Senior Manager Compliance - Atlanta, GA

At Capital Investment Advisors (CIA), we strive to help clients reach their goals by focusing on our specialty: Income Investing. We are a fee-only financial advisory and portfolio management firm headquartered in Atlanta with offices throughout the U.S. Our advisors in Georgia, ...

At Capital Investment Advisors (CIA), we strive to help clients reach their goals by focusing on our specialty: Income Investing. We are a fee-only financial advisory and portfolio management firm headquartered in Atlanta with offices throughout the U.S. Our advisors in Georgia, ...

The Compliance Manager is responsible for managing the ethics and compliance hotline, · conducting investigations, · managing case referrals, · and ensuring proper communication and reporting of outcomes. · ...

The Compliance Manager is primarily responsible for managing the ethics and compliance hotline, conducting investigations, managing case referrals, and ensuring proper communication and reporting of outcomes. · ...

· At Capital Investment Advisors (CIA), we strive to help clients reach their goals by focusing on our specialty: Income Investing. We are a fee-only financial advisory and portfolio management firm headquartered in Atlanta with offices throughout the U.S. Our advisors in Georgi ...

Job ID: 106047 · Atlanta · Austin · Boston · Chicago · Connecticut - Darien · 10 More · Do you want to work on complex and pressing challenges—the kind that bring together curious, ambitious, and determined leaders who strive to become better every day? If this sounds like you, y ...

We are seeking a Manager of Compliance / Director of Compliance to lead our growing compliance program.This role offers exceptional breadth and variety—ideal for professionals who thrive on diverse, dynamic work rather than narrow specialization. · ...

The Regional Supervision Manager (RSM) oversees the supervision and review of brokerage transactions to ensure compliance with firm policies and regulatory standards. · Evaluate and approve Outside Business Activities, · account acceptance, · and annual compliance requirements · ...

The Regulatory Compliance Manager is principally responsible for managing risks for non-compliance to product hazard related regulations as well as customer / supplier contract requirements. This will require the role to develop and maintain professional relationships with intern ...

The Ethics & Compliance Manager will be a key member of the Ethics, Compliance & Sustainability (ECS) team, serving as an ethics and compliance expert to help drive the delivery of our objectives for the ECS Program. · ...

Job summary · Our client is looking for a highly skilled Compliance Audit Manager to lead audit activities focused on research billing accuracy regulatory compliance and documentation standards. · Oversaw audit processes guide performance improvement initiatives ensured adherence ...

· Job Title: HR Compliance Manager · COMPANY STATEMENT: · JOB PURPOSE: · This position is a key member of the TI-NTG HR team and reports to the VP Total Rewards and Technology. In this newly created, highly collaborative role, you will partner with your HR colleagues and other b ...

We are surrounded by individuals empowered to use their expertise and talents to achieve our mission to identify, cultivate, and steward donors. · The University Advancement Division furthers the university and its mission through several departments. · ...

We are seeking a Manager of Compliance / Director of Compliance to lead our growing compliance program. · Lead initiatives for the compliance function, leveraging AI to establish the internal compliance and operational risk testing program and managing the company's compliance re ...

Position Mission · The Regulatory Compliance Manager is principally responsible for managing risks for non-compliance to product hazard related regulations as well as regulatory reporting requirements. This will require the role to develop needed regulatory intelligence to be pro ...

Description: · EspriGas brings a modern approach to the $130 billion gas industry by utilizing a network business model to deliver products nationwide. We leverage our unique service and technological capabilities to handle the complex logistical needs of large, multi-site compa ...

We are seeking a Donor Compliance Manager to join our team taking Georgia State University to the next level of excellence. The successful candidate will be responsible for managing each workflow process for all types of Foundation-sponsored student aid, producing related financi ...

As the Customs Compliance Manager you will oversee and ensure compliance with U.S. customs regulations and international trade requirements. · ...

*This is a full-time, temporary assignment expected to last approximately two years to provide coverage during a military leave of absence.* · The Manager, Safety and Compliance is responsible for developing, implementing, and managing comprehensive safety and compliance programs ...

This is a full-time, temporary assignment expected to last approximately two years to provide coverage during a military leave of absence.* · The Manager, Safety and Compliance is responsible for developing, implementing, and managing comprehensive safety and compliance programs ...

+The Regulatory Compliance Manager is responsible for managing risks and developing professional relationships with internal stakeholders and government agencies. The role includes performing related actions with Suppliers to ensure compliance to regulations and legislations. · + ...