Compliance Manager - Atlanta

At Capital Investment Advisors (CIA), we strive to help clients reach their goals by focusing on our specialty: Income Investing. We are a fee-only financial advisory and portfolio management firm headquartered in Atlanta with offices throughout the U.S. Our advisors in Georgia, ...

· At Capital Investment Advisors (CIA), we strive to help clients reach their goals by focusing on our specialty: Income Investing. We are a fee-only financial advisory and portfolio management firm headquartered in Atlanta with offices throughout the U.S. Our advisors in Georgi ...

The Compliance Manager is primarily responsible for managing the ethics and compliance hotline, conducting investigations, managing case referrals, and ensuring proper communication and reporting of outcomes. · ...

The Compliance Manager is responsible for managing the ethics and compliance hotline, · conducting investigations, · managing case referrals, · and ensuring proper communication and reporting of outcomes. · ...

Job ID: 106047 · Atlanta · Austin · Boston · Chicago · Connecticut - Darien · 10 More · Do you want to work on complex and pressing challenges—the kind that bring together curious, ambitious, and determined leaders who strive to become better every day? If this sounds like you, y ...

Serves as compliance subject matter expert and advises the bank business partners on consumer regulatory compliance requirements as those regulations may affect consumer and commercial business products and services. · Provides compliance support to address regulatory risk on pro ...

The Regional Supervision Manager (RSM) oversees the supervision and review of brokerage transactions to ensure compliance with firm policies and regulatory standards. · Evaluate and approve Outside Business Activities, · account acceptance, · and annual compliance requirements · ...

The Regional Compliance Manager plays a critical role in ensuring that all branches within the assigned region maintain full adherence to U.S. Customs regulations and internal compliance standards. · This role proactively monitors regulatory changes, identifies and corrects entry ...

The Regulatory Compliance Manager is principally responsible for managing risks for non-compliance to product hazard related regulations as well as customer / supplier contract requirements. This will require the role to develop and maintain professional relationships with intern ...

We are seeking a Manager of Compliance / Director of Compliance to lead our growing compliance program. · Lead initiatives for the compliance function, leveraging AI to establish the internal compliance and operational risk testing program and managing the company's compliance re ...

The Ethics & Compliance Manager will be a key member of the Ethics, Compliance & Sustainability (ECS) team, serving as an ethics and compliance expert to help drive the delivery of our objectives for the ECS Program. · ...

We are looking for a strong strategic data-driven and process-oriented member of our Platform Operations team to support our compliance operations. You will lead processes ensure client-by-client background check processes assist with drafting template contracts develop processes ...

Job summary · Our client is looking for a highly skilled Compliance Audit Manager to lead audit activities focused on research billing accuracy regulatory compliance and documentation standards. · Oversaw audit processes guide performance improvement initiatives ensured adherence ...

Tutored by Teachers is looking for a strong strategic member of our Platform Operations team to support compliance operations. · ...

As the Customs Compliance Manager you will oversee and ensure compliance with U.S. customs regulations and international trade requirements. · ...

The Senior Manager will oversee the management of the activities of Service Provider Compliance Onboarding and organization by ensuring maximum efficiency and accuracy of work for the entire Home Services organization including the subsidiaries. · ...

Tutored by Teachers is looking for an Operations Compliance Manager to support compliance operations with client-by-client background check processes. · Lead processes to ensure compliance with client-by-client background check processes · Assist with drafting template contracts ...

*This is a full-time, temporary assignment expected to last approximately two years to provide coverage during a military leave of absence.* · The Manager, Safety and Compliance is responsible for developing, implementing, and managing comprehensive safety and compliance programs ...

This is a full-time, temporary assignment expected to last approximately two years to provide coverage during a military leave of absence.* · The Manager, Safety and Compliance is responsible for developing, implementing, and managing comprehensive safety and compliance programs ...

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