Jobs
>
Los Angeles

    Branch Manager, Non-Producing Advisors - Los Angeles, United States - Wells Fargo

    Wells Fargo
    Wells Fargo Los Angeles, United States

    3 weeks ago

    Wells Fargo background
    Description

    **Branch Manager, Non-Producing Wells Fargo Advisors**

    Location: Pasadena, California **Job ID** R At Wells Fargo, we are looking for talented people who will put our customers at the center of everything we do. We are seeking candidates who embrace diversity, equity, and inclusion in a workplace where everyone feels valued and inspired.

    Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.

    **About this role:**

    Wells Fargo is seeking a Financial Advisory Branch Manager, Non-Producing (LO) in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about our career areas and lines of business at .

    ****In this role, you will:****

    Manage and develop team of individual contributor roles with low to moderate complexity and risk in Financial Advisory functional area

    Manage the branch profit and loss statement, develop the branch business plan and look for opportunities to grow the branch

    Identify and recommend opportunities for compliance, regulatory, and administrative issues relating to the branch

    Be responsible for promoting the firms image in the community

    Make decisions and resolve issues regarding resources, objectives and operations of Financial Advisory functional area to meet business objectives

    Interpret and develop the firm policies and procedures, brokerage operations standards, and governing bodies regulatory roles and regulations

    Collaborate with and consult with peers, colleagues and multiple level managers

    Serve as a financial advisor for a limited number of personal clients

    Manage allocation of people and financial resources for Financial Advisory

    Mentor and guide talent development of direct reports and assist in hiring talent

    This LO position has customer contact and job duties which may include needs assessing and referring those customers interested in a dwelling secured product to a SAFE team member. This position includes assisting customers without taking an application and without offering or negotiating terms of a dwelling secured transaction. Individuals in a LO position also must meet the Loan Originator requirements under Regulation Z (LO) outlined in the job expectations below

    ****Required Qualifications, US:****

    4+ years of Financial Advisory experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

    2+ years of leadership experience

    Successfully completed FINRA Series 9/10, 7, and 63 exams to qualify for immediate registration (or FINRA recognized equivalents)

    ****Desired Qualifications:****

    Good verbal, written, and interpersonal communication skills

    Leadership and management experience

    Ability to interact with all levels of an organization

    Life & Health Insurance licenses

    ****Job Expectations:****

    Individuals in Loan Originator (LO) positions must meet the Consumer Financial Protection Bureau qualification requirements and comply with related Wells Fargo policies. The LO qualification requirements include meeting applicable financial responsibility, character, general financial fitness and criminal background standards. A current credit report will be used to assess your financial responsibility and credit fitness, however, a credit score is not included as part of the evaluation. Successful candidates must also meet ongoing regulatory requirements including additional screening, if necessary

    For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite may also be required

    Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ongoing employment in this position. In addition to state registration, specific product licenses or SAFE licensing may apply. Wells Fargo will initiate financial and criminal background review process at the time of offer acceptance.

    Registration for FINRA Series 66 (or 63 and 65) must be completed within a 90 or 180-day time period contingent upon number of license(s) needed if not immediately available to transfer upon hire. FINRA recognized equivalents will be accepted. This will be communicated at time of offer acceptance.

    Designated insurance license requirements must be completed within a 90 or 180-day time period contingent upon number of license(s) needed if not immediately available to transfer upon hire. Compliance with state law requirements is required.

    **We Value Diversity**

    At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.

    Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business units risk appetite and all risk and compliance program requirements.

    Candidates applying to job openings posted in US: All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, or national origin.

    Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.

    LocationEducation Level

  • Oppenheimer & Co. Inc.

    Registered Client Service Associate

    2 weeks ago

    Oppenheimer & Co. Inc. Los Angeles, United States

    **Who We Are**: · Oppenheimer & Co. Inc. ("Oppenheimer") is a leading middle-market investment bank and full service broker-dealer. With roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial services industry, including retail securiti ...

  • USC

    Credit Union Assistant Vice President Wealth

    2 weeks ago

    USC Los Angeles, United States

    **Join a winning team at USC Credit Union** · **USC Credit Union,** in its relationship with **Priority Financial Group (PFG)**, is actively seeking a dynamic wealth management professional **to lead its new wealth **accumulation/management** team..** This is an experienced finan ...

  • DFS Group

    Fragrance Advisor

    2 weeks ago

    DFS Group Los Angeles, United States

    DFS promises to be the world traveler's preferred destination for luxurious shopping. We offer our customers a carefully curated selection of exceptional products from over 700 of the world's leading brands across multiple categories: fashion, beauty & fragrances, watches & jewel ...

  • UCLA

    Undergraduate Advisor

    3 weeks ago

    UCLA Los Angeles, United States

    Under the general supervision of the Department Academic Vice Chair and the Lead Undergraduate Advisor, serve as the Undergraduate Advisor for the Department of Physics and Astronomy. Provide academic advising for 550+ majors as well as non-majors taking Physics and Astronomy cou ...

  • Morgan Stanley

    Registered Client Service Associate

    2 weeks ago

    Morgan Stanley Los Angeles, United States

    Registered Client Service Associate · Job Number: · 3250627 · POSTING DATE: Apr 17, 2024 · PRIMARY LOCATION: Americas-United States of America-California-Los Angeles · JOB: Wealth Management · EMPLOYMENT TYPE: Full Time · JOB LEVEL: Non-Exempt · DESCRIPTION · -: · Registered Clie ...

  • Don Toques

    Class C Driver

    1 week ago

    Don Toques Los Angeles, United States

    We are a produce company located in Los Angeles. We offer the finest, freshest produce to our clients. We are flexible, multi-language, fast response, 7 days/week, and close to locals. We are currently looking for full time and part time drivers to delivery to our customers in re ...

  • USC

    Academic Program Specialist, Music Industry

    2 weeks ago

    USC Los Angeles, United States

    **The USC Thornton Music Industry program prepares students to succeed in a rapidly evolving industry that is largely rooted in the Los Angeles area. The program combines classroom/online study, technical instruction, and hands-on experience for those seeking a career in the musi ...

  • Smith Chason College | WCUI School of Medical Imaging | Smith Chason School of Nursing

    Admissions Advisor-nursing Program

    1 week ago

    Smith Chason College | WCUI School of Medical Imaging | Smith Chason School of Nursing Los Angeles, United States

    **JOB TITLE**: Admissions Advisor · **STATUS**:Non-Exempt / Hourly · **TYPE**:On-Campus · **REPORTS TO**:Campus Director · **PURPOSE** · The Admissions Advisor ensures all Smith Chason College future, current, and past students have the tools and information they need to be succe ...

  • Reynolds and Reynolds

    Automotive Business Consultant

    2 weeks ago

    Reynolds and Reynolds Los Angeles, United States

    NOTE: This is a very high travel position, with overnight hotel stays 4-5 nights/week (every week). · Reynolds and Reynolds is looking for experienced automotive professionals to join our consulting team. Our superior software solutions, our award-winning sales, service, and supp ...

  • LA Philharmonic

    Ticketing Assistant

    3 weeks ago

    LA Philharmonic Los Angeles, United States

    Position: Ticketing Assistant · Department: Programming · FLSA Status: Non-Exempt, Part-Time · Pay Rate: $25/hour · Position Summary: · Reporting to the Senior Program Manager and Ticketing Coordinator, the Ticketing Assistant will primarily support the programming team in all no ...

  • El Centro de Ayuda

    Ecda Bhwsc Career Advisor

    1 week ago

    El Centro de Ayuda Los Angeles, United States

    **POSITION: Boyle Heights Work Source Center** · **Career Advisor / Case Manager** · Established in 1981, El Centro de Ayuda (ECDA) mission is to promote family stability, academic and economic self-sufficiency through a continuum of services. · In partnership with Managed Care S ...

  • University of Southern California

    Assistant Ad, Broadcast Operations

    2 weeks ago

    University of Southern California Los Angeles, United States

    USC Athletics is looking to hire an **Assistant Athletic Director, Broadcast Operations **to join our staff and student community of 600+ individuals. This individual will direct the production of live sporting events for USC's in-venue video board and Big Ten Network StudentU st ...

  • Equatic

    Vp Carbon Dioxide Removal Offtakes

    2 weeks ago

    Equatic Los Angeles, United States

    **About Equatic**: · Equatic has developed an electrolytic process for atmospheric carbon dioxide removal that leverages the size and scale of the oceans. The process stabilizes carbon dioxide permanently in the form of dissolved bicarbonate ions (in seawater), and in the form of ...

  • USC

    Assistant Athletic Director, Broadcast Operations

    3 weeks ago

    USC Los Angeles, United States

    The University of Southern California (USC) is one of the world's leading private research universities. An anchor institution in Los Angeles and a global center for arts, technology, and international business, USC is also one of the largest private employers in the City of Los ...

  • Rescue Agency

    Digital Producer

    3 weeks ago

    Rescue Agency Los Angeles, United States

    **The Company** · Rescue is a full-service marketing agency with a mission to make healthy behaviors easier and more appealing. Since our founding in 2001, Rescue has been exclusively focused on researching, developing, and implementing positive social change campaigns in public ...

  • Dabri, Inc.

    Program Lead

    2 weeks ago

    Dabri, Inc. Los Angeles, United States

    **Duties**: · - Performs supervisory lead and advisor duties to lower-level program and project management staff, including providing training and guidance on daily priorities and operational tasks · - Provides program level oversight and controlling check and balance function fo ...

  • Goodwill Southern California

    Program Assistant

    2 weeks ago

    Goodwill Southern California Los Angeles, United States

    Goodwill is one of the leading non-profit brands in the world and one of the largest non-profits in Southern California. We are a rapidly evolving organization and yet we have never been more focused on our Mission, on our people, and on our future. It's always a GOOD day in SoCa ...

  • Kaiser Permanente

    Optometry Resident

    3 weeks ago

    Kaiser Permanente Los Angeles, United States

    **Job Summary**: · Receive training in a variety of eye care settings to meet the educational outcomes and goals set by the ASCO (Association of Schools and Colleges of Optometry) and the Residency program. To develop competence, skills, and ability to provide advanced full scope ...

  • Codemax Medical Billing

    Full Charge Bookkeeper

    3 weeks ago

    Codemax Medical Billing Los Angeles, United States

    Job title: Full Charge Bookkeeper · Reports to: CFO · Employment Status: Full-Time · FLSA Status: Non-Exempt · **Job Summary** · - Ensure compliance with federal, state, and local payroll regulations and reporting requirements. · - Coordinate with HR to ensure accurate employee d ...

  • Al Wooten Jr Youth Center

    Development Officer

    3 weeks ago

    Al Wooten Jr Youth Center Los Angeles, United States

    **SUMMARY**: · Under the direction of the Executive Director, the Development Officer is a key fundraiser who actively drives philanthropic support for the agency through exceptional relationship management, including the identification, cultivation, solicitation and stewardship ...