Senior Manager Compliance - Atlanta

At Capital Investment Advisors (CIA), we strive to help clients reach their goals by focusing on our specialty: Income Investing. We are a fee-only financial advisory and portfolio management firm headquartered in Atlanta with offices throughout the U.S. Our advisors in Georgia, ...

The Compliance Manager is responsible for managing the ethics and compliance hotline, · conducting investigations, · managing case referrals, · and ensuring proper communication and reporting of outcomes. · ...

At Capital Investment Advisors (CIA), we strive to help clients reach their goals by focusing on our specialty: Income Investing. We are a fee-only financial advisory and portfolio management firm headquartered in Atlanta with offices throughout the U.S. Our advisors in Georgia, ...

The Compliance Manager is primarily responsible for managing the ethics and compliance hotline, conducting investigations, managing case referrals, and ensuring proper communication and reporting of outcomes. · ...

· At Capital Investment Advisors (CIA), we strive to help clients reach their goals by focusing on our specialty: Income Investing. We are a fee-only financial advisory and portfolio management firm headquartered in Atlanta with offices throughout the U.S. Our advisors in Georgi ...

Job ID: 106047 · Atlanta · Austin · Boston · Chicago · Connecticut - Darien · 10 More · Do you want to work on complex and pressing challenges—the kind that bring together curious, ambitious, and determined leaders who strive to become better every day? If this sounds like you, y ...

The Ethics & Compliance Manager will be a key member of the Ethics, Compliance & Sustainability (ECS) team, serving as an ethics and compliance expert to help drive the delivery of our objectives for the ECS Program. · ...

Serves as compliance subject matter expert and advises the bank business partners on consumer regulatory compliance requirements as those regulations may affect consumer and commercial business products and services. · Provides compliance support to address regulatory risk on pro ...

Position Mission · The Regulatory Compliance Manager is principally responsible for managing risks for non-compliance to product hazard related regulations as well as regulatory reporting requirements. This will require the role to develop needed regulatory intelligence to be pro ...

The Regulatory Compliance Manager is principally responsible for managing risks for non-compliance to product hazard related regulations as well as customer / supplier contract requirements. This will require the role to develop and maintain professional relationships with intern ...

We are seeking a Manager of Compliance / Director of Compliance to lead our growing compliance program.This role offers exceptional breadth and variety—ideal for professionals who thrive on diverse, dynamic work rather than narrow specialization. · ...

Job summary · Our client is looking for a highly skilled Compliance Audit Manager to lead audit activities focused on research billing accuracy regulatory compliance and documentation standards. · Oversaw audit processes guide performance improvement initiatives ensured adherence ...

The Senior Manager will oversee the management of the activities of Service Provider Compliance Onboarding and organization by ensuring maximum efficiency and accuracy of work for the entire Home Services organization including the subsidiaries. · ...

We are seeking an Alcohol & Safety Compliance Manager to join our Proof of the Pudding team. · The Alcohol & Safety Compliance Manger is responsible for overseeing, · implementing, · and enforcing all alcohol service, · safety, · and regulatory compliance programs for Proof of th ...

Company Description · Visa is a world leader in payments technology, facilitating transactions between consumers, merchants, financial institutions and government entities across more than 200 countries and territories, dedicated to uplifting everyone, everywhere by being the bes ...

+The Senior Manager will oversee the management of the activities of Service Provider Compliance Onboarding and organization by ensuring maximum efficiency and accuracy of work for the entire Home Services organization including the subsidiaries. · ...

· Job Title: HR Compliance Manager · COMPANY STATEMENT: · JOB PURPOSE: · This position is a key member of the TI-NTG HR team and reports to the VP Total Rewards and Technology. In this newly created, highly collaborative role, you will partner with your HR colleagues and other b ...

Company Description · Visa is a world leader in payments technology, facilitating transactions between consumers, merchants, financial institutions and government entities across more than 200 countries and territories, dedicated to uplifting everyone, everywhere by being the bes ...

We are seeking a highly skilled Compliance Audit Manager to lead audit activities focused on research billing accuracy, regulatory compliance, and documentation standards. · ...

+The Regulatory Compliance Manager is responsible for managing risks and developing professional relationships with internal stakeholders and government agencies. The role includes performing related actions with Suppliers to ensure compliance to regulations and legislations. · + ...

We are seeking a Manager of Compliance / Director of Compliance to lead our growing compliance program. · Lead initiatives for the compliance function, leveraging AI to establish the internal compliance and operational risk testing program and managing the company's compliance re ...