Senior Compliance Officer - Miami, United States - Leeds Professional Resources

Compliance Officer

1 week ago

MUST HAVES: · Bachelor's degree in Finance or related field · 5+ years of securities industry experience in a supervisory or compliance capacity · Bilingual in English and Spanish · NASAA Series 65 or 66 · PLUSSES: · FINRA Series 7 & 24 · Day to day: · The Deputy Chief Compli ...

Chief Compliance Officer

1 week ago

Job Description · Chief Compliance Officer · Onsite Work in Miami, FL · 215-225k total comp. · Talentry is looking for a Chief Compliance Officer to ensure our HIPAA, accreditation (URAC, VIPPS, ACHC, etc.), and statutory compliance. The right person will develop and revise p ...

Chief Compliance Officer

1 week ago

JOB TITLE: · Chief Compliance Officer · EMPLOYER: · A-CAP Services · DEPARTMENT: · Legal and Compliance · REPORTS TO: · Chief Legal Officer · LOCATION · : · Onsite in Miami, ( Brickell ) · ABOUT THE COMPANY · A-CAP is a rapidly growing organization that owns and opera ...

Chief Compliance Officer

1 week ago

JOB TITLE: Chief Compliance Officer · EMPLOYER: A-CAP Services · DEPARTMENT: Legal and Compliance · REPORTS TO: Chief Legal Officer · LOCATION: Onsite in Miami, (Brickell) · ABOUT THE COMPANY · A-CAP is a rapidly growing organization that owns and operates multiple insuranc ...

Compliance Team Officer

6 days ago

Summary: · Conducts continuous quality control inspections of staff in the field on assigned shifts and departments utilizing approved QA Forms derived from ICE Detention Standards. · *Please Note: This position is contingent upon a contract award. We will not be actively respo ...

Compliance Officer

3 weeks ago

Compliance Officer-fast and growing healthcare organization · Evolve1talent is supporting a long term client in search for a Compliance Officer. The Compliance Officer is a pivotal leadership role responsible for steering the compliance strategy and ensuring the integrity of the ...

Compliance Officer

3 weeks ago

Compliance Officer-fast and growing healthcare organization · Evolve1talent is supporting a long term client in search for a Compliance Officer. The Compliance Officer is a pivotal leadership role responsible for steering the compliance strategy and ensuring the integrity of the ...

Compliance Officer

2 weeks ago

Job Description · Compliance Officer · Onsite Work in Miami, FL · 180-220k total comp. Relo available. · Talentry is looking for a Compliance Officer to ensure our HIPAA, accreditation (URAC, VIPPS, ACHC, etc.), and statutory compliance. The right person will develop and revi ...

Chief Compliance Officer- Broker Dealer

2 days ago

Responsibilities · Develop and implement an effective legal compliance program · Create sound internal controls and monitor adherence to them · Draft and revise company policies · Proactively audit processes, practices and documents to identify weaknesses · Evaluate business acti ...

Regional Compliance Officer, LATAM

3 weeks ago

Regional Compliance Officer, Latin America & the Caribbean Arthur J. Gallagher & Co. (Gallagher) is a global leader in insurance, risk management and consulting services. We help businesses grow, communities thrive and people prosper. We live a cultu Compliance Officer, Officer, ...

Deputy Chief Compliance Officer

1 week ago

The Deputy Chief Compliance Officer for Insigneo Advisory Services supports the Chief Compliance & Risk Officer in the development and implementation of the Firms compliance program and plan of the investment adviser designed to promote compliance with applicable securities regul ...

Senior Compliance Officer

3 weeks ago

The Senior Compliance Officer plays a critical role in promoting a culture of compliance, risk management, and quality assurance. · Be one of the first applicants, read the complete overview of the role below, then send your application for consideration. · Key Responsibilities ...

Code Compliance Officer I

1 week ago

Salary: $51, $79,429.32 AnnuallyLocation : City of Doral, FLJob Type: Full TimeJob Number: Department: Code ComplianceOpening Date: 05/17/2024Closing Date: 5/31/2024 5:00 PM EasternGeneral Purpose Investigates, researches and resolves questions, complaints, violations and issues ...

Code Compliance Officer

1 day ago

SHIFT WORK. FLEXIBILITY IS A MUST. WORKING SCHEDULE WILL BE PROVIDED ONCE TRAINING HAS BEEN COMPLETED. Come to a City that Builds Careers As one of the largest cities in Broward County, the City of Hollywood provides an energetic, innovative and col Compliance Officer, Officer, C ...

Operations Lead

2 weeks ago

What we do · At Blankfactor, we are dedicated to engineering impact. We are passionate about creating value by building best-in-class tech solutions for companies looking to transform, innovate, and scale. In every project, we aim to deliver work that moves the needle and drives ...

Fiduciary Risk Officer

1 week ago

About Us: A financial institution in the realm of private banking. · Requirements: · Experience in Private Banking with a strong understanding of industry standards and practices. · Proficiency in data analysis and report preparation using advanced Excel formulas, Pivot Tables, ...

3rd Party Risk Team Lead-GRC

2 weeks ago

GRC Third Party Risk and Business Continuity and Disaster Team Lead Analyst – Miami, FL · Full- Time Position · WHAT ARE WE LOOKING FOR: · Step into the role of GRC Third Party Risk and Business Continuity and Disaster Team Lead Analyst, where your expertise will be at the for ...

correctional probation senior officer

6 days ago

Requisition No: · Agency: Department of Corrections · Working Title: CORRECTIONAL PROBATION SENIOR OFFICER · Pay Plan: Career Service · Position Number: · Salary: $52, Minimum annually) · Posting Closing Date: 06/14/2024 · Total Compensation Estimator Tool · FLORIDA DEPAR ...

Chief Legal Officer

2 weeks ago

Chief Legal Officer - Rapidly Growing Digital Bank · Our client is a rapidly growing fintech company that is revolutionizing the banking industry. They are dedicated to providing innovative financial solutions to their clients and are looking for a dynamic Chief Legal Officer to ...

Staff Tax Accountant

3 weeks ago

Benefits: · Hybrid Schedule: Alternating MWF and TR in-office days · Yearly Weekend Company Cruise: Firm pays for employees · Bonuses: Performance-based, paid twice a year. · 401(k): 4% dollar-for-dollar matching. · New Business Commission: 10% commission on referred new business ...