Jobs
>
New York City

    Compliance Analyst - New York, United States - New York City, NY

    Default job background
    Description
    PLEASE NOTE APPLICANTS MUST BE PERMANENT IN THE ASSOCIATE STAFF ANALYST CIVIL SERVICE TITLE.OR IN A COMPARABLE TITLE ELIGIBLE FOR


    The DSS Accountability Office's ORCA is charged with working closely with internal and external partners to ensure that DHS facilities, directly-managed and those managed by provider agencies, comply with statutory, regulatory and contractual obligations governing the provision of shelter in New York City.

    ORCA carries out its mission through collaboration with Agency personnel to develop initiatives that optimize the Agency's resources to comply with regulatory requirements.

    ORCA is recruiting for (1) one Associate Staff Analyst to function as a Compliance Analyst, who will:


    • Conduct professional organizational research to promote efficiencies for reaching compliance goals for all ORCA's compliance and audit initiatives: Serious Incident Reporting, OTDA Inspection Reports and audits. Investigate ORCA's workflows and prepare comprehensive reports with recommendations for improved efficiencies across ORCA's complex workflow.
    • Propose and assist with trainings for shelter providers, DHS and ORCA staff; collect, analyze, interpret and present data to provide feedback to ORCA staff, supervisors and other stakeholders about the quality and quantity of work produced by ORCA staff and to identify opportunities for improved quality and efficiency.
    • Support staff implementing ORCA initiatives. Assist onboarding new staff regarding the Inspection Report process. Support staff in ensuring quality compliance responses from shelter providers and DHS stakeholders.
    • Create ad hoc queries and reports from relevant data sources including, but not limited to, the Building Compliance System (BCS) and CARES to support staff in processing inspection reports on time.
    • Provide feedback to staff, executives and other stakeholders regarding the inspection reports including metrics for provider performance, ORCA staff performance and extent to which compliance goals are achieved year-to-year. Liaise with DHS stakeholders and DHS providers as required in order to fulfill the requirements of the annual OTDA Inspection Report.
    • Research the need for and create procedures and manuals for all of the tasks of ORCA's major Initiatives, Serious Incident Reporting and OTDA Inspection Reports.

    Create and maintain procedures for Serious Incident Reporting:
    Immediate Notifications, Review and Closing Serious Incident Reporting in CARES, and the Transmittal report.
    • For Inspection Reports: Evaluate a Provider's Response for Programmatic, Environmental and Unit Violations; Navigating SMS (OTDA's Shelter System); How to Navigate and Use the Inspection Report Tracker to Optimize Daily Work.

      Conduct internal ad hoc inquiries into HRA's various source systems and analyze quantitative and qualitative data to locate vulnerabilities within the agency.

      Provide proposals and suggestions to improve HRA's overall accountability and integrity.
    • Conduct onsite inspections of DHS and provider-managed shelters to ensure compliance with oversight regulations. Verify remediations of follow up shelter site visits as reported in OTDA inspection reports.
    • Perform other ad hoc duties as assigned.
    Work Schedule: 9:00AM-5:00PM

    Minimum Qualifications


    • A master's degree from an accredited college or university, accredited by regional, national, professional or specialized agencies recognized as accrediting bodies by the U.S. Secretary of Education and the Council for Higher Education Accreditation (CHEA) in economics, finance, accounting, business or public administration, human resources management, management science, operations research, organizational behavior, industrial psychology, statistics, personnel administration, labor relations, psychology, sociology, human resources development, political science, urban studies or a closely related field, and one year of satisfactory full-time professional experience in one or a combination of the following: working with the budget of a large public or private concern in budget administration, accounting, economic or financial administration, or fiscal or economic research; or in management or methods analysis, operations research, organizational research or program evaluation; or in personnel or public administration, recruitment, position classification, personnel relations, labor relations, employee
    benefits, staff development, employment program planning/administration, labor market research, economic planning, social services program planning/evaluation, or fiscal management; or in a related area; or


    • A baccalaureate degree from an accredited college or university, accredited by regional, national, professional or specialized agencies recognized as accrediting bodies by the U.S. Secretary of Education and the Council for Higher Education Accreditation (CHEA) and three years of satisfactory full-time professional experience in the areas described in "1" above.
    Preferred Skills


    • Outstanding interpersonal and communication skills - Excellent writing skills - Strong computer skills in Microsoft Word and Excel - Ability to work independently and in groups in a fast-paced environment - Ability to manage competing tasks on a timely manner
    55a Program

    This position is also open to qualified persons with a disability who are eligible for the 55-a Program.

    Please indicate at the top of your resume and cover letter that you would like to be considered for the position through the 55-a Program.

    Public Service Loan Forgiveness


    As a prospective employee of the City of New York, you may be eligible for federal loan forgiveness programs and state repayment assistance programs.

    For more information, please visit the U.S. Department of Education's website at

    Residency Requirement

    New York City residency is generally required within 90 days of appointment.

    However, City Employees in certain titles who have worked for the City for 2 continuous years may also be eligible to reside in Nassau, Suffolk, Putnam, Westchester, Rockland, or Orange County.

    To determine if the residency requirement applies to you, please discuss with the agency representative at the time of interview.

    Additional Information


    The City of New York is an inclusive equal opportunity employer committed to recruiting and retaining a diverse workforce and providing a work environment that is free from discrimination and harassment based upon any legally protected status or protected characteristic, including but not limited to an individual's sex, race, color, ethnicity, national origin, age, religion, disability, sexual orientation, veteran status, gender identity, or pregnancy.

    #J-18808-Ljbffr

  • The Goodkind Group, LLC

    Compliance Analyst

    3 weeks ago


    The Goodkind Group, LLC New York, United States

    Reporting directly to the SVP, Deputy Chief Compliance Officer, the Compliance Analyst will assist with the design and daily responsibilities of the compliance program for Capital Partners, managing a range of legal, regulatory and compliance risks associated with third-party cap ...

  • Insight Global

    Compliance Analyst

    4 weeks ago


    Insight Global New York, United States

    Required Skills & Experience · Bachelors Degree · 1-2 years of industry experience · Broad knowledge of financial products, markets, and laws and regulations such as FINRA and SEC rules, and the Investment Company Act of 1940 · Strong interview, presentation, written and verbal c ...

  • Fernridge Group

    Compliance Analyst

    5 days ago


    Fernridge Group New York, United States

    Title: Legal and Compliance Analyst · Firm: $40B+ private equity and hedge fund · Location: New York, New York (in the office 3 days a week) · Compensation Range: $100,000 - $140,000 base plus year end bonus · Highlights: · Opportunity to work for one of the top investment manage ...

  • CIFC Asset Management

    Compliance Analyst

    5 days ago


    CIFC Asset Management New York, United States

    CIFC OVERVIEW · Founded in 2005, CIFC Asset Management LLC (including its affiliates, "CIFC") is a global credit manager focused across multiple disciplines – CLOs, structured credit, corporate credit, opportunistic credit and direct lending. Serving institutional investors globa ...

  • Atlantic Group

    Compliance Analyst

    3 weeks ago


    Atlantic Group New York, United States

    Location: New York, NY · Type: Perm (Contingency) · Job #37698 · Salary: $100,000 · Job Overview - Compliance Analyst: · A prestigious private equity firm based in New York City is seeking a dedicated and experienced Compliance Analyst. This role involves working closely wit ...

  • Millennium Management Corp

    Compliance Analyst

    2 weeks ago


    Millennium Management Corp New York, United States

    Compliance Analyst · The Compliance Department at Millennium serves to adopt, implement, and enforce a Compliance program, including policies and procedures, processes, systems, controls, surveillance, testing and reporting, which is designed to prevent or detect violations of a ...

  • The Execu|Search Group

    Compliance Analyst

    2 weeks ago


    The Execu|Search Group New York, United States

    A recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role, the Compliance Analyst will be responsible for helping to ensure that the firm's business activities are conducted in strict accordance with regulatory require ...

  • City of New York

    compliance analyst

    1 week ago


    City of New York New York, United States

    Company Description · Job Description · PLEASE NOTE APPLICANTS MUST BE PERMANENT IN THE ASSOCIATE STAFF ANALYST CIVIL SERVICE TITLE.OR IN A COMPARABLE TITLE ELIGIBLE FOR · The DSS Accountability Office's ORCA is charged with working closely with internal and external partners t ...

  • Atlantic Group - New York

    Compliance Analyst

    1 week ago


    Atlantic Group - New York New York, United States

    Job Description · Job DescriptionThe Atlantic Group has partnered with a large investment firm in the Manhattan area. They have an immediate need for a Compliance Analyst to join their team. This position is a full-time contract role with the opportunity to become permanent based ...

  • Phaxis

    Compliance Analyst

    2 weeks ago


    Phaxis New York, United States

    COMPLIANCE ANALYST AT GLOBAL FINTECH FIRM · Base Salary is $100K to $120K (based upon candidate and experience) · Year-end Bonus; and Excellent Benefits · Solidly established Global FinTech Firm is looking for an experienced individual to work closely with its Team of Attorney ...

  • Franklin Resources

    Compliance Analyst

    1 day ago


    Franklin Resources New York, United States

    At Franklin Templeton, we're driving our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic and diversified firm spans asset management, wealth management, and fintech, offering many ways to help investors make p ...

  • Apollo Inc

    Compliance Analyst

    4 weeks ago


    Apollo Inc New York, United States

    Position Overview · Apollo is seeking a Compliance Analyst to join its growing global team of professionals who are focused on operationalizing Apollo's strategic compliance program. The Compliance Analyst will be a part of the investment compliance team and will primarily focus ...

  • Manpower Group Inc.

    Compliance Analyst

    1 week ago


    Manpower Group Inc. New York, United States

    Compliance Analyst · $75-85K (+ 5-8% bonus) · Location: NY, NY 10001 · ***onsite 5 days (9-5pm) · We are seeking a Sr. Compliance Analyst to join our clients Compliance team. · Responsibilities: · Organizing, executing, processing and reporting of assigned roles to facilita ...

  • Public Health Solutions

    Compliance Analyst

    1 day ago


    Public Health Solutions New York, United States

    Company Overview: · Health disparities among New Yorkers are large, persistent and increasing. Public Health Solutions (PHS) exists to change that trajectory and support New Yorkers and their families in achieving optimal health and building pathways to reach their potential. As ...

  • Trevose Partners Limited

    Compliance Analyst

    1 week ago


    Trevose Partners Limited New York, United States

    Our Client, A Top-Tier Hedge Fund is looking to bring on a Compliance Analyst to join their team here in NYC · Job Summary: We are seeking a meticulous and detail-oriented Compliance Analyst to join our compliance team. The ideal candidate will play a crucial role in ensuring th ...

  • Galaxy Digital

    Compliance Analyst

    2 weeks ago


    Galaxy Digital New York, United States

    Who You Are: · The Compliance Analyst will be responsible for implementing the firm's compliance policies related to the review and approval of marketing materials relating to Galaxy Digital. The Compliance Analyst will also be asked to help review marketing materials for Galaxy ...

  • AtlantiCare

    Compliance Analyst

    2 days ago


    AtlantiCare Atlantic City, United States

    Job Description · Provide key support and analysis to the provider enrollment credentialing process which directly impact the ability of AtlantiCare to bill for services rendered by billable providers, thereby directly impacting AtlantiCare revenue generation for providers. The ...

  • Experis

    Compliance Analyst

    6 days ago


    Experis New York, United States

    Compliance Analyst · $75-85K (+ 5-8% bonus) · Location: NY, NY 10001 · ***onsite 5 days (9-5pm) · We are seeking a Sr. Compliance Analyst to join our clients Compliance team. · Responsibilities: · Organizing, executing, processing and reporting of assigned roles to facilit ...

  • Engineers Gate

    Compliance Analyst

    2 weeks ago


    Engineers Gate New York, United States

    About the Role · Engineers Gate (EG) is a leading quantitative investment company focused on computer-driven trading in global financial markets. We are a team of researchers, engineers, and financial industry professionals using sophisticated statistical models to analyze data ...

  • Public Health Solutions

    Compliance Analyst

    1 week ago


    Public Health Solutions New York, United States

    Job Description · Job DescriptionCompany Overview: · Health disparities among New Yorkers are large, persistent and increasing. Public Health Solutions (PHS) exists to change that trajectory and support New Yorkers and their families in achieving optimal health and building pathw ...