Chief Compliance Officer - Dallas, United States - ACC - Association of Corporate Counsel

Deputy Compliance Officer

2 weeks ago

Job Description · Job DescriptionUnited Texas Bank is a Dallas-based Texas business bank focused on providing creative, solution-focused service to help our clients achieve financial success. The strength of UTB is based on our ability to listen and react to our customer's needs ...

Chief Compliance Officer

3 weeks ago

Are you interested in this job? Sign into your job seeker account to apply today · Copart, Inc. ("the Company")has engaged Major, Lindsey & Africa on an exclusive basis to conduct a search for a Chief Compliance Officerto be based in Dallas, Texas.Company: Founded in 1982 with a ...

Senior Compliance Officer

2 days ago

The Advisory Senior Compliance Officer serves as a key subject matter expert in ensuring lines of business compliance with applicable regulatory requirements. This role provides second-line independent oversight and guidance regarding business produc Compliance Officer, Advisor, ...

Deputy Compliance Officer

2 weeks ago

United Texas Bank is a Dallas-based Texas business bank focused on providing creative, solution-focused service to help our clients achieve financial success. The strength of UTB is based on our ability to listen and react to our customer's needs in a timely, personal, and profes ...

Senior Compliance Officer

1 week ago

Job Title: · Senior Compliance Officer - Advisory and Guidance · Location: · CityScape · What you'll do: · The Advisory Senior Compliance Officer serves as a key subject matter expert in ensuring lines of business compliance with applicable regulatory requirements. This role prov ...

Deputy Compliance Officer

1 week ago

United Texas Bank is a Dallas-based Texas business bank focused on providing creative, solution-focused service to help our clients achieve financial success. The strength of UTB is based on our ability to listen and react to our customer's needs in a timely, personal, and profes ...

Bank Compliance Officer

1 week ago

At TIB, we are committed to serving as Trusted Partners, for our community banks and our employees. We take great care to maintain our commitment to excellence and personalized service internally and externally. We are dedicated to providing a diverse work environment that foster ...

Bank Compliance Officer

1 week ago

At TIB, we are committed to serving as Trusted Partners, for our community banks and our employees. We take great care to maintain our commitment to excellence and personalized service internally and externally. We are dedicated to providing a diverse work environment that foster ...

Deputy Compliance Officer

2 weeks ago

Who We Are · Verily is a subsidiary of Alphabet that is using a data-driven approach to change the way people manage their health and the way healthcare is delivered. Launched from Google X in 2015, our purpose is to bring the promise of precision health to everyone, every day. W ...

Bank Compliance Officer

4 weeks ago

Job Description · Job Description · At TIB, we are committed to serving as Trusted Partners, for our community banks and our employees. We take great care to maintain our commitment to excellence and personalized service internally and externally. We are dedicated to providing ...

Bank Compliance Officer

1 week ago

At TIB, we are committed to serving as Trusted Partners, for our community banks and our employees. We take great care to maintain our commitment to excellence and personalized service internally and externally. We are dedicated to providing a diverse work environment that foster ...

sbe compliance officer.0004500

1 week ago

Brief Description · Responsible for the development, oversight and maintenance of Dallas County's Small Business Enterprise (SBE) contract data collection system, reporting system(s), and records, including SBE/HUB/DBE utilization; Ensures prime contractor adherence to the SBE p ...

Risk Compliance Officer

2 days ago

Growing Clearing Broker dealer is seeking a strong surveillance candidate to join their compliance team. · Responsibilities: Collaborate with assigned departments to enhance their policies and procedures. · Review and analyze current policies and procedures, identifying areas fo ...

Compliance Officer

3 weeks ago

Company: · MMC Corporate · Description: · What can you expect? · Marsh McLennan's Legal, Compliance and Public Affairs (LCPA) department promotes a culture in which ethical, lawful, and risk mindful behavior is encouraged and reinforced. LCPA develops and implements policies and ...

VP, Senior BSA Compliance Officer

3 weeks ago

Company Overview: · Originally founded in 1922 and headquartered in Dallas, Texas, NexBank (the "Bank") is part of NexBank Capital, Inc. (the "Company"), a fully integrated financial services organization that includes a commercial and investment bank. NexBank is a leading region ...

Legal Officer of Regulatory Compliance

2 hours ago

About Integrity · Integrity, headquartered in Dallas, Texas, is a leading distributor of life and health insurance, and provider of innovative solutions for wealth management and retirement planning. Through its broad partner network of agents and advisors, Integrity helps milli ...

sbe compliance officer.0004500

1 week ago

SBE - 900 Jackson St, Ste 680 - Dallas Responsible for the development, oversight and maintenance of Dallas Countys Small Business Enterprise (SBE) contract data collection system, reporting system(s), and records, including SBE/ HUB/ DBE ut Compliance Officer, Compliance, Office ...

SBE Compliance Officer.0004500

1 day ago

Responsible for the development, oversight and maintenance of Dallas County's Small Business Enterprise (SBE) contract data collection system, reporting system(s), and records, including SBE/HUB/DBE utilization; Ensures prime contractor adherence to the SBE participation included ...

SBE Compliance Officer.0004500

1 day ago

Responsible for the development, oversight and maintenance of Dallas County's Small Business Enterprise (SBE) contract data collection system, reporting system(s), and records, including SBE/HUB/DBE utilization; Ensures prime contractor adherence to the SBE participation included ...

VP, Senior Compliance Officer

1 week ago

SUMMARY · The VP, Senior Compliance Officer serves as a Chief Compliance Officer (CCO) to trusts of mutual funds and closed-end fund clients of Ultimus Fund Solutions (UFS) in support of the funds' Rule 38a-1 compliance program obligations. This includes maintaining the Rule 38a ...