance monitoring regulatory filings marketing reviews lobbying requirements. · ...

The firm is seeking a Compliance Associate to join its Credit Compliance team in New York. This individual will support compliance oversight for the firm's global credit platform. · Minimum of 3 years of experience in a compliance role within the asset management or financial ser ...

A leading institutional investment firm in New York seeks a Compliance Associate to support investment guideline oversight and work closely with portfolio managers. · Oversee investment portfolios utilizing Charles River Development (CRD) to ensure strict adherence to client guid ...