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    EVP - Finance & Operations - New York, United States - Broadgate

    Broadgate
    Broadgate New York, United States

    2 weeks ago

    Default job background
    Description


    Broadgate are currently supporting a broker-dealer based out of New York who are looking to hire an EVP Finance & Operations.

    Accountabilities

    Partner with CEO and senior management to work on day to day operations of proprietary trading firm
    Work with management to identify process improvements and make recommendations for change
    Conduct P & S and margin calculations to reconcile data
    Preparing financials and books and records for the Broker-Dealer according to GAAP and ensuring all regulatory reporting requirements are met
    Work with the CFO to provide relevant support to facilitate financial information analyses, reports, and recommendations
    Ensuring accurate and timely completion of the month-end, quarter-end, and year-end close process
    Keeping abreast of regulatory developments and making strategic recommendations for process/control modifications and the oversight of their implementation
    Maintaining relationships with key external stakeholders (regulatory/government bodies, external auditors) as it pertains to the Broker-Dealer

    Experience

    Series 27 is required
    CPA preferred but not required
    10+ years relevant broker-dealer experience working in Operations and/or Finance as a FINOP or Finance management position at a self-clearing broker-dealer
    Expert knowledge of broker-dealer operations, and regulatory reporting needs including FINRA, SEC, and other agencies as required
    Demonstrated analytical skills including the ability to synthesize quantitative and qualitative data to draw conclusions and assist on decision making

    #J-18808-Ljbffr
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