Jobs
>
Dallas

    Compliance Risk Advisory Senior Compliance Officer - Dallas, United States - Origin Bank

    Origin Bank
    Origin Bank Dallas, United States

    3 weeks ago

    Default job background
    Description
    About Origin Bank


    Putting relationships first for more than a century, Origin provides a broad range of financial services to small and medium-sized businesses, municipalities, high net-worth individuals and retail clients from over 40 banking centers located throughout Texas, Louisiana and Mississippi.

    In today's banking landscape, technology is the rule – human interaction and genuine relationships are the exception. Origin Bank delivers on both.

    Origin Bank is seeking a Compliance Risk Advisory Senior Compliance Officer

    Summary

    This Senior Compliance Officer level position supports the Compliance Risk Management Team's Advisory Services Group. Advises first line of defense operational and retail business units on compliance risks impacting their day to day operations. Monitors adherence to compliance risks tolerances. Monitors third party vendor risks impacting consumer compliance. Reviews policies and procedures to ensure compliance with regulatory expectations as well as internal compliance risk tolerances. Provides enhanced second line of defense advisory oversight to processes exceeding the bank's compliance risk tolerance.

    Primary Duties and Responsibilities


    Responsible for performing complex regulatory research and analysis for the Compliance Risk Management Team and the Director of Compliance Risk Advisory Services; assessing regulatory risks and adequacy of operating policies, procedures and processes.


    Provides day-to-day advice on rules and regulations, compliance policies and procedures, and training for our colleagues and partners in the first line of defense.

    Contributes subject matter expertise on compliance risk in Deposit and Retail Operations.


    In conjunction with other members of the Compliance Risk Management Leadership Team, implement legislative and regulatory requirements, whether new or modified; analyzing implications on the Bank's operations and activities.

    Consult on various enterprise-wide projects relative to compliance and regulatory risks.

    Assist the Compliance Risk Management Leadership Team in the preparation of risk assessments.


    Collaborates with the first line of defense to identify and mitigate elevated residual compliance risks and establish appropriate compliance controls related thereto.


    Assist our partners in the first line of defense with the development of policies and procedures to ensure adherence to regulations.

    Coordinates responsibility with other Advisory Team Members to ensure complaints are handled and fully documented in a timely manner. Responsible for identifying, researching and documenting root cause as applicable.

    Coordinates responsibility with other Advisory Team Members for the review and approval of all marketing and advertising requests.


    Support enterprise compliance risk management responsibilities, including the drafting of regulatory analysis memoranda, policies and procedures, board and senior management reporting, response to consumer complaints, and correspondence with regulators.


    Monitor the regulatory and political landscape for emerging risk that would influence the Compliance Risk Management space, and the bank's regulatory tolerance related thereto.

    Participate in the development, implementation and maintenance of new and enhanced compliance processes and controls.

    Assist with maintaining compliance policies and procedures.

    Assist with maintaining a centralized inventory of all compliance risk controls.

    Read, analyze and interpret financial reports, legal documents, governmental regulations and professional publications.

    Assist in the preparation for and coordination of regulatory examinations, independent compliance audits, and second line Compliance Testing engagements.


    Communicates effectively with colleagues on the Compliance Risk Management Team, first line of defense business partners, executive management, internal and external auditors, and regulators.

    Adheres to all designated time frames, manages workflow to the specified deadlines and completes responsibilities in a satisfactory manner.

    Completes all job-related training and continuing education in a timely manner, and attends seminars or continuing education, as directed.

    Assist with other Compliance Risk Management Team objectives.

    Performs any other assignments as directed by the Chief Compliance Officer and Director of Compliance Advisory Services.

    Qualifications

    To perform this job successfully, expert-level knowledge of regulatory Compliance Risk Management and related laws and regulations. Incumbent must be able to perform each essential duty satisfactorily. The requirements listed below are representative of the knowledge, skill, and/or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.

    Education and/or Experience


    Seven (7) years compliance management experience; Prior compliance experience at a large bank subject to direct CFPB oversight and supervision preferred; Expert-level familiarity with federal and state banking regulations preferred; Certified Regulatory Compliance Manager (CRCM) preferred, or similar compliance certification.

    Experience working as an examiner may be taken into consideration when determining prior compliance requirements have been met.

    Computer Skills


    To perform this job successfully, an individual should have advanced knowledge of Microsoft Office Suite, including Outlook, Word, Excel, PowerPoint, and Access.

    Power BI preferred. Ability to learn bank-specific software. Ability to use basic office machines.

    Bank Culture/Customer Service Skills

    Ability and judgment to interact and communicate appropriately with other employees, customers and supervisor.

    Ability to serve customers, both internal and external, (community/public) in a manner that will reflect superior customer relations and enhance the overall marketing effort of Origin Bank.

    Physical Demands


    While performing the duties of this job, the employee is frequently required to stand; walk; sit; use hands to finger, handle, or feel and talk or hear.

    The employee is occasionally required to reach with hands and arms; climb or balance and stoop, kneel, crouch, or crawl.

    The employee must frequently lift and/or move up to 10 pounds and occasionally lift and/or move up to 25 pounds.

    Specific vision abilities required by this job include close vision, distance vision and ability to adjust focus.

    Mental Demands


    Incumbent in this position must be able to accommodate reading documents or instruments, detailed work, problem solving, customer contact, reasoning, math, language, presumptions, verbal and written communication, analytical reasoning, stress, multiple concurrent tasks, and constant interruptions.

    This job description reflects managements assignment of essential functions. Please review full job description on Origin Bank careers page. It does not prescribe or restrict the tasks that may be assigned. Origin Bank shall, in its discretion, modify or adjust the position to meet the Bank's changing needs. This job description is not a contract and may be adjusted as deemed appropriate in the Bank's sole discretion.


    Origin Bank is an equal opportunity employer based not discriminate in hiring or employment based on race, color, sex, age, marital or veteran status, non-job related disability, religion, national origin, genetic information, or any other basis protected by law.


    About Origin Bank:


    Deeply rooted in Origin's history is a culture committed to providing personalized, relationship banking to businesses, municipalities, and personal clients to enrich the lives of the people in the communities it serves.

    Origin offers a broad range of financial services and currently operates 60 banking centers located throughout Texas, Louisiana and Mississippi.

    In today's banking landscape, technology is the rule – human interaction and genuine relationships are the exception. Origin Bank delivers on both.
  • Hilltop Securities Inc.

    Compliance Officer

    4 weeks ago

    Hilltop Securities Inc. Dallas, United States

    HilltopSecurities is currently hiring a Compliance Officer in Dallas, Texas or St. Paul Minnesota. The Compliance Department at Hilltop Securities Inc. is responsible for detecting, preventing, and mitigating compliance, regulatory and reputational risk for Hilltop Securities Inc ...

  • United Texas Bank

    Deputy Compliance Officer

    1 day ago

    United Texas Bank Dallas, United States

    Job Description · Job DescriptionUnited Texas Bank is a Dallas-based Texas business bank focused on providing creative, solution-focused service to help our clients achieve financial success. The strength of UTB is based on our ability to listen and react to our customer's needs ...

  • United Texas Bank

    Deputy Compliance Officer

    3 days ago

    United Texas Bank Dallas, United States

    United Texas Bank is a Dallas-based Texas business bank focused on providing creative, solution-focused service to help our clients achieve financial success. The strength of UTB is based on our ability to listen and react to our customer's needs in a timely, personal, and profes ...

  • TIB,N.A.

    Bank Compliance Officer

    1 week ago

    TIB,N.A. Dallas, United States

    Job Description · Job Description · At TIB, we are committed to serving as Trusted Partners, for our community banks and our employees. We take great care to maintain our commitment to excellence and personalized service internally and externally. We are dedicated to providing ...

  • ACC - Association of Corporate Counsel

    Chief Compliance Officer

    3 days ago

    ACC - Association of Corporate Counsel Dallas, United States

    Are you interested in this job? Sign into your job seeker account to apply today · Copart, Inc. (the Company)has engaged Major, Lindsey & Africa on an exclusive basis to conduct a search for a Chief Compliance Officerto be based in Dallas, Texas.Company: Founded in 1982 with a s ...

  • Verily

    Deputy Compliance Officer

    50 minutes ago

    Verily Dallas, United States

    Who We Are · Verily is a subsidiary of Alphabet that is using a data-driven approach to change the way people manage their health and the way healthcare is delivered. Launched from Google X in 2015, our purpose is to bring the promise of precision health to everyone, every day. W ...

  • Western Alliance Bancorporation

    Senior Compliance Officer

    3 weeks ago

    Western Alliance Bancorporation Dallas, United States

    Job Title: · Senior Compliance Officer - Advisory and Guidance · Location: · CityScape · What you'll do: · The Advisory Senior Compliance Officer serves as a key subject matter expert in ensuring lines of business compliance with applicable regulatory requirements. This role prov ...

  • Texas Independent Bank

    Bank Compliance Officer

    2 weeks ago

    Texas Independent Bank Farmers Branch, United States

    At TIB, we are committed to serving as Trusted Partners, for our community banks and our employees. We take great care to maintain our commitment to excellence and personalized service internally and externally. We are dedicated to providing a diverse work environment that foster ...

  • Dallas County

    sbe compliance officer.0004500

    3 weeks ago

    Dallas County Dallas, United States

    Brief Description · Responsible for the development, oversight and maintenance of Dallas County's Small Business Enterprise (SBE) contract data collection system, reporting system(s), and records, including SBE/HUB/DBE utilization; Ensures prime contractor adherence to the SBE p ...

  • Dallas County

    sbe compliance officer.0004500

    4 weeks ago

    Dallas County Dallas, United States

    Brief Description · Responsible for the development, oversight and maintenance of Dallas County's Small Business Enterprise (SBE) contract data collection system, reporting system(s), and records, including SBE/HUB/DBE utilization; Ensures prime contractor adherence to the SBE p ...

  • Clark Insurance

    Compliance Officer

    1 week ago

    Clark Insurance Dallas, United States

    Company: · MMC Corporate · Description: · What can you expect? · Marsh McLennan's Legal, Compliance and Public Affairs (LCPA) department promotes a culture in which ethical, lawful, and risk mindful behavior is encouraged and reinforced. LCPA develops and implements policies and ...

  • County of Dallas Texas

    sbe compliance officer.0004500

    3 weeks ago

    County of Dallas Texas Dallas County, United States

    SBE - 900 Jackson St, Ste 680 - Dallas Responsible for the development, oversight and maintenance of Dallas Countys Small Business Enterprise (SBE) contract data collection system, reporting system(s), and records, including SBE/ HUB/ DBE ut Compliance Officer, Compliance, Office ...

  • Integrity Marketing Shared Services Center

    Legal Officer of Regulatory Compliance

    2 weeks ago

    Integrity Marketing Shared Services Center Dallas, TX, United States

    About Integrity · Integrity, headquartered in Dallas, Texas, is a leading distributor of life and health insurance, and provider of innovative solutions for wealth management and retirement planning. Through its broad partner network of agents and advisors, Integrity helps milli ...

  • Dallas County (TX)

    SBE Compliance Officer.0004500

    4 weeks ago

    Dallas County (TX) Dallas, United States

    Responsible for the development, oversight and maintenance of Dallas County's Small Business Enterprise (SBE) contract data collection system, reporting system(s), and records, including SBE/HUB/DBE utilization; Ensures prime contractor adherence to the SBE participation included ...

  • Dallas County (TX)

    SBE Compliance Officer.0004500

    2 weeks ago

    Dallas County (TX) Dallas, United States

    Responsible for the development, oversight and maintenance of Dallas County's Small Business Enterprise (SBE) contract data collection system, reporting system(s), and records, including SBE/HUB/DBE utilization; Ensures prime contractor adherence to the SBE participation included ...

  • County of Dallas Texas

    sbe compliance officer.0004500

    2 weeks ago

    County of Dallas Texas Dallas County, United States

    SBE - 900 Jackson St, Ste 680 - Dallas Responsible for the development, oversight and maintenance of Dallas Countys Small Business Enterprise (SBE) contract data collection system, reporting system(s), and records, including SBE/ HUB/ DBE ut Compliance Officer, Compliance, Office ...

  • Integrity Marketing Shared Services Center

    Legal Officer of Regulatory Compliance

    3 weeks ago

    Integrity Marketing Shared Services Center Dallas, TX, United States

    About Integrity · Integrity, headquartered in Dallas, Texas, is a leading distributor of life and health insurance, and provider of innovative solutions for wealth management and retirement planning. Through its broad partner network of agents and advisors, Integrity helps millio ...

  • NexBank

    VP, Senior BSA Compliance Officer

    1 week ago

    NexBank Dallas, United States

    Company Overview: · Originally founded in 1922 and headquartered in Dallas, Texas, NexBank (the "Bank") is part of NexBank Capital, Inc. (the "Company"), a fully integrated financial services organization that includes a commercial and investment bank. NexBank is a leading region ...

  • Sunflower Bank, N.A.

    Fair Banking Compliance Officer

    3 days ago

    Sunflower Bank, N.A. Dallas, United States

    Job Type · Full-time · Description · Sunflower Bank, N.A. is looking for an energetic, highly motivated individual to fill the position of a full-time Fair Banking Compliance Officer in Dallas, Texas. · MUST HAVE- 3-5 years of analytical experience in fair lending ideally with ...

  • Integrity Marketing Group

    Legal Officer of Regulatory Compliance

    2 weeks ago

    Integrity Marketing Group Dallas, United States

    About Integrity · Integrity, headquartered in Dallas, Texas, is a leading distributor of life and health insurance, and provider of innovative solutions for wealth management and retirement planning. Through its broad partner network of agents and advisors, Integrity helps millio ...