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    Director - Equities Compliance Advisory - New York, United States - JCW

    JCW
    JCW New York, United States

    2 weeks ago

    Default job background
    Banking / Loans
    Description

    A leading multinational investment bank is looking to hire a Director - Equities Compliance Advisory. Ideal candidates will have extensive experience with equity sales/trading compliance advisory.

    Day-to-day you will:

    • Advise on equity trading regulatory requirements and firm policies and procedures.
    • Maintain and oversee equity trading activities.
    • Draft/update compliance policies and procedures.
    • Stay up to date with regulatory developments.

    You should apply if you:

    • Have extensive experience in equities compliance advisory(ideally overseeing sales/trading desk)
    • Have experience with various regulators (SEC, FINRA, etc.)

    If this sounds like you, please apply directly and a member of JCW will be in contact.

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