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Compliance Analyst
1 week ago
Educational Federal Credit Union Doral, United StatesJob Summary: · The Compliance Analyst's primary function is to ensure Educational Federal Credit Union's compliance with all applicable regulatory requirements. This position coordinates compliance initiatives with other departments in accordance with business plans, ensures com ...
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compliance analyst
2 weeks ago
Bayview Asset Management Doral, United StatesOverview: · Bayview Asset Management, LLC is a private fund manager focused on mortgage and consumer credit, including whole loans, asset backed securities, mortgage servicing rights, and other credit-related assets. The Compliance Analyst supports the Chief Compliance Officer in ...
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Regulatory Compliance Analyst
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Educational Federal Credit Union Doral, United StatesJob Description · Job Description · Job Summary: · The Compliance Analyst's primary function is to ensure Educational Federal Credit Union's compliance with all applicable regulatory requirements. This position coordinates compliance initiatives with other departments in accord ...
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AML Compliance Analyst
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Siri InfoSolutions Doral, United StatesJob Description · Job Description · Role: AML Analyst · Location: · Miami, FL (Onsite) · Duration: Long Term · Contract Role on W2 Only · Job Description: · 2-3 years of experience · Bilingual in English/Spanish · Previous experience in AML Transaction Monitoring in a Private ...
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AML and Privacy Compliance Analyst
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Corient Private Wealth LLC Doral, United StatesJoin a team that values your ambition and empowers your growth · At Corient, we help high- and ultra-high-net-worth individuals, families and high achievers of all types enjoy a full life, while enabling them to preserve their wealth for future generations, and provide for the p ...
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BSA/AML Compliance Analyst
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Dexian Doral, United StatesRole: BSA/AML Compliance Analyst · Location: Miami FL (Hybrid) · Duration: 12 months Contract · Specialized and/or Technical Knowledge: · Knowledge of the Private Banking Industry and regulations. · Ability to analyze risk data and provide recommendations and/or resolutions to m ...
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Compliance Analyst, Aviation Partners
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Avature Doral, United StatesCarlyle Aviation Partners, which operates within the Global Credit segment as a subsidiary of The Carlyle Group, is an aviation-focused investment manager with $12.0 billion of assets under management as of December 31, 2023. With 379 aircraft that are on lease to 118 airline cus ...
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Digital Wealth AML Sr Compliance Analyst
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Santander Holdings USA Inc Miami, United States Full timeDigital Wealth AML Sr Compliance AnalystMiami, United States of AmericaThe Senior Anti-Money Laundering Analyst will assist in identifying potentially suspicious transactions and customer behavior by performing transaction analysis, negative media searches, investigations and SAR ...
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compliance analyst
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Bayview Asset Management Coral Gables, United StatesThe Compliance Analyst reports to the Chief Compliance Officer and performs various activities as part of Bayviews investment adviser compliance program, including: Performing forensic testing and surveillance activities to detect and resolve potent Compliance Analyst, Compliance ...
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BSA/AML Compliance Analyst I
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Tandym Group Doral, United StatesA financial services firm in Florida is currently seeking a Spanish-speaking professional to join their team in Miami as their new BSA/AML Compliance Analyst. · Responsibilities: · The BSA/AML Compliance Analyst will be responsible for: · Assisting in identifying potentially s ...
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BSA/AML Compliance Analyst: I
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Apex Systems Doral, United StatesApex Systems, a World-Class Technology Solutions Provider, is seeking applicants for the below position on behalf of our client. Please apply if interested and qualified. Please note that only qualified candidates will be contacted. · Position: BSA/AML Compliance Analyst · Locat ...
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compliance analyst
2 weeks ago
Bayview Fund Management, LLC Coral Gables, United StatesOverview · Bayview Asset Management, LLC is a private fund manager focused on mortgage and consumer credit, including whole loans, asset backed securities, mortgage servicing rights, and other credit-related assets. TheCompliance Analyst supports the Chief Compliance Officer in ...
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compliance analyst
2 weeks ago
Bayview Asset Management Coral Gables, United States Regular Full timeJob Description · Overview · Bayview Asset Management, LLC is a private fund manager focused on mortgage and consumer credit, including whole loans, asset backed securities, mortgage servicing rights, and other credit-related assets. The Compliance Analyst supports the Chief C ...
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Remote Retirement Plan Compliance Analyst
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Ascensus Doral, United StatesFuturePlan is the nation's largest third-party administrator (TPA) of retirement plans, partnering with advisors in all 50 states. FuturePlan delivers the best of both worlds: high-touch personalized service from local TPAs backed by the strength and security of a large national ...
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Digital Wealth AML Sr Compliance Analyst
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Banco Santander SA Doral, United StatesDigital Wealth AML Sr Compliance Analyst page is loaded · Digital Wealth AML Sr Compliance Analyst · Apply · locations · Miami · time type · Full time · posted on · Posted Yesterday · job requisition id · Req · Digital Wealth AML Sr Compliance AnalystCountry: United St ...
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Digital Wealth AML Sr Compliance Analyst
2 weeks ago
Santander Bank Doral, United StatesDigital Wealth AML Sr Compliance Analyst · Miami, United States of America · The Senior Anti-Money Laundering Analyst will assist in identifying potentially suspicious transactions and customer behavior by performing transaction analysis, negative media searches, investigations ...
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Digital Wealth AML Sr Compliance Analyst
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Banco Santander S/A Doral, United StatesJob Description · The Senior Anti-Money Laundering Analyst will assist in identifying potentially suspicious transactions and customer behavior by performing transaction analysis, negative media searches, investigations and SAR filings as necessary, as well as ongoing monitoring ...
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Bilingual Jr BSA/AML Compliance Analyst
1 week ago
Syntricate Technologies Inc Doral, United StatesJob Title: · Bilingual Jr BSA/AML Compliance Analyst · Location: Miami, FL · Duration: Contract · Job Description: · :- 2-3 years of experience- Bilingual in English/Spanish- · Previous experience in AML Transaction Monitoring in a Private Banking environment- · Knowledge ...
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Bilingual Jr BSA/AML Compliance Analyst
5 days ago
Syntricate Technologies Inc Doral, United States· Job Title: Bilingual Jr BSA/AML Compliance Analyst · Location: Miami, FL · Duration: Contract · Job Description: · :- 2-3 years of experience- Bilingual in English/Spanish- · Previous experience in AML Transaction Monitoring in a Private Banking environment- · Knowledge of US ...
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Compliance Analyst
2 weeks ago
A&D Mortgage LLC Hollywood, United StatesA&D Mortgage is a Florida-based Nationwide Mortgage Lender providing successful residential and commercial loans for over 20 years. With a team of 200+ employees across the United States, we represent our A+++ service in 40+ states. · We are seeking a Compliance Analyst. · The Co ...
Compliance Analyst - Doral, United States - Millennium Management
Description
Compliance Analyst
The Compliance Department at Millennium serves to adopt, implement, and enforce a Compliance program, including policies and procedures, processes, systems, controls, surveillance, testing and reporting, which is designed to prevent or detect violations of applicable laws, rules and regulatory requirements and Firm policies.
As a Compliance Analyst on our team, you will have the opportunity to provide both high-level analysis and day-to-day support in connection with the Firm's compliance program.
The role demands an ability to multi-task, work within a team as well as independently, and communicate effectively with business groups.
It requires an individual who understands the necessity for confidentiality and professionalism at all times.If you are a sharp, dynamic individual who thrives in an ever-evolving environment and is motivated to make an impact, we would love to hear from you.
ResponsibilitiesAssist in the Firm's global compliance program, records, and systems, which include regulatory filings, examinations, investigations, regulatory inquiries, audits, and inspections
Manage the Firm's code of ethics/personal trading policies utilizing compliance software
Liaise with employees to ensure all necessary personal trading information is provided to the Firm to enable trade monitoring in accordance with regulatory requirements
Work on the personal trading program including personal trade disclosures, pre-approval requests and reconciliation
Coordinate the Firm's compliance certification program
Help with preparation, delivery, and tracking of relevant compliance trainings
Facilitate the development of controls and system enhancements to improve the Firm's compliance program
Aid with the internal compliance projects, such as preparing metrics of department projects and trend analysis
Undertake ad-hoc compliance-related projects, as assigned
Qualifications
1+ years' experience in financial services control functions, ideally Hedge Fund and Private Equity regulatory compliance experience or accounting, investor services, policy, audit or similar process-driven and detail-oriented experience in financial services
Bachelor's degree from an accredited university or college with a strong academic record
Strong attention to detail and organization skills, possess the ability to spot issues, and respond timely
Outstanding verbal and written communication skills, with poise and confidence to interact with internal clients at all levels
Ability to prioritize in a fast paced, high pressure, constantly evolving environment with high urgency and ownership
Ability to learn and develop ownership of systems
The estimated base salary range for this position is $70,000 to $160,000, which is specific to New York and may change in the future.
When finalizing an offer, we take into consideration an individual's experience level and the qualifications they bring to the role to formulate a competitive total compensation package.
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