Senior Compliance Analyst - Frisco, United States - Infovision

Infovision Frisco, United States

1 month ago

Show more Collapse job

Description

Title:
Compliance Analyst I (Banking/Financial)

Duration :
Long term

Location:
Auburn Hills, MI or Frisco, TX
WorkBest Category C -

Minimum 2(up to 5) days on site per week

Has or is working toward CPA, CIA, CISSP or CISA certifications (within two years)

Compliance Analyst I

The Compliance Analyst position provides oversight of compliance, audit and regulatory risk reviews and acts a primary point of contact for business units, Second Line of Defense, and management.

This position is responsible for providing regulatory expertise to team members and business units, ensuring ownership and validation of the Technology Process Risk and Control library, and is responsible for issue and change management identification and remediation including those that result from implementation of new regulations.

Position Responsibilities:
Technology Risk Management

Ensure key regulatory, internal, and external audit timelines are met; Associated documents are reviewed and submitted in alignment with process parameters.

Engage with lines of business to promptly remediate regulatory exam and internal/external audit findings. Perform risk analysis to determine level of risk to the bank and recommend action(s) to mitigate risk. Assist in the development and implementation of new risk management assessments/activities to address regulatory changes, E.g. GLBA risk assessment, and post issue remediation efforts to ensure root cause remediated. Present results of risk activities verbally and in writing to business unit(s) and third-party processors as required.

Support completion of Second Line of Defense risk assessments within the First Line of Defense, including the Risk and Control Self-Assessment.

Policies, Processes, and Procedures

Monitor and interpret policies, processes and procedures for assigned business units and support with updates/changes as required pending change and issue remediation, new/enhanced regulations and controls.

Recommend ways to enhance internal processes. Analyze and make recommendations on department policies, processes and procedures. Partner with the business unit(s) to ensure all processes and procedures are in compliance with policies and federal regulations.
Committees and Special Projects
Management of and/or participation in medium to large sized projects related to risk and compliance. Work collaboratively with business units and others on the implementation of new regulations. Represent the business on risk and compliance committees as assigned.
Training and Reporting

Develop subject matter expertise on FFIEC, NIST, ISO, and COBIT Act as a resource for business units; educate and train business unit(s) on risks impacting them or their third-party processors.

Ensure risk related training requirements are properly communicated and completed.

Position Qualifications:
Bachelors Degree or High School Diploma or GED and 8 years of Technology or Risk experience 4 years of experience with financial, regulatory, and audit issues 4 years of experience developing and implementing internal controls, policies, and procedures 2 years of experience working with public accounting Big Four experience is preferred

#J-18808-Ljbffr

We have other current jobs related to this field that you can find below

Sr. Principal IS Compliance Analyst

4 days ago

Magellan Health Frisco, United States

Candidates for this remote position should have a favorably adjudicated T3 investigation / secret clearance to be eligible for this role. This position is contingent upon a contract award. · This is also a fully remote position. · This position will analyze, evaluate and design ...
Compliance Analyst

1 week ago

ConAm Plano, United States Full time

Job Details · Description · Compliance Analyst - (Affordable Housing) (Corporate Office | San Diego, CA - Remote) · WHO WE ARE: · CONAM Management Corporation is part of The CONAM Group, a multi-family property investment and management firm established in 1975 that specializ ...
IT Compliance Analyst

1 week ago

The Evolvers Group San Francisco, United States Permanent

Job Description:We are seeking an IT Compliance Analyst to lead and support compliance program initiatives. This position requires strong compliance experience, strong technical expertise (including technology and data security), proactive problem-solving skills, and the ability ...
Compliance Analyst

2 weeks ago

Paymentus Dallas, United States

Summary/Objective · The Compliance Analyst will be responsible for collaborating with the Profit by Paymentus Corporate Compliance team to achieve varying compliance requirements, including client due diligence, transaction monitoring, vendor management, and other compliance task ...
Compliance Analyst

1 week ago

Mr. Cooper Group, Inc. Lewisville, United States

We are Xome, a real estate services company headquartered in the Dallas, Texas area. As a subsidiary of Mr. Cooper Group, we employ over 1,200 team members nationwide. The nations largest financial services companies look to us for integrated and sc Compliance Analyst, Compliance ...
Compliance Analyst

1 week ago

Supreme Lending Addison, United States

Compliance Analyst · Job Description · I. JOB SUMMARY: · Under the direction of the Chief Compliance Officer, the Compliance Analyst is responsible for organizing, planning, and conducting periodic reviews of the company activities. This position assesses the internal controls, ...
Compliance Analyst

3 days ago

Paymentus Dallas, United States

Summary/Objective · The Compliance Analyst will be responsible for collaborating with the Paymentus Corporate Compliance team and the Profit by Paymentus team to achieve varying compliance requirements, including client due diligence, transaction monitoring, and other compliance ...
IT Compliance Analyst

1 week ago

Mando Technologies Dallas, United States

We are seeking an IT Compliance Analyst to lead and support compliance program initiatives. This position requires strong compliance experience, strong technical expertise (including technology and data security), proactive problem-solving skills, and the ability to work in a fas ...
IT Compliance Analyst

1 week ago

Fathom Management LLC Dallas, United States

Job Description · Job DescriptionIT Compliance Analyst · Location: DFW Airport Headquarters, 2400 Aviation Dr, DFW Airport, TX 75261 · Salary: $41.94 hr. plus 8 days holiday pay and 15 days PTO · Internal Reference 240602 · Job Description: · We are seeking an IT Compliance Analy ...
Compliance Analyst

1 day ago

United Texas Bank Dallas, United States

Job Description · Job DescriptionUnited Texas Bank is a Dallas-based Texas business bank focused on providing creative, solution-focused service to help our clients achieve financial success. The strength of UTB is based on our ability to listen and react to our customer's needs ...
Compliance Analyst

4 days ago

Dagen Dallas, United States

Job Title: · Compliance Analyst · Firm Summary: · A SEC-registered investment adviser that employs an event-driven long/short equity investment strategy focused on the biotechnology sector. The firm launched in 2016 and invests in both the public and private markets on behalf o ...
IT Compliance Analyst

1 week ago

BorderlessMind Dallas, United States Full time

Job Title - IT Compliance Analyst · Duration - 6+ Months · Work Mode- Hybrid/ WFO (4 days onsite-1 Day remote per week) · Work Location- Irving, Tx · Work Schedule: 8:30 am – 5:30 pm · Position Summary: · We are seeking an IT Compliance Analyst to lead and support compliance prog ...
Compliance Analyst

3 weeks ago

Brink's, Incorporated Coppell, United States

Posted Date: Mar 29, 2024 Employment Type: Full Time Brinks Texas License #C00550 The Brink's name is a promise to respect the trust we've earned in over 150 years in business. Every employee honors that promise by offering the highest levels of service and support to our custome ...
IT Compliance Analyst

5 days ago

Fathom Management LLC Dallas, United States

IT Compliance Analyst · Location: DFW Airport Headquarters, 2400 Aviation Dr, DFW Airport, TX 75261 · Salary: $41.94 hr. plus 8 days holiday pay and 15 days PTO · Internal Reference · Job Description: · We are seeking an IT Compliance Analyst to lead and support compliance p ...
IT Compliance Analyst

6 days ago

PriceSenz Dallas, United States

This position will report to the SR Information Security Manager (Governance, Risk, and Compliance) to lead and support compliance program initiatives focusing on ensuring ongoing compliance. · RESPONSIBILITIES: · 1. Lead internal, vendor-managed, and cloud-hosted application acc ...
Compliance Testing Analyst

1 week ago

FirstCash Coppell, United States

Description · Position at American First Finance What makes an AFF Compliance Analyst - Monitoring and Testing: The Compliance Analyst will be responsible for the execution of second-line compliance monitoring and testing and risk identification to ensure compliance with state ...
Compliance Analyst

1 week ago

California Creative Solutions Inc. Dallas, United States

Job Description · Job DescriptionRoles and Responsibilities:Cloud computing expertise: IaaS, PaaS, SaaS. · Auditing experience · Compliance knowledge: ISO 27001, NIST, GDPR, HIPAA, CIS benchmarks. · Familiarity with major cloud providers and expertise in implementing security mea ...
IT Compliance Analyst

1 week ago

PriceSenz Dallas, United States

Job Description · Job DescriptionThis position will report to the SR Information Security Manager (Governance, Risk, and Compliance) to lead and support compliance program initiatives focusing on ensuring ongoing compliance. · RESPONSIBILITIES: · 1. Lead internal, vendor-managed, ...
Senior Compliance Analyst

3 weeks ago

CornerStone Technology Talent Services Dallas, United States

Senior SOX Compliance Analyst · Location: North Dallas Area · LOA: Full-Time on-site 5 days per week · Job Summary: · The Senior SOX Compliance Analyst will assist in managing the SOX Compliance program, reporting to the Director of SOX Compliance. Responsibilities include conduc ...
Tax Compliance Analyst

3 weeks ago

Kforce Inc. Irving, United States

RESPONSIBILITIES: · Kforce has a client in Irving looking for a Tax Compliance Analyst to join their corporate team in Irving, TX. This role is responsible for the timely preparation, filing, and payment of corporate sales, use, meals, and other transaction tax returns on a semi- ...