Jobs
>
Salt Lake City

    Vice President of Operational Risk Management, Client Onboarding - Salt Lake City, United States - Hanover

    Hanover
    Hanover Salt Lake City, United States

    3 weeks ago

    Default job background
    Description

    (This role requires a combination of either 1st or 2nd line of defense operational risk management experience, coupled with client-onboarding experience)

    Our client, a leader in wealth management and investment banking, is seeking to hire a VP of Operational Risk Management for their newly formed Transaction, Execution, and Processing Risk (TEPR) team (This role is of a similar level to an Executive Director position at most major banks).

    Position Overview:

    The TEPR team is a 2nd Line of Defense team with a focus on independently overseeing and challenging the execution & processing risks of transaction lifecycles of the Firm.

    We are seeking a Vice President of Transaction, Execution, and Processing Risk to support the team's efforts in managing the transaction-related operational risks across the Firm, specifically in regard to client onboarding.

    This role requires a deep understanding of financial transaction lifecycles as well as an understanding of a financial institution's operational risk management framework elements. The successful candidate will provide subject matter expertise and set the strategic direction in managing transaction, execution, and process risks of the Firm, oversee the proper execution of the Firm's ORMF, and collaborate with senior stakeholders within the Risk Division and across relevant business Segments of the Firm.

    Responsibilities:

    • Contribute to the development, implementation, and maintenance of the firm's strategy for managing transaction, execution, and processing risk, aligning with the Firm's overall risk management framework
    • Understand the process flows of the Firm's transaction lifecycles across multiple business Segments
    • Set minimum controls requirements for transaction lifecycle activities
    • Identify, analyze, and challenge transaction execution and processing risks with a horizontal view across the business segments
    • Utilize data analytics and reporting tools to support the 2LoD analyses and challenges
    • Establish a 2LoD metrics program to support a qualitative/quantitative to maintain ongoing monitoring, triggers, escalation, and mitigating actions of the relevant control vulnerabilities and risk profile changes
    • Evaluate the impact and likelihood of risks, as well as review the adequacy and effectiveness of existing controls and recommend enhancements
    • Perform detailed reviews of TEPR-related incident trends to identify significant risks or control deficiencies and ensure remediation of issues comprehensively and timely.
    • Prepare and present comprehensive risk profile reports to senior management, highlighting key risk themes, trends, and strategic recommendations.
    • Develop presentation materials and conduct sessions to educate staff on transaction execution and processing risks
    • Raise awareness about risk management practices and promote a risk-aware culture across the organization
    • Mentor and guide a team of risk managers, fostering professional growth and skill development
    • Provide subject matter expertise during internal and regulatory audits and examinations as well as thought leadership within the organization.

    Qualifications and skills:

    • Bachelor's degree or equivalent required
    • Master's degree in Finance, Business, Risk Management, or a related field; professional certifications in risk management (e.g., FRM, CIA) are desirable but not mandatory
    • 10+ years of experience in operational risk management, with subject matter expertise in managing transaction, execution, and processing risk or related areas within the financial services industry
    • Proven track record of leading and managing operational risk management frameworks within the financial services industry
    • Familiarity with enterprise risk management best practices and controls
    • Proficiency in data analysis, and risk reporting
    • In-depth understanding of regulatory compliance requirements and industry best practices
    • Exceptional analytical skills with the ability to synthesize complex data and provide strategic insights
    • Excellent communication and presentation skills, to a) interact confidently with senior executives and b) convey complex concepts to diverse audiences
    • Strong leadership abilities and a demonstrated capacity to drive change and influence decision-making
    • Strong analytical abilities, including the use of data and visualization of data to aid strategy discussion with proficiency in Excel, PowerPoint, and Sharepoint – Tableau & SQL are a plus
  • Goldman Sachs Group, Inc.

    Client Onboarding Engineering

    2 weeks ago

    Goldman Sachs Group, Inc. Salt Lake City, United States

    Client Onboarding Engineering - Associate Level Software Engineer - Salt Lake City · Salt Lake City, Utah, United States · Job Description · Team Overview · Client Onboarding Engineering is the key group which is focused on various key activities involving onboarding of clients ...

  • Insight Global

    Client Onboarding Licensed Approver

    4 weeks ago

    Insight Global Salt Lake City, United States

    A large Financial client is looking for a Client Onboarding Licensed Approver to sit in their Salt Lake or Dallas Office. This person will be assisting ultra high wealth clients with the process of becoming an approved client. They will be onboarding new accounts through the lega ...

  • Hanover

    Vice President of Operational Risk Management, Client Onboarding

    3 weeks ago

    Hanover Salt Lake City, United States

    (This role requires a combination of either 1st or 2nd line of defense operational risk management experience, coupled with client-onboarding experience) · Make sure to read the full description below, and please apply immediately if you are confident you meet all the requiremen ...

  • Hanover

    Vice President of Operational Risk Management, Client Onboarding

    4 weeks ago

    Hanover Salt Lake City, United States

    (This role requires a combination of either 1st or 2nd line of defense operational risk management experience, coupled with client-onboarding experience) · Our client, a leader in wealth management and investment banking, is seeking to hire a VP of Operational Risk Management fo ...

  • addepar

    Solutions Consultant

    6 days ago

    addepar Salt Lake City, United States

    Who We Are · Addepar is a global technology and data company that helps investment professionals provide the most informed, precise guidance for their clients. Hundreds of thousands of users have trusted Addepar to empower smarter investment decisions and better advice over the ...

  • Carta

    Accounting for Fund Administration

    2 weeks ago

    Carta Salt Lake City, United States

    The Problems You'll SolveAs an Implementations Accountant, you will focus efforts on supporting new Fund Administration customers in their journey into Carta services. You will drive operational excellence within our fast-growing Fund Administration business by coordinating, faci ...

  • Frazil

    K-12 Sales Support Specialist

    1 day ago

    Frazil Salt Lake City, United States Full time

    Calling all fellow slushie junkies, Frazil fans, and frozen beverage connoisseurs Freezing Point is the fastest growing frozen beverage company in the US and the makers of Frazil, 100% Juice Frazil, and Café Tango The Frazil K-12 Sales Team is looking for their newest Sales Supp ...

  • LocumJobsOnline

    Locum Physician

    23 hours ago

    LocumJobsOnline Salt Lake City, United States Full time

    LocumJobsOnline is working with to find a qualified Obstetrics and Gynecology MD in Utah · About The Position · A facility is seeking an OB/GYN for locum tenens coverage. · In West Valley City, Utah, visitors can embark on outdoor adventures at the nearby Oquirrh Mountain range, ...

  • addepar

    Data Solutions Consultant

    5 days ago

    addepar Salt Lake City, United States

    Who We Are · Addepar is a global technology and data company that helps investment professionals provide the most informed, precise guidance for their clients. Hundreds of thousands of users have trusted Addepar to empower smarter investment decisions and better advice over the ...

  • KeyBank

    Merchant Sales Manager

    4 days ago

    KeyBank Salt Lake City, United States Full time

    Location: · 1675 Broadway - Denver, Colorado 80202 The Merchant Sales Leader is responsible for leading a team of Merchant Advisors and sales support staff across a diverse geography in support of Key Merchant Services clients. Will lead the team to acquire new relationship clie ...

  • Elwood Staffing

    Territory Sales Representative

    3 days ago

    Elwood Staffing Salt Lake City, United States

    Elwood Staffing is also a performance and results-driven culture for the hard-working, passionate, and highly motivated. You can expect a career that provides a constant variety of challenges along with progressive training and professional development to meet those challenges. C ...

  • BBSI

    Account Manager

    3 weeks ago

    BBSI Salt Lake City, United States

    BBSI is hiring an Account Manager for our client. This position is critical in building communication and relationships between the us and our customers. It will consist of ensuring our customers are satisfied with our product, track various sales metrics, and that product deadli ...

  • SGS

    Environmental Laboratory Technician

    4 weeks ago

    SGS Salt Lake City, United States Full time

    Job Description · We are looking for candidates in the Salt Lake City, UT area who are interested in relocating for this opportunity · FT 40+ hrs seasonal position in ANCHORAGE, AK This position is an hourly opportunity, and it is eligible forovertime pay. · Looking for an oppo ...

  • S Piper Staffing LLC

    Financial Advisor

    1 week ago

    S Piper Staffing LLC Salt Lake City, United States

    Title: Financial Advisor (CFP Required) · Type: Full-time / Perm / Fully On-site · Salary: 125K - $250K/annually, depending on location and experience. · Locations: · Reno, NV · Salt Lake City, UT · Anchorage, AK · Portland, OR · Seattle, WA · Bellevue, WA · Summary: · Our client ...

  • Bennett Tueller Johnson & Deere

    Legal Assistant

    6 days ago

    Bennett Tueller Johnson & Deere Salt Lake City, United States

    Bennett Tueller Johnson & Deere is a mid-sized law firm in the metropolitan Salt Lake City area. It caters to sophisticated clients in transactional, litigation, and tax matters throughout the Wasatch Front. · We take pride in providing competitive compensation and benefits packa ...

  • Korn Ferry

    Regional Sales Manager

    4 weeks ago

    Korn Ferry Salt Lake City, United States

    Job Title: Sales Manager · Reporting to: Director of Sales · Compensation: $170-180k OTE ($110-120k base) · Korn Ferry is working with a fast-growing and dynamic cloud-based payroll, HR software for businesses nationwide. Our client has over 20 years' experience optimizing HR and ...

  • Alter Domus

    Senior Fund Accountant

    5 days ago

    Alter Domus Salt Lake City, United States

    Senior Fund Accountant - Real Estate · Location: Chicago, US Carmel, US Salt Lake City, US · We are Alter Domus. Meaning "The Other House" in Latin, Alter Domus is proud to be home to 85% of the top 30 asset managers in the alternatives industry, and more than 5,000 professio ...

  • Media

    Associate Director, Paid Social

    3 weeks ago

    Media Salt Lake City, United States

    ABOUT THE ROLE · As an Associate Director, Paid Social, you will be driving performance, guiding account teams and orchestrating growth for top advertisers across top paid social platforms. · We are looking for someone with a passion for paid social advertising, well versed in ...

  • Alter Domus

    Fund Accountant

    23 hours ago

    Alter Domus Salt Lake City, United States

    ABOUT US · We are Alter Domus. Meaning "The Other House" in Latin, Alter Domus is proud to be home to 85% of the top 30 asset managers in the alternatives industry, and more than 5,000 professionals across 23 countries. · With a deep understanding of what it takes to succeed i ...

  • Sprague Pest Solutions

    Commercial Pest Control Technician

    2 days ago

    Sprague Pest Solutions Salt Lake City, United States

    :Route Manager – Commercial Pest Control Technician · Sprague Route Managers love their jobs. You should too. · Every day brings new opportunities to solve problems, meet new people, work outside, and take pride in a job well-done. You aren't just managing pest problems, you're p ...