- Develop and implement an effective legal compliance program
- Create sound internal controls and monitor adherence to them
- Draft and revise company policies
- Proactively audit processes, practices and documents to identify weaknesses
- Evaluate business activities (e.g. investments) to assess compliance risk
- Collaborate with external auditors and HR when needed
- Set plans to manage a crisis or compliance violation
- Educate and train employees on regulations and industry practices
- Address employee concerns or questions on legal compliance
- Keep abreast of internal standards and business goals
- Proven 7 years experience as a Compliance Officer or Compliance Manager
- Experience in Regulatory
- Familiarity with industry practices and professional standards
- Excellent communication skills
- Integrity and professional ethics
- BSc/BA in law, finance, business administration or a related field
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Compliance Officer
22 minutes ago
Evolve1talent Llc Miami, United StatesCompliance Officer-fast and growing healthcare organization · Evolve1talent is supporting a long term client in search for a Compliance Officer. The Compliance Officer is a pivotal leadership role responsible for steering the compliance strategy and ensuring the integrity of the ...
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Compliance Officer
3 weeks ago
Leeds Professional Resources Miami, United StatesExciting opportunity for a Compliance Officer to join a strong broker-dealer headquartered here in Miami. Amazing opportunities for career growth Hybrid work schedule. · Responsibilities: · Risk and Compliance · Conduct audits and testing of broker/dealer branch offices for their ...
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Compliance Officer
2 weeks ago
Talentry LLC Miami, United StatesJob Description · Compliance Officer · Onsite Work in Miami, FL · 180-200k total comp. · Talentry is looking for a Compliance Officer to ensure our HIPAA, accreditation (URAC, VIPPS, ACHC, etc.), and statutory compliance. The right person will develop and revise policies and ...
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Compliance Officer
3 days ago
Insight Global Miami, United StatesMUST HAVES: · Submit your CV and any additional required information after you have read this description by clicking on the application button. Bachelor's degree in Finance or related field · 5+ years of securities industry experience in a supervisory or compliance capacity ...
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Senior Compliance Officer
1 week ago
Leeds Professional Resources Miami, United StatesExciting opportunity for a Senior Compliance Officer to join a strong broker-dealer headquartered here in Miami. Amazing opportunities for career growth Hybrid work schedule. · Responsibilities: · Risk and Compliance · Conduct audits and testing of broker/dealer branch offices fo ...
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Compliance Team Officer
2 weeks ago
Ahtna Miami, United StatesSummary: · Conducts continuous quality control inspections of staff in the field on assigned shifts and departments utilizing approved QA Forms derived from ICE Detention Standards. · *Please Note: This position is contingent upon a contract award. We will not be actively respo ...
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Senior Compliance Officer
1 week ago
CRO Strategies Miami, United StatesThe Senior Compliance Officer plays a critical role in promoting a culture of compliance, risk management, and quality assurance. · Key Responsibilities: · Regulatory Compliance: · Ensure that all clinical trials conducted at the site comply with federal, state, and local regulat ...
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Senior Compliance Officer
2 days ago
CRO Strategies Miami, United StatesThe Senior Compliance Officer plays a critical role in promoting a culture of compliance, risk management, and quality assurance. · Be one of the first applicants, read the complete overview of the role below, then send your application for consideration. · Key Responsibilities ...
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Regional Compliance Officer, LATAM
3 days ago
Arthur J. Gallagher & Company Miami, United StatesRegional Compliance Officer, Latin America & the Caribbean Arthur J. Gallagher & Co. (Gallagher) is a global leader in insurance, risk management and consulting services. We help businesses grow, communities thrive and people prosper. We live a cultu Compliance Officer, Officer, ...
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Fintech BaaS Compliance Officer
1 week ago
Mbanq Miami, United StatesAbout Us: · Mbanq is a BaaS- Banking-as-a-Service provider with operations and customers in the United States. Mbanq was established to provide the technological capabilities necessary to create and operate digital financial services. Mbanq's solutions are suitable for both reta ...
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Chief Compliance Officer- Broker Dealer
1 week ago
Leeds Professional Resources Miami, United StatesResponsibilities · Develop and implement an effective legal compliance program · Create sound internal controls and monitor adherence to them · Draft and revise company policies · Proactively audit processes, practices and documents to identify weaknesses · Evaluate business acti ...
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Barry University Miami, United StatesProvides admissions/academic advising to Pre-Nursing, Transfer, and Conditionally Accepted students. This position is also responsible for maintaining accurate and current data on student's health and regulatory status. Responsible for communicating with advisors, faculty, and cl ...
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Barry University Miami, United StatesProvides admissions/academic advising to Pre-Nursing, Transfer, and Conditionally Accepted students. This position is also responsible for maintaining accurate and current data on student's health and regulatory status. Responsible for communicating with advisors, faculty, and cl ...
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Building Code Compliance Officer 1
1 week ago
Miami-Dade Seaport Department Miami, United StatesBachelor's degree. One year of experience in code enforcement, investigations, or administration at the local, state, or federal level is required. Additional experience in code enforcement, investigations, or administration at the local, state, or federal level may substitute fo ...
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Miami-Dade Seaport Department Miami, United StatesBachelor's degree. One year of experience in the processing, investigation or enforcement of zoning regulations, building codes, health sanitation codes, environmental codes, nuisance codes, solid waste disposal codes or other municipal code enforcement regulations are required. ...
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University of Miami Miami, FL, United StatesUniversity of Miami is seeking a Registered Nurse (RN) Nurse Navigator Level II for a nursing job in Miami, Florida. · Job Description & Requirements · Specialty: Nurse Navigator · Discipline: RN · Duration: Ongoing · 40 hours per week · Shift: 8 hours, days · Employment Type: St ...
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Director of Compliance
2 weeks ago
Intermex Wire Transfer, LLC Miami, United StatesWhen it comes to money remittance services, Intermex is a leader you can trust. Founded in 1994, International Money Express (NASDAQ: IMXI) is a leading omnichannel provider of money transfer services. Focused on excellence, we always strive to provide unsurpassed quality and cus ...
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Senior Wealth Advisor SAFE Act
2 weeks ago
Citi Miami, United States Full timeCiti Global Wealth brings together the full power of Citi to serve the entire continuum of wealth clients. The unified business supports ultra-high-net-worth individuals and family offices through Citi Private Bank, operates in the affluent and high-net worth segments through Cit ...
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tpg - environmental health & safety engineer
1 week ago
Careerbuilder-US Miami, United StatesJob Description · Position Summary: The Environmental · Health & Safety Engineer will be responsible for leading the implementation · of the Company's Safety, Health and Environmental Program. The Safety Engineer · shall ensure compliance of Company and regulatory safety and envi ...
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Associate Nurse Manager
1 week ago
Jackson Health System Miami, FL, United StatesMiami, FL Full-Time JW-5th Floor · Summary · The Associate Nurse Manager reports directly to the Nurse Manager and oversees daily operations of assigned shift ensuring proper care is provided to all patients. The Associate Nurse Manager is accountable to ensure high quality, safe ...
Compliance Officer - Miami, United States - Leeds Professional Resources
Description
Responsibilities
Qualifications