- Handling various client deliverables such as call reports, call recording requests, and remediation requests.
- Completing Firm and client required call audits while managing deadlines and delivery of audit reports.
- Supporting firm training process such as maintenance of Firm Supplement Training Log.
- Conducting audits on various subjects at scheduled intervals or as needed such as security, procedural, and risk.
- Communicating with clients, management, or other staff across the Firm relative to compliance functions.
- Strong attention to detail
- Excellent communication and organizational skills
- Quick learner who is not afraid to ask questions
- Ability to handle multiple projects/tasks in a timely and accurate fashion
- Strong work ethic and a desire to succeed
- Reliable and dependable individual with unassailable ethics
- Possess sound judgment in order to audit calls/files for compliance and quality per Firm/client standards
- Ability to provide objective and fair assessments
- Proficiency in MS Office (Outlook, Word, Excel, PowerPoint)
- Proficiency with Crystal reporting is desirable
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Compliance Auditor- Payroll
5 days ago
Legacy Professionals Minneapolis, United States Regular, Full timeJob Details · Job Location Minnesota - Edina, MN Position Type Full Time Education Level 4 Year Degree Job Category Audit Description · About Us: · We are a Chicagoland-based CPA firm with offices in Westchester, IL, Edina, MN and Schererville, IN. Our firm specializes in audit ...
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Store Compliance Auditor
3 weeks ago
Big Lots Bloomington, United StatesJob Description - Store Compliance Auditor Job DescriptionStore Compliance Auditor · - · ( · )DescriptionPosition SummaryPrimarily responsible for conducting continuous virtual audits and assessments of store compliance with company compliance programs, with a focus on store e ...
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Compliance Auditor
1 week ago
UnitedHealth Group Eden Prairie, United StatesPerform coding and billing audit reviews of existing centers and potential acquisitions, identifying and reporting errors under tight deadlines Collaborate with OBC and Optum Compliance team members to monitor and research updated guidance regarding Auditor, Compliance, Audit, Re ...
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Internal Compliance Auditor
3 weeks ago
UnitedHealth Group Eden Prairie, United StatesEstablish a thorough understanding of Optums portfolio of businesses in which we support Evaluate and assess contractual, state, and federal regulatory compliance recommending changes in operations, functions, systems, internal procedures, and/or pro Compliance, Auditor, Audit, I ...
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Community Based Contract Compliance Auditor
1 month ago
DevCare Solutions Bloomington, United States FreelanceJob Details: The auditor will educate, recommend and create plans of corrections when any errors are found. · The auditor will conduct audits throughout the same regions as listed above. Community based audits will be a more comprehensive look at a providers practices from point ...
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GS1 Consulting Bloomington, United StatesThe Community Based Contract Compliance Auditor will be part of a regional team that provides on-site monitoring and reviews of DCS community based contracted provider businesses. · The auditor will conduct reviews throughout DCS regions 8, 12, 13, 14,15,16,17, and 18 which cover ...
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Risk & Compliance Analyst
3 weeks ago
ECMC Group Minneapolis, United StatesChoosing a career with ECMC Group means joining a nonprofit corporation with a mission to help students succeed. With a vibrant mission and values, great benefits, and strong community involvement, ECMC Group companies are an ideal team to join. · Job Summary · Responsible for ...
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Senior Manager of Internal Audit
3 weeks ago
The Tile Shop, Inc. Minneapolis, United StatesJob Description · Job Description Company Description · Since 1985, The Tile Shop has committed itself to inspiring and realizing home decor ideas and creating beauty both indoors and out. We take great pride in our ability to provide an agile and supportive team environment fo ...
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Principal Product Manager
5 days ago
Epicor Minneapolis, United StatesPrincipal Product Manager - Compliance · As a Principal Product Manager of Compliance, you will be responsible for ensuring that Epicor's products meet the highest standards of quality, security, and compliance across different markets and industries. You will work close with pro ...
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Accountant I
3 weeks ago
MoneyGram International Minneapolis, United StatesThe Accountant I is responsible for performing account reconciliations and journal entries in accordance with established policies and procedures to ensure timely and accurate financial reporting. The incumbent will coordinate with other functional areas to gather required inform ...
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SAP Basis and HANA Administrator
2 days ago
CP Minneapolis, United States Full timePOSITION ACCOUNTABILITIES · Provide Service - Engage, collaborate, and communicate effectively with a variety of stakeholders to deliver BASIS services in alignment with our strong business values that shape our culture. Solve SAP problems impacting our business with the tenacit ...
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Senior Accountant
6 days ago
Twin Cities Orthopedics Minneapolis, United StatesThe Senior Accountant is responsible for ensuring that accounts and financial records meet established standards and criteria. The duties include preparing financial statements, analyzing financial documents, recording and verifying transactions, and producing various financial r ...
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Senior Accountant
3 weeks ago
Constellation Is Now Curi Minneapolis, United StatesAbout Us · Curi is a full-service advisory firm that serves physicians and medical practices. Equal parts fierce physician advocates, smart business leaders, and thoughtful partners, Curi's advisory, capital, and insurance offerings deliver valued advice that is grounded in clie ...
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Honeywell Minneapolis, United StatesJoin a team recognized for leadership, innovation and diversity · The future is what you make it. · When working at Honeywell, you are a member of our global team of thinkers, innovators, dreamers, and doers who make the things that make the future. · That means changing the way ...
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Principal FP&A Analyst
3 weeks ago
Calabrio, Inc. Minneapolis, United StatesDescription: · Calabrio, a leading customer experience intelligence company, is seeking a highly skilled and motivated Principal FP&A Analyst to join our team. As a Principal FP&A Analyst, you will play a crucial role in driving financial analysis and strategic decision-making wi ...
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Accountant-GL reconciliation
3 weeks ago
INSPYR Solutions Minneapolis, United StatesTitle: Accountant - GL Reconciliation · Location: Minneapolis, MN (remote) · Duration: 6+ Months · Compensation: $30-$35/hr · Work Requirements: US Citizen, GC Holders or Authorized to Work in the U.S. · Please apply directly or email resumes to · Job Description · Proces ...
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Senior Accountant
1 week ago
Mortenson Minneapolis, United States Full timeABOUT MORTENSON · As a Top 25 builder, developer, and EPC, our expertise spans markets like sports, renewable energy, data centers, healthcare, and more. We are builders at heart, working to ensure the built environment has a lasting positive impact. · Let's Redefine Possible ...
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Corporate Accountant
3 weeks ago
TLC Millimeter Wave Products, Inc. Minneapolis, United States Full timeBenefits:401(k) matching · Company parties · Dental insurance · Flexible schedule · Free food & snacks · Health insurance · Paid time off · Parental leave · Vision insurance · Wellness resources · Job Title: Corporate Accountant · Department/Category: Finance and Accounting · Loc ...
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Sr Auditor
3 days ago
Xcel Energy Minneapolis, United StatesPerform financial (including Sarbanes-Oxley testing), operational, contract, compliance, and special investigation audits, to evaluate the efficiency, effectiveness, and control structure of operations with minimal guidance. Develop audit assignment Internal Auditor, Auditor, Aud ...
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Risk & Compliance Analyst
3 weeks ago
ECMC Group Minneapolis, United StatesChoosing a career with ECMC Group means joining a nonprofit corporation with a mission to help students succeed. With a vibrant mission and values, great benefits, and strong community involvement, ECMC Group companies are an ideal team to join. · Job Summary · Responsible for ...
compliance auditor - Minneapolis, United States - MESSERLI & KRAMER P.A.
Description
Job Description
Job DescriptionDescription:General Purpose
This role provides support for the internal Compliance Department by conducting professional operations reviews, audits, or investigations to determine compliance with Firm and client requirements. This includes preparing audit reports and supporting documents.
Essential Functions
Supervisory Responsibilities
This job does not have supervisory responsibilities.
Requirements:Competencies
Education and/or Experience
High school diploma, general education degree (GED), or tech degree with related compliance, quality assurance, or audit background and/or training; or equivalent combination of education and experience. Bachelor's degree preferred.
Computer Skills
Work Environment
This position works in a quiet office work environment.
compliance auditor professionals in Minneapolis
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Claudia Savelli
Delivering Superior Customer experience