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compliance analyst
1 week ago
Bayview Asset Management Doral, United StatesOverview: · Bayview Asset Management, LLC is a private fund manager focused on mortgage and consumer credit, including whole loans, asset backed securities, mortgage servicing rights, and other credit-related assets. The Compliance Analyst supports the Chief Compliance Officer in ...
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Compliance Analyst
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Millennium Management Doral, United StatesCompliance Analyst · The Compliance Department at Millennium serves to adopt, implement, and enforce a Compliance program, including policies and procedures, processes, systems, controls, surveillance, testing and reporting, which is designed to prevent or detect violations of a ...
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Compliance Analyst
1 day ago
Educational Federal Credit Union Doral, United StatesJob Summary: · The Compliance Analyst's primary function is to ensure Educational Federal Credit Union's compliance with all applicable regulatory requirements. This position coordinates compliance initiatives with other departments in accordance with business plans, ensures com ...
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Regulatory Compliance Analyst
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Educational Federal Credit Union Doral, United StatesJob Description · Job Description · Job Summary: · The Compliance Analyst's primary function is to ensure Educational Federal Credit Union's compliance with all applicable regulatory requirements. This position coordinates compliance initiatives with other departments in accord ...
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AML Compliance Analyst
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Siri InfoSolutions Doral, United StatesJob Description · Job Description · Role: AML Analyst · Location: · Miami, FL (Onsite) · Duration: Long Term · Contract Role on W2 Only · Job Description: · 2-3 years of experience · Bilingual in English/Spanish · Previous experience in AML Transaction Monitoring in a Private ...
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BSA/AML Compliance Analyst
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Dexian Doral, United StatesRole: BSA/AML Compliance Analyst · Location: Miami FL (Hybrid) · Duration: 12 months Contract · Specialized and/or Technical Knowledge: · Knowledge of the Private Banking Industry and regulations. · Ability to analyze risk data and provide recommendations and/or resolutions to m ...
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AML and Privacy Compliance Analyst
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Corient Private Wealth LLC Doral, United StatesJoin a team that values your ambition and empowers your growth · At Corient, we help high- and ultra-high-net-worth individuals, families and high achievers of all types enjoy a full life, while enabling them to preserve their wealth for future generations, and provide for the p ...
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Compliance Analyst, Aviation Partners
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Avature Doral, United StatesCarlyle Aviation Partners, which operates within the Global Credit segment as a subsidiary of The Carlyle Group, is an aviation-focused investment manager with $12.0 billion of assets under management as of December 31, 2023. With 379 aircraft that are on lease to 118 airline cus ...
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BSA/AML Compliance Analyst I
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Tandym Group Doral, United StatesA financial services firm in Florida is currently seeking a Spanish-speaking professional to join their team in Miami as their new BSA/AML Compliance Analyst. · Responsibilities: · The BSA/AML Compliance Analyst will be responsible for: · Assisting in identifying potentially s ...
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compliance analyst
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Bayview Asset Management Coral Gables, United StatesThe Compliance Analyst reports to the Chief Compliance Officer and performs various activities as part of Bayviews investment adviser compliance program, including: Performing forensic testing and surveillance activities to detect and resolve potent Compliance Analyst, Compliance ...
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BSA/AML Compliance Analyst: I
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Apex Systems Doral, United StatesApex Systems, a World-Class Technology Solutions Provider, is seeking applicants for the below position on behalf of our client. Please apply if interested and qualified. Please note that only qualified candidates will be contacted. · Position: BSA/AML Compliance Analyst · Locat ...
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compliance analyst
1 week ago
Bayview Fund Management, LLC Coral Gables, United StatesOverview · Bayview Asset Management, LLC is a private fund manager focused on mortgage and consumer credit, including whole loans, asset backed securities, mortgage servicing rights, and other credit-related assets. TheCompliance Analyst supports the Chief Compliance Officer in ...
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compliance analyst
1 week ago
Bayview Asset Management Coral Gables, United States Regular Full timeJob Description · Overview · Bayview Asset Management, LLC is a private fund manager focused on mortgage and consumer credit, including whole loans, asset backed securities, mortgage servicing rights, and other credit-related assets. The Compliance Analyst supports the Chief C ...
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Remote Retirement Plan Compliance Analyst
1 week ago
Ascensus Doral, United StatesFuturePlan is the nation's largest third-party administrator (TPA) of retirement plans, partnering with advisors in all 50 states. FuturePlan delivers the best of both worlds: high-touch personalized service from local TPAs backed by the strength and security of a large national ...
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Digital Wealth AML Sr Compliance Analyst
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Banco Santander SA Doral, United StatesDigital Wealth AML Sr Compliance Analyst page is loaded · Digital Wealth AML Sr Compliance Analyst · Apply · locations · Miami · time type · Full time · posted on · Posted Yesterday · job requisition id · Req · Digital Wealth AML Sr Compliance AnalystCountry: United St ...
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Digital Wealth AML Sr Compliance Analyst
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Santander Bank Doral, United StatesDigital Wealth AML Sr Compliance Analyst · Miami, United States of America · The Senior Anti-Money Laundering Analyst will assist in identifying potentially suspicious transactions and customer behavior by performing transaction analysis, negative media searches, investigations ...
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Bilingual Jr BSA/AML Compliance Analyst
4 days ago
Syntricate Technologies Inc Doral, United StatesJob Title: · Bilingual Jr BSA/AML Compliance Analyst · Location: Miami, FL · Duration: Contract · Job Description: · :- 2-3 years of experience- Bilingual in English/Spanish- · Previous experience in AML Transaction Monitoring in a Private Banking environment- · Knowledge ...
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Compliance Analyst
1 week ago
A&D Mortgage LLC Hollywood, United StatesA&D Mortgage is a Florida-based Nationwide Mortgage Lender providing successful residential and commercial loans for over 20 years. With a team of 200+ employees across the United States, we represent our A+++ service in 40+ states. · We are seeking a Compliance Analyst. · The Co ...
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Compliance and Risk Analyst
3 weeks ago
NextEra Energy Miami, United StatesRequisition ID: 78429 · Florida Power & Light Company is America's largest electric company, providing clean, affordable, and reliable electricity to more than 12 million people in Florida. We operate one of the cleanest power generation fleets in the U.S. and our reliability is ...
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Privacy & Compliance Specialist
1 day ago
Leon Medical Centers Doral, United States**JOB DESCRIPTION** · This position functions, in an entry to experienced level, as a Privacy and Compliance Analyst for the Privacy and Compliance Program of Leon Medical Centers (LMC). · The Privacy and Compliance Program is responsible for ensuring the LMC's compliance with pr ...
Remote Retirement Plan Compliance Analyst - Doral, United States - Ascensus
Description
FuturePlan is the nation's largest third-party administrator (TPA) of retirement plans, partnering with advisors in all 50 states.FuturePlan delivers the best of both worlds:
high-touch personalized service from local TPAs backed by the strength and security of a large national firm, Ascensus.
Our roots go back decades, with nearly 30 outstanding legacy firms now joined together to deliver unmatched levels of service, innovation and expertise to a fast-growing client base from coast to coast.
The FuturePlan team includes more than 500 credentialed plan professionals, 60 actuaries, and one of the industry's largest in-house ERISA teams.
Learn more atSection 1:
Position Summary
Compliance position that has an advanced understanding of all plan types and facilitates more complex interactions with the Plan Consultants.
Section 2:
Job Functions, Essential Duties and Responsibilities
Ability to successfully complete and support the work outlined for the Compliance Associate roles
Reads and comprehends retirement plan provisions from plan documents, summaries of plan provisions, and related plan materials to ensure accuracy and compliance with regulations.
Supports DOL, IRS, and Large plan audits
Supports the Plan Consultants in resolving operational and compliance issues related to qualified plans
Is responsible for plan administration, compliance and testing for identified blocks of business
Tracks and monitors job progress to ensure that all necessary data is requested and received in order to meet compliance deadlines
Prepares annual valuation and compliance reports for Clients
Provides detailed consultations with Plan Consultant in drafting plan documents, plan amendments, and other legal documents
Supports and completes assigned quality assurance reviews
Responsible for protecting, securing, and proper handling of all confidential data held by Ascensus to ensure against unauthorized access, improper transmission, and/or unapproved disclosure of information that could result in harm to Ascensus or our clients.
Our I-Client service philosophy and our Core Values of People Matter, Quality First and Integrity Always should be visible in your actions on a day-to-day basis showing your support of our organizational culture.
Supervision
N/A
Section 3:
Experience, Skills, Knowledge Requirements
Bachelor's degree preferred
Minimum 5 years of hands on Retirement plan testing experience is a must; 8+ years is preferred
Experience doing Employer Calculations
Must have experience with 5500's and other relevant documents
Experience with cash basis and/or trust accounting
5 years of prior ERISA experience in the retirement industry preferred
5 years of experience in analysis of financial data required/ testing experience a must
Strong Word, Excel, and Outlook skills
Strong written and oral communication skills
Strong analytical and problem-solving skills
Strong attention to detail and the ability to prioritize, manage tasks and meet in connection with business operations, including related ERISA compliance matters
Associate holds Retirement Plan Fundamentals certification upon meeting eligibility requirements
QKA designation preferred but not required
Involvement or work towards associates QPA designation preferred
Prior experience with plan administration software, i.e., Relius, FT Williams, ASC, or Datair
The national average salary is $70,000 - $100,000, exclusive of any bonuses and benefits.
This salary range represents the low and high end for this position.
Actual salary offered will vary and may be above or below the range based on various factors including but not limited to location, experience, performance, and internal pay alignment.
We do not anticipate that candidates hired will begin at the top of the range however, from time to time, it may occur on a case-by-case basis.
Other rewards and benefits may include: 401(k) match, Medical, Dental, Vision, Paid-Time-Off, etc. For more information, please visit.
We are proud to be an Equal Opportunity Employer
Be aware of employment fraud. All email communications from Ascensus or its hiring managers originate from
or
email addresses. We will never ask you for payment or require you to purchase any equipment.
If you are suspicious or unsure about validity of a job posting, we strongly encourage you to apply directly through our website.
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