- Review and evaluate the Transaction Monitoring system's alerts (including related modules) for Low, Medium, and High-Risk accounts as assigned and directed.
- Perform timely Enhanced Due Diligence (EDD) reviews for higher risk customers in accordance with established procedures.
- Conduct negative news searches on entities and beneficial owners.
- Contact branches for additional information needed to explain activity that has been identified as potentially unusual or suspicious.
- Identify and refer potentially suspicious activity for further investigation by grouping the suspect transactions and gathering supporting documentation.
- Complete investigations of potentially unusual or suspicious transactions by preparing and/or finalizing an investigation narrative and gathering supporting documentation in accordance with departmental guidelines.
- Prepare SARs in accordance with departmental procedures and templates.
- Perform Annual CTR Exemption reviews as directed and in accordance with department procedures.
- Assist in maintaining departmental policies and procedures.
- Assist with BSA/AML Compliance training development and updates for new employees and other Bank departments.
- Handle other duties or special projects as assigned by BSA Management.
- Bachelor's degree or equivalent job experience required.
- Minimum five years' experience in the financial services industry, of which at least two years must be BSA/AML/OFAC compliance analysis and investigation experience.
- General understanding of BSA/AML and OFAC laws, regulations, and guidance.
- The ability to understand, interpret, convey, and implement the requirements of pertinent laws and regulations is essential.
- Must exhibit the ability to work both independently and in a team environment.
- Ability to work with other departments and business lines in a professional manner.
- Strong transactional research, analytical, multitasking, and problem-solving skills required.
- Excellent communication (verbal and written), organizational, and follow-up skills are necessary.
- Strong knowledge of Microsoft Office (Outlook, Word, Excel, PowerPoint).
- CAMS certification a plus.
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Enhanced Due Diligence - Hauppauge, United States - Dime Community Bancshares
Description
Summary: The EDD Analyst will assist the High Risk EDD Manager in the administration of the high-risk customer Enhanced Due Diligence (EDD) program, a part of Dime's BSA/AML/OFAC program. The EDD Analyst will also perform additional due diligence and analysis as required for high-risk customers, and as otherwise directed by the High Risk EDD Manager.Salary commensurate with experience, ranging from $55,000 to $68,000 annually. The exact compensation may vary based on relevant experience, skills, education, training, licensure and certifications, and location.
All applicants must attach a recent resume. This is not a remote role.
Responsibilities:
The contractor will not discharge or in any other manner discriminate against employees or applicants because they have inquired about, discussed, or disclosed their own pay or the pay of another employee or applicant. However, employees who have access to the compensation information of other employees or applicants as a part of their essential job functions cannot disclose the pay of other employees or applicants to individuals who do not otherwise have access to compensation information, unless the disclosure is (a) in response to a formal complaint or charge, (b) in furtherance of an investigation, proceeding, hearing, or action, including an investigation conducted by the employer, or (c) consistent with the contractor's legal duty to furnish information. 41 CFR c)
